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Cascade-free sequences, dispersion index, and state avoidance for stateful digit-wise operations

Daniel Andreas Moj

Abstract

We show that cascade-free counting from carry theory is a special case of a general transfer matrix construction. For any binary stateful digit-wise operation with GEN/PROP/KILL decomposition, the number of cascade-free sequences of length $L$ depends on only two parameters: the alphabet size $N$ and the product $d = |\text{GEN}| \cdot |\text{PROP}|$. The resulting sequence satisfies $a(L) = N a(L-1) - d a(L-2)$ and equals a scaled Chebyshev polynomial of the second kind with coupling parameter $x = N/(2\sqrt{d}) \geq 1$. We instantiate this for digit-wise addition and doubling in base $p$. For odd primes the exact relation $a_{\text{carry}}(L) = p^L a_{\text{dbl}}(L)$ holds. For $p = 3$ the cascade-free doubling count equals the Fibonacci bisection $F(2L+2)$ via $U_L(3/2) = F(2L+2)$ (OEIS A001906); we are not aware of this interpretation in the existing literature. We analyse the dispersion index $D = \text{Var}(ν)/E[ν]$ of the state count for uniformly distributed inputs. For symmetric chains ($g = k$) the Poisson transition $D_\infty = 1$ occurs at $μ= 1/3$, corresponding to base 3 where the Fibonacci bisection appears. The finite Poisson transition point $μ^*(L)$ decreases strictly to $1/3$ with rate $1/(6L) + O(1/L^2)$. We generalise to state spaces $|S| > 2$ via state avoidance. The restricted transfer matrix has dimension $s-1$; the Chebyshev representation persists for $|S| = 3$.

Cascade-free sequences, dispersion index, and state avoidance for stateful digit-wise operations

Abstract

We show that cascade-free counting from carry theory is a special case of a general transfer matrix construction. For any binary stateful digit-wise operation with GEN/PROP/KILL decomposition, the number of cascade-free sequences of length depends on only two parameters: the alphabet size and the product . The resulting sequence satisfies and equals a scaled Chebyshev polynomial of the second kind with coupling parameter . We instantiate this for digit-wise addition and doubling in base . For odd primes the exact relation holds. For the cascade-free doubling count equals the Fibonacci bisection via (OEIS A001906); we are not aware of this interpretation in the existing literature. We analyse the dispersion index of the state count for uniformly distributed inputs. For symmetric chains () the Poisson transition occurs at , corresponding to base 3 where the Fibonacci bisection appears. The finite Poisson transition point decreases strictly to with rate . We generalise to state spaces via state avoidance. The restricted transfer matrix has dimension ; the Chebyshev representation persists for .

Paper Structure

This paper contains 55 sections, 32 theorems, 50 equations, 6 tables.

Key Result

Theorem 1.1

Let $|X| = N$ and $\mathfrak{d} = |\textup{GEN}|\cdot|\textup{PROP}|$. Then: (a) The cascade-free count satisfies $a(L) = N\,a(L{-}1) - \mathfrak{d}\,a(L{-}2)$ with $a(0) = 1$, $a(1) = N$. (b) Two operations with the same values of $N$ and $\mathfrak{d}$ produce identical cascade-free sequences. (c)

Theorems & Definitions (59)

  • Theorem 1.1: Universality and Chebyshev representation; Theorems \ref{['thm:main']} and \ref{['thm:chebyshev']}
  • Theorem 1.2: Scaling law and Fibonacci specialisation; Theorems \ref{['thm:scaling']} and \ref{['thm:fibonacci']}
  • Definition 3.1: GEN/PROP/KILL classification
  • Definition 3.2
  • Proposition 3.3: Equivalent characterisation
  • proof
  • Lemma 3.4
  • proof
  • Theorem 3.5: Cascade-free counting
  • proof
  • ...and 49 more