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Enhancing Automated Essay Scoring with Three Techniques: Two-Stage Fine-Tuning, Score Alignment, and Self-Training

Hongseok Choi, Serynn Kim, Wencke Liermann, Jin Seong, Jin-Xia Huang

TL;DR

This work tackles data scarcity in Automated Essay Scoring by proposing a modular trio of techniques—Two-Stage fine-tuning with LoRA, Score Alignment, and Uncertainty-aware Self-Training—implemented on the DualBERT architecture. The methods are designed to be complementary, boosting performance in limited-data scenarios while preserving or enhancing full-data results; empirically, Score Alignment alone delivers state-of-the-art performance in the full-data setting, and the integrated pipeline achieves 91.2% of full-data performance in a 32-data regime on ASAP++ by leveraging unlabeled data with uncertainty-aware filtering. The approach demonstrates strong data-efficiency, stability across prompts, and practical potential for cross-prompt AES with limited labeled resources. Overall, the paper advances AES by providing a flexible, modular framework that improves robustness and scalability in real-world, data-constrained educational environments.

Abstract

Automated Essay Scoring (AES) plays a crucial role in education by providing scalable and efficient assessment tools. However, in real-world settings, the extreme scarcity of labeled data severely limits the development and practical adoption of robust AES systems. This study proposes a novel approach to enhance AES performance in both limited-data and full-data settings by introducing three key techniques. First, we introduce a Two-Stage fine-tuning strategy that leverages low-rank adaptations to better adapt an AES model to target prompt essays. Second, we introduce a Score Alignment technique to improve consistency between predicted and true score distributions. Third, we employ uncertainty-aware self-training using unlabeled data, effectively expanding the training set with pseudo-labeled samples while mitigating label noise propagation. We implement above three key techniques on DualBERT. We conduct extensive experiments on the ASAP++ dataset. As a result, in the 32-data setting, all three key techniques improve performance, and their integration achieves 91.2% of the full-data performance trained on approximately 1,000 labeled samples. In addition, the proposed Score Alignment technique consistently improves performance in both limited-data and full-data settings: e.g., it achieves state-of-the-art results in the full-data setting when integrated into DualBERT.

Enhancing Automated Essay Scoring with Three Techniques: Two-Stage Fine-Tuning, Score Alignment, and Self-Training

TL;DR

This work tackles data scarcity in Automated Essay Scoring by proposing a modular trio of techniques—Two-Stage fine-tuning with LoRA, Score Alignment, and Uncertainty-aware Self-Training—implemented on the DualBERT architecture. The methods are designed to be complementary, boosting performance in limited-data scenarios while preserving or enhancing full-data results; empirically, Score Alignment alone delivers state-of-the-art performance in the full-data setting, and the integrated pipeline achieves 91.2% of full-data performance in a 32-data regime on ASAP++ by leveraging unlabeled data with uncertainty-aware filtering. The approach demonstrates strong data-efficiency, stability across prompts, and practical potential for cross-prompt AES with limited labeled resources. Overall, the paper advances AES by providing a flexible, modular framework that improves robustness and scalability in real-world, data-constrained educational environments.

Abstract

Automated Essay Scoring (AES) plays a crucial role in education by providing scalable and efficient assessment tools. However, in real-world settings, the extreme scarcity of labeled data severely limits the development and practical adoption of robust AES systems. This study proposes a novel approach to enhance AES performance in both limited-data and full-data settings by introducing three key techniques. First, we introduce a Two-Stage fine-tuning strategy that leverages low-rank adaptations to better adapt an AES model to target prompt essays. Second, we introduce a Score Alignment technique to improve consistency between predicted and true score distributions. Third, we employ uncertainty-aware self-training using unlabeled data, effectively expanding the training set with pseudo-labeled samples while mitigating label noise propagation. We implement above three key techniques on DualBERT. We conduct extensive experiments on the ASAP++ dataset. As a result, in the 32-data setting, all three key techniques improve performance, and their integration achieves 91.2% of the full-data performance trained on approximately 1,000 labeled samples. In addition, the proposed Score Alignment technique consistently improves performance in both limited-data and full-data settings: e.g., it achieves state-of-the-art results in the full-data setting when integrated into DualBERT.
Paper Structure (23 sections, 5 equations, 4 figures, 8 tables, 1 algorithm)

This paper contains 23 sections, 5 equations, 4 figures, 8 tables, 1 algorithm.

Figures (4)

  • Figure 1: Architecture of DualBERT for a single trait cho2024dual. DualBERT has the same architecture across all traits except the 'overall' trait, where all $h_{d1}$ vectors from other traits are concatenated. The green and blue blocks indicate BERT-TransEnc and BERT-CNN, respectively.
  • Figure 2: Effect of Score Alignment for trait 'overall'.
  • Figure 3: Effect of the number of training samples
  • Figure 4: Effect of different prompt essays