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BMW: Bayesian Model-Assisted Adaptive Phase II Clinical Trial Design for Win Ratio Statistic

Di Zhu, Yong Zang

TL;DR

The BMW design is proposed, a Bayesian model-assisted adaptive design for randomized phase II clinical trials based on the WR statistic that maintains valid type I error and FWER control, achieves power comparable to conventional methods, and substantially reduces expected sample size.

Abstract

The win ratio (WR) statistic is increasingly used to evaluate treatment effects based on prioritized composite endpoints, yet existing Bayesian adaptive designs are not directly applicable because the WR is a summary statistic derived from pairwise comparisons and does not correspond to a unique data-generating mechanism. We propose a Bayesian model-assisted adaptive design for randomized phase II clinical trials based on the WR statistic, referred to as the BMW design. The proposed design uses the joint asymptotic distribution of WR test statistics across interim and final analyses to compute posterior probabilities without specifying the underlying outcome distribution. The BMW design allows flexible interim monitoring with early stopping for futility or superiority and is extended to jointly evaluate efficacy and toxicity using a graphical testing procedure that controls the family-wise error rate (FWER). Simulation studies demonstrate that the BMW design maintains valid type I error and FWER control, achieves power comparable to conventional methods, and substantially reduces expected sample size. An R Shiny application is provided to facilitate practical implementation.

BMW: Bayesian Model-Assisted Adaptive Phase II Clinical Trial Design for Win Ratio Statistic

TL;DR

The BMW design is proposed, a Bayesian model-assisted adaptive design for randomized phase II clinical trials based on the WR statistic that maintains valid type I error and FWER control, achieves power comparable to conventional methods, and substantially reduces expected sample size.

Abstract

The win ratio (WR) statistic is increasingly used to evaluate treatment effects based on prioritized composite endpoints, yet existing Bayesian adaptive designs are not directly applicable because the WR is a summary statistic derived from pairwise comparisons and does not correspond to a unique data-generating mechanism. We propose a Bayesian model-assisted adaptive design for randomized phase II clinical trials based on the WR statistic, referred to as the BMW design. The proposed design uses the joint asymptotic distribution of WR test statistics across interim and final analyses to compute posterior probabilities without specifying the underlying outcome distribution. The BMW design allows flexible interim monitoring with early stopping for futility or superiority and is extended to jointly evaluate efficacy and toxicity using a graphical testing procedure that controls the family-wise error rate (FWER). Simulation studies demonstrate that the BMW design maintains valid type I error and FWER control, achieves power comparable to conventional methods, and substantially reduces expected sample size. An R Shiny application is provided to facilitate practical implementation.
Paper Structure (5 sections, 8 equations, 2 figures, 3 tables)

This paper contains 5 sections, 8 equations, 2 figures, 3 tables.

Figures (2)

  • Figure 1: Schematic for the BMW design using the graphical testing procedure.
  • Figure 2: The type I error and power surfaces of the ${\rm BMV_b}$ design with different values of $\lambda$ and $\gamma$. The blue regions indicate that the type I error is controlled at 0.1. The red circles indicate the type I error and power with the optimal design parameters used by the BMW design.