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On Calibration of Large Language Models: From Response To Capability

Sin-Han Yang, Cheng-Kuang Wu, Chieh-Yen Lin, Yun-Nung Chen, Hung-yi Lee, Shao-Hua Sun

TL;DR

This work formally distinguish capability calibration from response calibration and shows that the two differ both theoretically and empirically, and demonstrates that capability-calibrated confidence improves pass@k$ prediction and inference budget allocation.

Abstract

Large language models (LLMs) are widely deployed as general-purpose problem solvers, making accurate confidence estimation critical for reliable use. Prior work on LLM calibration largely focuses on response-level confidence, which estimates the correctness of a single generated output. However, this formulation is misaligned with many practical settings where the central question is how likely a model is to solve a query overall. We show that this mismatch results from the stochastic nature of modern LLM decoding, under which single-response correctness fails to reflect underlying model capability. To address this issue, we introduce capability calibration, which targets the model's expected accuracy on a query. We formally distinguish capability calibration from response calibration and show that the two differ both theoretically and empirically. We establish an empirical evaluation setup and study a range of confidence estimation methods. Our results demonstrate that capability-calibrated confidence improves pass@$k$ prediction and inference budget allocation, establishing a foundation with potential for diverse applications.

On Calibration of Large Language Models: From Response To Capability

TL;DR

This work formally distinguish capability calibration from response calibration and shows that the two differ both theoretically and empirically, and demonstrates that capability-calibrated confidence improves pass@k$ prediction and inference budget allocation.

Abstract

Large language models (LLMs) are widely deployed as general-purpose problem solvers, making accurate confidence estimation critical for reliable use. Prior work on LLM calibration largely focuses on response-level confidence, which estimates the correctness of a single generated output. However, this formulation is misaligned with many practical settings where the central question is how likely a model is to solve a query overall. We show that this mismatch results from the stochastic nature of modern LLM decoding, under which single-response correctness fails to reflect underlying model capability. To address this issue, we introduce capability calibration, which targets the model's expected accuracy on a query. We formally distinguish capability calibration from response calibration and show that the two differ both theoretically and empirically. We establish an empirical evaluation setup and study a range of confidence estimation methods. Our results demonstrate that capability-calibrated confidence improves pass@ prediction and inference budget allocation, establishing a foundation with potential for diverse applications.
Paper Structure (50 sections, 2 theorems, 41 equations, 11 figures, 8 tables)

This paper contains 50 sections, 2 theorems, 41 equations, 11 figures, 8 tables.

Key Result

Theorem 1

(Divergence of targets and optima). Let $x$ be an input and $\hat{y} \sim f_\theta(\cdot \mid x)$ be a generated response. Minimizing the Brier scores for response calibration (equ: classical brier score) and capability calibration (equ: new brier score) yields distinct optimal confidence estimators Unless the model is deterministic, or its predictions are always correct or always incorrect, the e

Figures (11)

  • Figure 1: Definitions of (a) response calibration and our proposed (b) capability calibration. Given an input $x$, a model $f_{\theta}$, and its single sampled output $\hat{y}$, response calibration calibrates the confidence $s(x,\hat{y})$ against the correctness $\mathcal{C}$ of $\hat{y}$. By contrast, capability calibration calibrates the confidence $s(x,f_{\theta})$ against the expected accuracy $\mu$ of the $f_{\theta}$'s output distribution.
  • Figure 2: Divergence of calibration targets. We plot the Response Calibration (RC) target $\mathcal{C}(x, \hat{y})$ and Capability Calibration (CC) targets $\mathbb{E}_{\hat{y} \sim f_\theta(\cdot \mid x)}[\mathcal{C}(x,\hat{y})]$. The data reveals a divergence between the two targets: instances where the RC label is 0 exhibit CC values spanning the full [0, 1] range. Same observation for instances with an RC label of 1. This confirms that response-level outcomes do not reflect the model's true ability to answer a query.
  • Figure 3: Cost-performance tradeoff of different methods. We compare inference cost (x-axis, log-scale) against calibration performance (y-axis, 1 - Brier score), where the upper-left corner is the ideal region. Among evaluated methods, probing is the only one that consistently falls in this region (see Figure \ref{['fig:cost-performance-fullplot']}). For readability, we only plot the best-calibrated probe.
  • Figure 4: Cost-performance tradeoff of different confidence estimation methods with three LLMs on seven datasets. Following Figure \ref{['fig:cost-performance-subplot']}, we compare inference cost (x-axis, average response tokens) against calibration performance (y-axis). Probing consistently outperforms the random baseline while incurring the lowest cost, while response consistency incurs a cost higher than decoding responses.
  • Figure 5: Inference budget allocation performance of capability-calibrated confidence. Given $N$ questions, we evaluate the performance (success rate) of different methods under the fixed inference budget $N\times B$. The Oracle capability-calibrated confidence achieves the best performance. Meanwhile, confidence estimators (verbalized and Probe-MATH) both outperform the Uniform allocation in various budgets.
  • ...and 6 more figures

Theorems & Definitions (4)

  • Theorem 1
  • Theorem 2
  • proof
  • proof