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The Subadditive Ergodic Theorem and generic stretching factors for free group automorphisms

Vadim Kaimanovich, Ilya Kapovich, Paul Schupp

TL;DR

The paper defines and analyzes a noncommutative analogue of translation length, the generic stretching factor λ(φ), for free group homomorphisms into groups with a left-invariant semi-norm. It leverages Kingman’s Subadditive Ergodic Theorem and random-walk models to show λ(φ) exists, is rational with precise arithmetic constraints, and is computable in key cases, particularly for free actions on trees and endomorphisms. A central result is a gap phenomenon in the spectrum of λ over Aut(F_k), with λ=1 only in trivial/simple cases and otherwise λ bounded away from 1 by an explicit amount, alongside rigidity statements tying small distortions to simple automorphisms. The work connects probabilistic methods, regular languages, and geometric group theory (via actions on trees and currents) to provide a unified approach to generic distortion and to pose several natural open problems about rationality, convergence, and uniformity across bases.

Abstract

Given a free group $F_k$ of rank $k\ge 2$ with a fixed set of free generators we associate to any homomorphism $φ$ from $F_k$ to a group $G$ with a left-invariant semi-norm a generic stretching factor, $λ(φ)$, which is a non-commutative generalization of the translation number. We concentrate on the situation when $φ:F_k\to Aut(X)$ corresponds to a free action of $F_k$ on a simplicial tree $X$, in particular, when $φ$ corresponds to the action of $F_k$ on its Cayley graph via an automorphism of $F_k$. In this case we are able to obtain some detailed ``arithmetic'' information about the possible values of $λ=λ(φ)$. We show that $λ\ge 1$ and is a rational number with $2kλ\in \mathbb Z[ \frac{1}{2k-1} ]$ for every $φ\in Aut(F_k)$. We also prove that the set of all $λ(φ)$, where $φ$ varies over $Aut(F_k)$, has a gap between 1 and $1+\frac{2k-3}{2k^2-k}$, and the value 1 is attained only for ``trivial'' reasons. Furthermore, there is an algorithm which, when given $φ$, calculates $λ(φ)$.

The Subadditive Ergodic Theorem and generic stretching factors for free group automorphisms

TL;DR

The paper defines and analyzes a noncommutative analogue of translation length, the generic stretching factor λ(φ), for free group homomorphisms into groups with a left-invariant semi-norm. It leverages Kingman’s Subadditive Ergodic Theorem and random-walk models to show λ(φ) exists, is rational with precise arithmetic constraints, and is computable in key cases, particularly for free actions on trees and endomorphisms. A central result is a gap phenomenon in the spectrum of λ over Aut(F_k), with λ=1 only in trivial/simple cases and otherwise λ bounded away from 1 by an explicit amount, alongside rigidity statements tying small distortions to simple automorphisms. The work connects probabilistic methods, regular languages, and geometric group theory (via actions on trees and currents) to provide a unified approach to generic distortion and to pose several natural open problems about rationality, convergence, and uniformity across bases.

Abstract

Given a free group of rank with a fixed set of free generators we associate to any homomorphism from to a group with a left-invariant semi-norm a generic stretching factor, , which is a non-commutative generalization of the translation number. We concentrate on the situation when corresponds to a free action of on a simplicial tree , in particular, when corresponds to the action of on its Cayley graph via an automorphism of . In this case we are able to obtain some detailed ``arithmetic'' information about the possible values of . We show that and is a rational number with for every . We also prove that the set of all , where varies over , has a gap between 1 and , and the value 1 is attained only for ``trivial'' reasons. Furthermore, there is an algorithm which, when given , calculates .

Paper Structure

This paper contains 13 sections, 42 theorems, 118 equations.

Key Result

Theorem 1

Let $F=F(a_1,\dots, a_k)$ with $k\ge 1$, and let $\mu_A$ be the uniform Borel probability measure on $\partial F$ corresponding to the basis $A=\{a_1,\dots, a_k\}$. Let $\phi:F\to G$ be a homomorphism to a group $G$ endowed with a semi-norm, that is, a nonnegative function $|\cdot|_G$ on $G$ satisfy

Theorems & Definitions (79)

  • Theorem 1
  • Example 1.1: Stretching factors for isometric actions
  • Example 1.2: Random Subgroup Distortion
  • Example 1.3: Normal Forms
  • Theorem 2
  • Corollary 3
  • Theorem 4
  • Definition 1.4: Generic stretching factor of an endomorphism
  • Theorem 5
  • Theorem 6
  • ...and 69 more