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Topological invariants of time-reversal-invariant band structures

J. E. Moore, L. Balents

Abstract

The topological invariants of a time-reversal-invariant band structure in two dimensions are multiple copies of the $\mathbb{Z}_2$ invariant found by Kane and Mele. Such invariants protect the topological insulator and give rise to a spin Hall effect carried by edge states. Each pair of bands related by time reversal is described by a single $\mathbb{Z}_2$ invariant, up to one less than half the dimension of the Bloch Hamiltonians. In three dimensions, there are four such invariants per band. The $\mathbb{Z}_2$ invariants of a crystal determine the transitions between ordinary and topological insulators as its bands are occupied by electrons. We derive these invariants using maps from the Brillouin zone to the space of Bloch Hamiltonians and clarify the connections between $\mathbb{Z}_2$ invariants, the integer invariants that underlie the integer quantum Hall effect, and previous invariants of ${\cal T}$-invariant Fermi systems.

Topological invariants of time-reversal-invariant band structures

Abstract

The topological invariants of a time-reversal-invariant band structure in two dimensions are multiple copies of the invariant found by Kane and Mele. Such invariants protect the topological insulator and give rise to a spin Hall effect carried by edge states. Each pair of bands related by time reversal is described by a single invariant, up to one less than half the dimension of the Bloch Hamiltonians. In three dimensions, there are four such invariants per band. The invariants of a crystal determine the transitions between ordinary and topological insulators as its bands are occupied by electrons. We derive these invariants using maps from the Brillouin zone to the space of Bloch Hamiltonians and clarify the connections between invariants, the integer invariants that underlie the integer quantum Hall effect, and previous invariants of -invariant Fermi systems.

Paper Structure

This paper contains 7 equations, 2 figures.

Figures (2)

  • Figure 1: The topology of the effective Brillouin zone (EBZ): if the original Brillouin zone is the torus in (a), then ${\cal T}$-invariance reduces the independent degrees of freedom to live on the manifold in (b). Points on the boundary circles that are connected by horizontal lines are conjugate under ${\cal T}$; the points $\Gamma, A, B, C$ are self-conjugate, and their Bloch Hamiltonians are therefore in the even subspace ${\cal Q}$.
  • Figure 2: (a) Contracting the extended Brillouin zone to a sphere. (b) Two contractions can be combined according to (\ref{['contcombine']}) to give a mapping from the sphere, but this sphere has a special property: points in the northern hemisphere are conjugate under ${\cal T}$ to those in the south, in such a way that overall the Chern number must be even.