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Structure and symmetry of the Gross-Pitaevskii ground-state manifold

Zixu Feng, Patrick Henning, Qinglin Tang

Abstract

The structure and degeneracy of ground states of the Gross-Pitaevskii energy functional play a central role in both analysis and computation, yet a characterization of the ground-state manifold in the presence of symmetries remains a fundamental challenge. In this paper, we establish sharp results describing the geometric structure of local minimizers and its implications for optimization algorithms. We show that when local minimizers are non-unique, the Morse-Bott condition provides a natural and sufficient criterion under which the ground-state set partitions into finitely many embedded submanifolds, each coinciding with an orbit generated by the intrinsic symmetries of the energy functional, namely phase shifts and spatial rotations. This yields a structural characterization of the ground-state manifold purely in terms of these natural symmetries. Building on this geometric insight, we analyze the local convergence behavior of the preconditioned Riemannian gradient method (P-RG). Under the Morse-Bott condition, we derive the optimal local $Q$-linear convergence rate and prove that the condition holds if and only if the energy sequence generated by P-RG converges locally $Q$-linearly. In particular, on the ground-state set, the Morse-Bott condition is satisfied if and only if the minimizers decompose into finitely many symmetry orbits and the P-RG exhibits local linear convergence in a neighborhood of this set. When the condition fails, we establish a local sublinear convergence rate. Taken together, these results provide a precise picture: for the Gross-Pitaevskii minimization problem, the Morse-Bott condition acts as the exact threshold separating linear from sublinear convergence, while simultaneously determining the symmetry-induced structure of the ground-state manifold. Our analysis thus connects geometric structure, symmetry, and algorithmic performance in a unified framework.

Structure and symmetry of the Gross-Pitaevskii ground-state manifold

Abstract

The structure and degeneracy of ground states of the Gross-Pitaevskii energy functional play a central role in both analysis and computation, yet a characterization of the ground-state manifold in the presence of symmetries remains a fundamental challenge. In this paper, we establish sharp results describing the geometric structure of local minimizers and its implications for optimization algorithms. We show that when local minimizers are non-unique, the Morse-Bott condition provides a natural and sufficient criterion under which the ground-state set partitions into finitely many embedded submanifolds, each coinciding with an orbit generated by the intrinsic symmetries of the energy functional, namely phase shifts and spatial rotations. This yields a structural characterization of the ground-state manifold purely in terms of these natural symmetries. Building on this geometric insight, we analyze the local convergence behavior of the preconditioned Riemannian gradient method (P-RG). Under the Morse-Bott condition, we derive the optimal local -linear convergence rate and prove that the condition holds if and only if the energy sequence generated by P-RG converges locally -linearly. In particular, on the ground-state set, the Morse-Bott condition is satisfied if and only if the minimizers decompose into finitely many symmetry orbits and the P-RG exhibits local linear convergence in a neighborhood of this set. When the condition fails, we establish a local sublinear convergence rate. Taken together, these results provide a precise picture: for the Gross-Pitaevskii minimization problem, the Morse-Bott condition acts as the exact threshold separating linear from sublinear convergence, while simultaneously determining the symmetry-induced structure of the ground-state manifold. Our analysis thus connects geometric structure, symmetry, and algorithmic performance in a unified framework.

Paper Structure

This paper contains 17 sections, 12 theorems, 138 equations, 2 figures, 1 table.

Key Result

Theorem 3.2

Suppose the energy functional $E$ satisfies the Morse--Bott condition in a neighborhood of each symmetry orbit Then the set of global minimizers $\mathcal{S}_g$ admits a well-defined classification.

Figures (2)

  • Figure 1: Contour plots of the density of the ground state $|\phi_g(\bm{x})|^2$.
  • Figure 2: (i) Error ratio $Q_{E^n} = \sqrt{(E(\phi^{n+1})-E(\phi_g)) / (E(\phi^{n})-E(\phi_g))}$ versus $n$ (red solid line). The black dashed line represents the theoretical rate $\rho_1$ predicted in Theorem \ref{['Opt-convergence']}. (ii) Error ratio $Q_{\phi^n} = \|\phi^{n+1} - \phi_g\|_{\mathcal{P}_{\phi_g}} / \|\phi^{n} - \phi_g\|_{\mathcal{P}_{\phi_g}}$ versus $n$ (red solid line). The black dashed line represents the theoretical rate $\rho_1$ predicted in Theorem \ref{['Opt-convergence']}.

Theorems & Definitions (29)

  • Definition 2.1: Morse--Bott Condition
  • Proof 1
  • Remark 2.5
  • Definition 3.1: Well-defined classification
  • Theorem 3.2
  • Theorem 3.3
  • Theorem 3.4
  • Theorem 3.5
  • Theorem 3.6
  • Lemma 3.7
  • ...and 19 more