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On Hopf's Lemma and the Strong Maximum Principle

S. Bertone, A. Cellina, E. M. Marchini

TL;DR

The paper investigates Hopf's Lemma and the Strong Maximum Principle for a class of non-elliptic quasilinear PDEs F(u)=sum_{i=1}^N g_i(u_{x_i}^2)u_{x_ix_i}, showing that the near-zero behavior of the g_i governs validity. A divergent divergence integral G(ξ)=∫_0^ξ g_N(ζ^2/N)/ζ dζ serves as a key sufficient condition ensuring Hopf's Lemma and SMP, with a radial subsolution construction underpinning the comparison arguments. It also derives a sharp necessary condition in a restricted setting via counterexamples when G is finite and a specific limit involving g and g' vanishes. Additionally, the authors develop non-radial subsolutions to extend SMP results to more general, non-rotationally symmetric problems. Overall, the work clarifies when Hopf's Lemma and SMP extend beyond elliptic operators, guided by the zero-behavior of the degenerating coefficients.

Abstract

In this paper we consider Hopf's Lemma and the Strong Maximum Principle for supersolutions to a class of non elliptic equations. In particular we prove a sufficient condition for the validity of Hopf's Lemma and of the Strong Maximum Principle and we give a condition which is at once necessary for the validity of Hopf's Lemma and sufficient for the validity of the Strong Maximum Principle.

On Hopf's Lemma and the Strong Maximum Principle

TL;DR

The paper investigates Hopf's Lemma and the Strong Maximum Principle for a class of non-elliptic quasilinear PDEs F(u)=sum_{i=1}^N g_i(u_{x_i}^2)u_{x_ix_i}, showing that the near-zero behavior of the g_i governs validity. A divergent divergence integral G(ξ)=∫_0^ξ g_N(ζ^2/N)/ζ dζ serves as a key sufficient condition ensuring Hopf's Lemma and SMP, with a radial subsolution construction underpinning the comparison arguments. It also derives a sharp necessary condition in a restricted setting via counterexamples when G is finite and a specific limit involving g and g' vanishes. Additionally, the authors develop non-radial subsolutions to extend SMP results to more general, non-rotationally symmetric problems. Overall, the work clarifies when Hopf's Lemma and SMP extend beyond elliptic operators, guided by the zero-behavior of the degenerating coefficients.

Abstract

In this paper we consider Hopf's Lemma and the Strong Maximum Principle for supersolutions to a class of non elliptic equations. In particular we prove a sufficient condition for the validity of Hopf's Lemma and of the Strong Maximum Principle and we give a condition which is at once necessary for the validity of Hopf's Lemma and sufficient for the validity of the Strong Maximum Principle.

Paper Structure

This paper contains 5 sections, 10 theorems, 270 equations, 4 figures.

Key Result

Lemma 1

Let \Omega be a open and bounded set, let v\in W^{1,2}(\Omega) be a subsolution and let u\in W^{1,2}(\Omega) be a supersolution to the equation F(u)=0. If v_{|\partial \Omega}\leq u_{|\partial \Omega}, then v\leq u a.e. in \Omega.

Figures (4)

  • Figure 1: $\Omega$ in the case $N=2$.
  • Figure 2: The sets $\omega$ and $\mathcal{A}$ in the case $N=2$ and $n=3$.
  • Figure 3: $\mathcal{A}$ and $\mathcal{R}(O^*,l,l_N)$ in the case $N=2$.
  • Figure 4: The set $\mathcal{R}=\mathcal{R}(q^*,l,l_2)$ in the case $N=2$.

Theorems & Definitions (14)

  • Definition 1
  • Lemma 1
  • Lemma 2
  • Lemma 3
  • Lemma 4: Hopf's Lemma
  • Theorem 1: Strong Maximum Principle
  • Theorem 2
  • Remark 1
  • Lemma 5
  • Theorem 3: The Strong Maximum Principle
  • ...and 4 more