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Dancing in Chains: Strategic Persuasion in Academic Rebuttal via Theory of Mind

Zhitao He, Zongwei Lyu, Yi R Fung

TL;DR

This work reframes academic rebuttal as a strategic, theory-of-mind problem and introduces RebuttalAgent, a three-stage ToM-Strategy-Response framework that models reviewer minds, plans rebuttal strategy, and generates evidence-grounded, context-aware responses. It couples a large synthetic dataset, RebuttalBench, with a self-reward reinforcement learning regime and a specialized evaluator, Rebuttal-RM, to achieve scalable, human-aligned persuasion. Empirical results show substantial improvements over strong baselines on automated metrics and human judgments, with ablations confirming the necessity of ToM, strategy planning, and the self-reward design. The work also provides extensive data and methodological details to support reproducibility and discusses ethical considerations for AI-assisted rebuttal in scholarly communication. Overall, it offers a principled, generalizable approach to infusing rebuttals with strategic reasoning and evidence-grounded argumentation, potentially enhancing clarity and constructiveness in peer-review contexts.

Abstract

Although artificial intelligence (AI) has become deeply integrated into various stages of the research workflow and achieved remarkable advancements, academic rebuttal remains a significant and underexplored challenge. This is because rebuttal is a complex process of strategic communication under severe information asymmetry rather than a simple technical debate. Consequently, current approaches struggle as they largely imitate surface-level linguistics, missing the essential element of perspective-taking required for effective persuasion. In this paper, we introduce RebuttalAgent, the first framework to ground academic rebuttal in Theory of Mind (ToM), operationalized through a ToM-Strategy-Response (TSR) pipeline that models reviewer mental state, formulates persuasion strategy, and generates strategy-grounded response. To train our agent, we construct RebuttalBench, a large-scale dataset synthesized via a novel critique-and-refine approach. Our training process consists of two stages, beginning with a supervised fine-tuning phase to equip the agent with ToM-based analysis and strategic planning capabilities, followed by a reinforcement learning phase leveraging the self-reward mechanism for scalable self-improvement. For reliable and efficient automated evaluation, we further develop Rebuttal-RM, a specialized evaluator trained on over 100K samples of multi-source rebuttal data, which achieves scoring consistency with human preferences surpassing powerful judge GPT-4.1. Extensive experiments show RebuttalAgent significantly outperforms the base model by an average of 18.3% on automated metrics, while also outperforming advanced proprietary models across both automated and human evaluations. Disclaimer: the generated rebuttal content is for reference only to inspire authors and assist in drafting. It is not intended to replace the author's own critical analysis and response.

Dancing in Chains: Strategic Persuasion in Academic Rebuttal via Theory of Mind

TL;DR

This work reframes academic rebuttal as a strategic, theory-of-mind problem and introduces RebuttalAgent, a three-stage ToM-Strategy-Response framework that models reviewer minds, plans rebuttal strategy, and generates evidence-grounded, context-aware responses. It couples a large synthetic dataset, RebuttalBench, with a self-reward reinforcement learning regime and a specialized evaluator, Rebuttal-RM, to achieve scalable, human-aligned persuasion. Empirical results show substantial improvements over strong baselines on automated metrics and human judgments, with ablations confirming the necessity of ToM, strategy planning, and the self-reward design. The work also provides extensive data and methodological details to support reproducibility and discusses ethical considerations for AI-assisted rebuttal in scholarly communication. Overall, it offers a principled, generalizable approach to infusing rebuttals with strategic reasoning and evidence-grounded argumentation, potentially enhancing clarity and constructiveness in peer-review contexts.

Abstract

Although artificial intelligence (AI) has become deeply integrated into various stages of the research workflow and achieved remarkable advancements, academic rebuttal remains a significant and underexplored challenge. This is because rebuttal is a complex process of strategic communication under severe information asymmetry rather than a simple technical debate. Consequently, current approaches struggle as they largely imitate surface-level linguistics, missing the essential element of perspective-taking required for effective persuasion. In this paper, we introduce RebuttalAgent, the first framework to ground academic rebuttal in Theory of Mind (ToM), operationalized through a ToM-Strategy-Response (TSR) pipeline that models reviewer mental state, formulates persuasion strategy, and generates strategy-grounded response. To train our agent, we construct RebuttalBench, a large-scale dataset synthesized via a novel critique-and-refine approach. Our training process consists of two stages, beginning with a supervised fine-tuning phase to equip the agent with ToM-based analysis and strategic planning capabilities, followed by a reinforcement learning phase leveraging the self-reward mechanism for scalable self-improvement. For reliable and efficient automated evaluation, we further develop Rebuttal-RM, a specialized evaluator trained on over 100K samples of multi-source rebuttal data, which achieves scoring consistency with human preferences surpassing powerful judge GPT-4.1. Extensive experiments show RebuttalAgent significantly outperforms the base model by an average of 18.3% on automated metrics, while also outperforming advanced proprietary models across both automated and human evaluations. Disclaimer: the generated rebuttal content is for reference only to inspire authors and assist in drafting. It is not intended to replace the author's own critical analysis and response.
Paper Structure (38 sections, 6 equations, 4 figures, 12 tables)

This paper contains 38 sections, 6 equations, 4 figures, 12 tables.

Figures (4)

  • Figure 1: Overview of our RebuttalAgent framework. First, we extract each comment from raw reviews and retrieves their relevant context from the paper. Next, based on our TSR pipeline, we collect a tailored strategy and response for each comment, grounded in Theory of Mind. Finally, our RebuttalAgent is trained via Supervised Fine-Tuning, followed by Reinforcement Learning with a self-reward mechanism, enabling both scalability and self-improvement.
  • Figure 2: Performance of base models when augmented with the ToM analysis and Strategy generated by our model.
  • Figure 3: Heatmap for retrieval effectiveness
  • Figure 4: Comparative Evaluation of Model Performance on Rebuttal Quality.