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The failure of square at all uncountable cardinals is weaker than a Woodin limit of Woodin cardinals

Douglas Blue, Paul Larson, Grigor Sargsyan

TL;DR

The paper studies how the failure of the square principle at all uncountable cardinals can be realized in a ZFC-extension arising from forcing over a minimal Nairian model, and how this interacts with strong HOD structure. Using a ${P_{ m max}}$-style forcing followed by a full-support iteration, the authors force AC while preserving as much determinacy structure as possible, obtaining a model in which ${\square}(\gamma)$ fails for all uncountable $\gamma$ (with certain cofinality constraints) and every regular cardinal is ${\omega}$-strongly measurable in ${\rm HOD}$, witnessed by the $\,\omega$-club ultrafilter $F_{\kappa}({\rm HOD})$. This yields a nuanced view of the relative consistency strength of square failures, PFA-type consequences, and the HOD hypothesis, showing that the HOD hypothesis is not provable in ZFC and highlighting limits to inner-model-based lower bounds via square failures. The work connects high-level determinacy-driven inner model theory (including Hod Pair Capturing and minimal Nairian models) with forcing techniques to produce a model where square fails broadly yet regular cardinals exhibit strong HOD-measurability, informing ongoing discussions about the interplay between large cardinals, square principles, and forcing axioms. Overall, the results illuminate a regime where failures of square can be forced weakly relative to Woodin-like hierarchies, while maintaining a robust HOD structure and challenging existing conjectures about provability of the HOD hypothesis in ZFC.

Abstract

We force the Axiom of Choice over the least initial segment of a Nairian model satisfying ZF. In the forcing extension, square_kappa fails at all uncountable cardinals kappa, and every regular cardinal is omega-strongly measurable in HOD, as witnessed by the omega-club filter. Thus the failure of square everywhere is within the current reach of inner model theory, and the HOD Hypothesis is not provable in ZFC.

The failure of square at all uncountable cardinals is weaker than a Woodin limit of Woodin cardinals

TL;DR

The paper studies how the failure of the square principle at all uncountable cardinals can be realized in a ZFC-extension arising from forcing over a minimal Nairian model, and how this interacts with strong HOD structure. Using a -style forcing followed by a full-support iteration, the authors force AC while preserving as much determinacy structure as possible, obtaining a model in which fails for all uncountable (with certain cofinality constraints) and every regular cardinal is -strongly measurable in , witnessed by the -club ultrafilter . This yields a nuanced view of the relative consistency strength of square failures, PFA-type consequences, and the HOD hypothesis, showing that the HOD hypothesis is not provable in ZFC and highlighting limits to inner-model-based lower bounds via square failures. The work connects high-level determinacy-driven inner model theory (including Hod Pair Capturing and minimal Nairian models) with forcing techniques to produce a model where square fails broadly yet regular cardinals exhibit strong HOD-measurability, informing ongoing discussions about the interplay between large cardinals, square principles, and forcing axioms. Overall, the results illuminate a regime where failures of square can be forced weakly relative to Woodin-like hierarchies, while maintaining a robust HOD structure and challenging existing conjectures about provability of the HOD hypothesis in ZFC.

Abstract

We force the Axiom of Choice over the least initial segment of a Nairian model satisfying ZF. In the forcing extension, square_kappa fails at all uncountable cardinals kappa, and every regular cardinal is omega-strongly measurable in HOD, as witnessed by the omega-club filter. Thus the failure of square everywhere is within the current reach of inner model theory, and the HOD Hypothesis is not provable in ZFC.
Paper Structure (24 sections, 70 theorems, 288 equations, 35 figures)

This paper contains 24 sections, 70 theorems, 288 equations, 35 figures.

Key Result

Theorem 1.2

$\mathsf{ZF}+\mathsf{\Theta_{reg}}+V=L(\mathscr{P}({\mathbb{R}}))$. Let $N$ be a minimal Nairian model. There is a forcing extension of $N$ satisfying

Figures (35)

  • Figure 10.1: Corollary \ref{['cor: technical corollary']}
  • Figure 10.2: The iterations leading from ${\mathfrak{s}}'$ and ${\mathfrak{r}}'$ to ${\mathfrak{w}}'$.
  • Figure 10.3: The relationship between ${\mathfrak{q}}$, ${\mathfrak{q}}'$, ${\mathfrak{s}}'$, and ${\mathfrak{w}}'$.
  • Figure 10.4: The iteration $\mathcal{T}_{{\mathfrak{s}}, {\mathfrak{w}}'}$ projecting towards ${\mathfrak{w}}$, and the subsequent agreement between ${\mathfrak{w}}$ and ${\mathfrak{w}}'$.
  • Figure 10.5: The contradiction in Claim \ref{['clm: crucial']}: If the first strong cardinals differ ($\tau_{\mathfrak{x}} > \tau_{\mathfrak{y}}$), ${\mathfrak{y}}$ becomes a proper segment of ${\mathfrak{x}}$, forcing an extender usage that was previously ruled out.
  • ...and 30 more figures

Theorems & Definitions (200)

  • Definition 1.1
  • Theorem 1.2
  • Theorem 1.3
  • Theorem 1.4: Todorčević To84
  • Corollary 1.5
  • Theorem 1.6: Neeman-Steel ESC
  • Conjecture 1.8
  • Corollary 1.9
  • Theorem 1.10
  • Theorem 1.11
  • ...and 190 more