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Distributional Reinforcement Learning with Information Bottleneck for Uncertainty-Aware DRAM Equalization

Muhammad Usama, Dong Eui Chang

TL;DR

A distributional risk-sensitive reinforcement learning framework integrating Information Bottleneck latent representations with Conditional Value-at-Risk optimization achieves rate-distortion optimal signal compression achieving 51 times speedup over eye diagrams while quantifying epistemic uncertainty through Monte Carlo dropout.

Abstract

Equalizer parameter optimization is critical for signal integrity in high-speed memory systems operating at multi-gigabit data rates. However, existing methods suffer from computationally expensive eye diagram evaluation, optimization of expected rather than worst-case performance, and absence of uncertainty quantification for deployment decisions. In this paper, we propose a distributional risk-sensitive reinforcement learning framework integrating Information Bottleneck latent representations with Conditional Value-at-Risk optimization. We introduce rate-distortion optimal signal compression achieving 51 times speedup over eye diagrams while quantifying epistemic uncertainty through Monte Carlo dropout. Distributional reinforcement learning with quantile regression enables explicit worst-case optimization, while PAC-Bayesian regularization certifies generalization bounds. Experimental validation on 2.4 million waveforms from eight memory units demonstrated mean improvements of 37.1\% and 41.5\% for 4-tap and 8-tap equalizer configurations with worst-case guarantees of 33.8\% and 38.2\%, representing 80.7\% and 89.1\% improvements over Q-learning baselines. The framework achieved 62.5\% high-reliability classification eliminating manual validation for most configurations. These results suggest the proposed framework provides a practical solution for production-scale equalizer optimization with certified worst-case guarantees.

Distributional Reinforcement Learning with Information Bottleneck for Uncertainty-Aware DRAM Equalization

TL;DR

A distributional risk-sensitive reinforcement learning framework integrating Information Bottleneck latent representations with Conditional Value-at-Risk optimization achieves rate-distortion optimal signal compression achieving 51 times speedup over eye diagrams while quantifying epistemic uncertainty through Monte Carlo dropout.

Abstract

Equalizer parameter optimization is critical for signal integrity in high-speed memory systems operating at multi-gigabit data rates. However, existing methods suffer from computationally expensive eye diagram evaluation, optimization of expected rather than worst-case performance, and absence of uncertainty quantification for deployment decisions. In this paper, we propose a distributional risk-sensitive reinforcement learning framework integrating Information Bottleneck latent representations with Conditional Value-at-Risk optimization. We introduce rate-distortion optimal signal compression achieving 51 times speedup over eye diagrams while quantifying epistemic uncertainty through Monte Carlo dropout. Distributional reinforcement learning with quantile regression enables explicit worst-case optimization, while PAC-Bayesian regularization certifies generalization bounds. Experimental validation on 2.4 million waveforms from eight memory units demonstrated mean improvements of 37.1\% and 41.5\% for 4-tap and 8-tap equalizer configurations with worst-case guarantees of 33.8\% and 38.2\%, representing 80.7\% and 89.1\% improvements over Q-learning baselines. The framework achieved 62.5\% high-reliability classification eliminating manual validation for most configurations. These results suggest the proposed framework provides a practical solution for production-scale equalizer optimization with certified worst-case guarantees.
Paper Structure (41 sections, 4 theorems, 32 equations, 15 figures, 9 tables, 1 algorithm)

This paper contains 41 sections, 4 theorems, 32 equations, 15 figures, 9 tables, 1 algorithm.

Key Result

Theorem 3.1

For encoder $p_{\boldsymbol{\phi}}(\textbf{z}|\textbf{d}_o) = \mathcal{N}(\boldsymbol{\mu}_{\phi}(\textbf{d}_o), \text{diag}(\boldsymbol{\sigma}_{\phi}^2(\textbf{d}_o)))$ and standard Gaussian prior $q_{\boldsymbol{\psi}}(\textbf{z}) = \mathcal{N}(\mathbf{0}, \mathbf{I})$, the Information Bottleneck with equality when $q_{\boldsymbol{\psi}}(\textbf{z}) = p(\textbf{z})$ and $p_{\boldsymbol{\omega}}

Figures (15)

  • Figure 1: The figure shows (a) the server memory system with double-sided DIMMs used to generate our dataset, and (b) a visualization of 1000 sample values for DRAM 1 from the dataset that plots the DRAM output waveform and the corresponding input waveform.
  • Figure 2: Illustration of the signal validity labeling criteria. The rectangular window (80 mV $\times$ 35 ps) is shown in red. (a) An invalid signal where signal transitions intersect the window, and (b) a valid signal where no transitions occur within the window region.
  • Figure 3: Comparison of window area improvement distributions between Deterministic A2C (red) and Risk-Sensitive DR-IB-A2C (blue). The plot highlights the impact of CVaR optimization: while the mean performance is comparable, the risk-sensitive approach significantly shifts the lower tail (worst 10%) to the right, improving the 10th percentile performance from 29.8% to 38.1% (+8.4% absolute gain). This visualizes the trade-off between maximizing expected return and ensuring reliability for worst-case channels.
  • Figure 4: t-SNE visualization comparing latent spaces. (a) Information Bottleneck method exhibits clear cluster separation with anchor positioned near valid cluster centroid. (b) Standard autoencoder shows overlapping clusters with suboptimal anchor placement.
  • Figure 5: Return distribution visualization. (a) Histogram showing full distribution captured by DR-IB-A2C with mean = 24.8 mV$\cdot$UI. (b) Value-based method with mean = 23.2 mV$\cdot$UI demonstrating concentrated distribution that underestimates tail risks (KL divergence = 0.142).
  • ...and 10 more figures

Theorems & Definitions (8)

  • Theorem 3.1: Information Bottleneck Rate-Distortion Bound
  • Theorem 3.2: Distributional Bellman Convergence
  • Theorem 3.3: CVaR Policy Gradient
  • Theorem 3.4: PAC-Bayesian Policy Bound
  • proof
  • proof
  • proof
  • proof