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The Effective Lasserre's Perturbative Positivstellensatz

Igor Klep, Victor Magron, Matthias Schötz

Abstract

We study sum-of-squares (SOS) certificates for nonnegative polynomials $p$ on $\mathbb{R}^d$ and their implications for polynomial optimization over unbounded domains. Building on Lasserre's perturbation approach, we consider SOS representations of $p$ augmented by weighted polynomial tails of the form $\sum_{n=0}^N (x\cdot x)^n/(n!)^t$ for $0 < t < 1$. Our main result provides an explicit quantitative bound on the truncation order $N$ required to achieve an $\varepsilon$-accurate certificate. Using positivity properties of the Mehler kernel and techniques inspired by polynomial kernel methods, we show that $N$ grows polynomially in $1/\varepsilon$, with rate $N = O((\|p\|/\varepsilon)^{1/(1-t)})$.

The Effective Lasserre's Perturbative Positivstellensatz

Abstract

We study sum-of-squares (SOS) certificates for nonnegative polynomials on and their implications for polynomial optimization over unbounded domains. Building on Lasserre's perturbation approach, we consider SOS representations of augmented by weighted polynomial tails of the form for . Our main result provides an explicit quantitative bound on the truncation order required to achieve an -accurate certificate. Using positivity properties of the Mehler kernel and techniques inspired by polynomial kernel methods, we show that grows polynomially in , with rate .
Paper Structure (14 sections, 23 theorems, 135 equations)

This paper contains 14 sections, 23 theorems, 135 equations.

Key Result

Theorem 1

Let $p \in \mathbbm{R}[x_1,\dots,x_d]$, then the following are equivalent:

Theorems & Definitions (51)

  • Theorem 1
  • Theorem 2
  • Lemma 3
  • Proof 1
  • Remark 4
  • Proof 2: of Theorem \ref{['theorem:Lasserre']}
  • Remark 5
  • Lemma 6
  • Proof 3
  • Proposition 7
  • ...and 41 more