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Color $2$-switches and neighborhood $λ$-balanced graphs with $k$ colors

Karen L. Collins, Jonelle Hook, Cayla McBee, Ann N. Trenk

Abstract

This paper examines vertex colorings of graphs with constraints on the distribution of colors in vertex neighborhoods. We introduce color 2-switches and color degree matrices. The color degree matrix of a $k$-colored graph is an analog of the degree sequence, while a color 2-switch provides a way to transform a $k$-colored graph to another such graph while maintaining the color of each vertex and the multiset of colors in each vertex neighborhood. We prove that two $k$-colored graphs have the same color degree matrix if and only if one can be obtained from the other by a sequence of color 2-switches. In related work, we generalize neighborhood balanced colorings by allowing for $k$ colors (instead of two) and more flexibility on the number of vertices of each color in a neighborhood. We introduce three classes of $k$-colored, $λ$-balanced graphs, in which any two color classes in a vertex neighborhood differ in size by at most $λ$. These classes are distinguished by whether the balancing condition is imposed on the open neighborhood $N(v)$, the closed neighborhood $N[v]$, or allowed to vary by vertex. For each class, the minimum $λ$ for which a graph admits a balanced coloring defines its $λ$-balance number. We prove general results about these classes and their $λ$-balance numbers. For $k = 2$, we introduce a fourth class, parity balanced graphs, in which the number of vertices of each color are equal in open neighborhoods for even-degree vertices and in closed neighborhoods for odd-degree vertices. Additionally, we focus on the important case where $k=2$ and $λ\le 1$ and introduce the technique of red-blue removals. We provide separating examples between these four classes and prove balance number results for paths, cycles, wheels, trees, caterpillars, and complete multipartite graphs, and a counting result for caterpillars.

Color $2$-switches and neighborhood $λ$-balanced graphs with $k$ colors

Abstract

This paper examines vertex colorings of graphs with constraints on the distribution of colors in vertex neighborhoods. We introduce color 2-switches and color degree matrices. The color degree matrix of a -colored graph is an analog of the degree sequence, while a color 2-switch provides a way to transform a -colored graph to another such graph while maintaining the color of each vertex and the multiset of colors in each vertex neighborhood. We prove that two -colored graphs have the same color degree matrix if and only if one can be obtained from the other by a sequence of color 2-switches. In related work, we generalize neighborhood balanced colorings by allowing for colors (instead of two) and more flexibility on the number of vertices of each color in a neighborhood. We introduce three classes of -colored, -balanced graphs, in which any two color classes in a vertex neighborhood differ in size by at most . These classes are distinguished by whether the balancing condition is imposed on the open neighborhood , the closed neighborhood , or allowed to vary by vertex. For each class, the minimum for which a graph admits a balanced coloring defines its -balance number. We prove general results about these classes and their -balance numbers. For , we introduce a fourth class, parity balanced graphs, in which the number of vertices of each color are equal in open neighborhoods for even-degree vertices and in closed neighborhoods for odd-degree vertices. Additionally, we focus on the important case where and and introduce the technique of red-blue removals. We provide separating examples between these four classes and prove balance number results for paths, cycles, wheels, trees, caterpillars, and complete multipartite graphs, and a counting result for caterpillars.
Paper Structure (8 sections, 28 theorems, 3 equations, 10 figures)

This paper contains 8 sections, 28 theorems, 3 equations, 10 figures.

Key Result

Theorem 2.4

For $k$-colored graphs $G$ and $H$, the color degree matrices $D(G)$ and $D(H)$ are equal if and only if there is a sequence of color 2-switches that takes $G$ to $H$.

Figures (10)

  • Figure 1: A 2-switch in which edges $v_2v_5$ and $v_3v_4$ are replaced by $v_2v_4$ and $v_3v_5$. This is not a color $2$-switch for the first two graphs, but is a color $2$-switch transforming $G'$ into $H'$.
  • Figure 2: The color degree matrices for the graphs in Figure \ref{['house-fig']} with color 1 (red, R) and color 2 (blue, B).
  • Figure 3: The trees $T_1$ and $T_2$ where the ordered pair $(i,j)$ next to a vertex $v$ indicates that $v$ has $i$ red neighbors and $j$ blue neighbors.
  • Figure 4: Graphs $G$ and $G'$ and $3$-colorings of them for which $D(G) = D(G')$.
  • Figure 5: The graphs $K_2 \Box C_5$ and $K_4+K_3\Box K_2$ with $2$-colorings and no possible transformation via color 2-switches.
  • ...and 5 more figures

Theorems & Definitions (75)

  • Definition 1.1
  • Remark 1.2
  • Example 1.3
  • Definition 2.1
  • Remark 2.2
  • Example 2.3
  • Theorem 2.4
  • proof
  • Example 2.5
  • Example 2.6
  • ...and 65 more