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Responsible AI for General-Purpose Systems: Overview, Challenges, and A Path Forward

Gourab K Patro, Himanshi Agrawal, Himanshu Gharat, Supriya Panigrahi, Nim Sherpa, Vishal Vaddina, Dagnachew Birru

TL;DR

The paper reframes Responsible AI (RAI) in the era of General-Purpose AI (GPAI) by introducing the Degree of Freedom in Output ($DoFo$) to distinguish Type-1 (low $DoFo$) from Type-2 GPAI (high $DoFo$). It argues that high $DoFo$ enables broader capabilities but also amplifies risks across fairness, privacy, explainability, robustness, safety, truthfulness, governance, and sustainability, necessitating a principled design path. To this end, it proposes the C2V2 desiderata—Control, Consistency, Value, Veracity—as a framework for domain-specific RAI requirements, and surveys techniques (e.g., AI alignment, retrieval-augmented generation, neurosymbolic AI) that map to C2V2. The authors advocate a system-design approach that combines compatible methods to operationalize C2V2 in GPAI, illustrated with an enterprise knowledge assistant example. The work highlights governance, measurement, and continuous human-in-the-loop considerations as essential for scalable, responsible GPAI deployments, and calls for ongoing research to extend techniques and tailor them to emerging challenges.

Abstract

Modern general-purpose AI systems made using large language and vision models, are capable of performing a range of tasks like writing text articles, generating and debugging codes, querying databases, and translating from one language to another, which has made them quite popular across industries. However, there are risks like hallucinations, toxicity, and stereotypes in their output that make them untrustworthy. We review various risks and vulnerabilities of modern general-purpose AI along eight widely accepted responsible AI (RAI) principles (fairness, privacy, explainability, robustness, safety, truthfulness, governance, and sustainability) and compare how they are non-existent or less severe and easily mitigable in traditional task-specific counterparts. We argue that this is due to the non-deterministically high Degree of Freedom in output (DoFo) of general-purpose AI (unlike the deterministically constant or low DoFo of traditional task-specific AI systems), and there is a need to rethink our approach to RAI for general-purpose AI. Following this, we derive C2V2 (Control, Consistency, Value, Veracity) desiderata to meet the RAI requirements for future general-purpose AI systems, and discuss how recent efforts in AI alignment, retrieval-augmented generation, reasoning enhancements, etc. fare along one or more of the desiderata. We believe that the goal of developing responsible general-purpose AI can be achieved by formally modeling application- or domain-dependent RAI requirements along C2V2 dimensions, and taking a system design approach to suitably combine various techniques to meet the desiderata.

Responsible AI for General-Purpose Systems: Overview, Challenges, and A Path Forward

TL;DR

The paper reframes Responsible AI (RAI) in the era of General-Purpose AI (GPAI) by introducing the Degree of Freedom in Output () to distinguish Type-1 (low ) from Type-2 GPAI (high ). It argues that high enables broader capabilities but also amplifies risks across fairness, privacy, explainability, robustness, safety, truthfulness, governance, and sustainability, necessitating a principled design path. To this end, it proposes the C2V2 desiderata—Control, Consistency, Value, Veracity—as a framework for domain-specific RAI requirements, and surveys techniques (e.g., AI alignment, retrieval-augmented generation, neurosymbolic AI) that map to C2V2. The authors advocate a system-design approach that combines compatible methods to operationalize C2V2 in GPAI, illustrated with an enterprise knowledge assistant example. The work highlights governance, measurement, and continuous human-in-the-loop considerations as essential for scalable, responsible GPAI deployments, and calls for ongoing research to extend techniques and tailor them to emerging challenges.

Abstract

Modern general-purpose AI systems made using large language and vision models, are capable of performing a range of tasks like writing text articles, generating and debugging codes, querying databases, and translating from one language to another, which has made them quite popular across industries. However, there are risks like hallucinations, toxicity, and stereotypes in their output that make them untrustworthy. We review various risks and vulnerabilities of modern general-purpose AI along eight widely accepted responsible AI (RAI) principles (fairness, privacy, explainability, robustness, safety, truthfulness, governance, and sustainability) and compare how they are non-existent or less severe and easily mitigable in traditional task-specific counterparts. We argue that this is due to the non-deterministically high Degree of Freedom in output (DoFo) of general-purpose AI (unlike the deterministically constant or low DoFo of traditional task-specific AI systems), and there is a need to rethink our approach to RAI for general-purpose AI. Following this, we derive C2V2 (Control, Consistency, Value, Veracity) desiderata to meet the RAI requirements for future general-purpose AI systems, and discuss how recent efforts in AI alignment, retrieval-augmented generation, reasoning enhancements, etc. fare along one or more of the desiderata. We believe that the goal of developing responsible general-purpose AI can be achieved by formally modeling application- or domain-dependent RAI requirements along C2V2 dimensions, and taking a system design approach to suitably combine various techniques to meet the desiderata.
Paper Structure (21 sections, 7 theorems, 2 figures, 6 tables)

This paper contains 21 sections, 7 theorems, 2 figures, 6 tables.

Key Result

Lemma 1

An AI system designed for $n$-class classification has $n-1$ degree of freedom in output (DoFo) given an input instance.

Figures (2)

  • Figure 1: This figure presents a comprehensive view of our position on RAI through a system's perspective informed by the notion of Degrees of Freedom in Output (DoFo). We begin by distinguishing Type-1 and Type-2 AI systems in (Section \ref{['sec:intro']}) based on their DoFo. This distinction shows how the shift toward general-purpose AI amplifies existing RAI risks and also introduces new ones, which we elucidate in (Section \ref{['sec:pitfalls']}). Next, we illustrate two divergent approaches to navigate the higher DoFo in Type-2 systems: (i) naive reductions that suppress generative potential by reverting to rigid, Type-1-like constraints that is of course not desirable, and (ii) a principled path forward (Section \ref{['sec:path_forward']}) where the navigation is guided by C2V2 desiderata and supported by emerging techniques that meet or improve along the one or more of C2V2 goals, and offer a pathway toward Responsible General-Purpose AI.
  • Figure 2: This figure presents an overview of Operationalizing C2V2

Theorems & Definitions (20)

  • Definition 1
  • Lemma 1
  • proof
  • Lemma 2
  • proof
  • Definition 2
  • Lemma 3
  • proof
  • Definition 3
  • Lemma 4
  • ...and 10 more