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Disjoint non-forking amalgamation in stable AECs

Jeremy Beard

TL;DR

The paper addresses disjoint amalgamation in stable AECs by proving that, under a robust independence framework with uniqueness, existence, non-forking amalgamation, universal continuity*, and $(oldsymbol{\ge}oldsymbol{\kappa})$-local character, high cofinality $oldsymbol{\lambda}$-limit models are disjoint non-forking amalgamation bases. The authors advance a tower-based method, constructing reduced towers and employing tower amalgamation to realize a matrix where the images of two extensions intersect exactly in the base, while preserving non-forking of singleton elements. This yields a disjoint non-forking amalgamation result, implying every base $M_0$ in $ extbf{K}_{(oldsymbol{\lambda}, oldsymbol{\ge}oldsymbol{\kappa})}$ is a disjoint amalgamation base in $ extbf{K}_oldsymbol{\lambda}$, and extends prior work (notably vas19) by reducing categoricity assumptions and broadening applicability to strictly stable AECs. The paper also explores weaker independence notions, showing a similar disjoint amalgamation outcome for high cofinality limit models, though with the caveat that non-forking for singleton elements may not hold, leaving an open question about weak disjoint non-forking amalgamation. Overall, the results connect disjoint amalgamation to independence theory in stable AECs, contributing to Grossberg’s and Shelah’s program by clarifying when disjointness can be achieved via non-forking amalgamation in a non-first-order context.

Abstract

The \emph{disjoint amalgamation property} (DAP), which asserts that all spans of a class of models can be amalgamated with minimal intersection, is an important property in the context of abstract elementary classes, with connections to both Grossberg's question and Shelah's categoricity conjecture. We prove that, in a nice AEC $\mathbf{K}$ stable in $λ\geq \operatorname{LS}(\mathbf{K})$ with a strong enough independence relation, all high cofinality $λ$-limit models are disjoint (non-forking) amalgamation bases. $\textbf{Theorem.}$ Let $\mathbf{K}$ be an AEC stable in $λ$, where $\mathbf{K}_λ$ has AP, JEP, and NMM, and let $\mathbf{K}'$ be some AC where $\mathbf{K}_{(λ,\geqκ)} \subseteq \mathbf{K}' \subseteq \mathbf{K}_λ$. Suppose there is an independence relation on $\mathbf{K}'$ satisfying uniqueness, existence, non-forking amalgamation, $\mathbf{K}_{(λ,\geqκ)}$-universal continuity* in $\mathbf{K}_λ$, and $(\geq κ)$-local character. Assume $M_0, M_1, M_2 \in \mathbf{K}_{(λ,\geqκ)}$, and that $M_0 \leq_{\mathbf{K}} M_l$ and $a_l \in M_l$ for $l = 1, 2$. Then there exist $N \in \mathbf{K}_{(λ,\geqκ)}$ and $f_l : M_l \rightarrow N$ fixing $M_0$ for $l = 1, 2$ such that $\operatorname{gtp}(f_l(a_l)/f_{3-l}[M_{3-l}], N)$ does not fork over $M_0$ and $f_1[M_1] \cap f_2[M_2] = M_0$. That is, our independence relation has disjoint non-forking amalgamation. In particular, every $M_0 \in \mathbf{K}_{(λ,\geqκ)}$ is a disjoint amalgamation base in $\mathbf{K}_λ$. The hypotheses on the independence relation can be weakened (closer to $λ$-non-splitting in $λ$-stable AECs) if we are willing to give up the `non-forking' conditions of the amalgamation.

Disjoint non-forking amalgamation in stable AECs

TL;DR

The paper addresses disjoint amalgamation in stable AECs by proving that, under a robust independence framework with uniqueness, existence, non-forking amalgamation, universal continuity*, and -local character, high cofinality -limit models are disjoint non-forking amalgamation bases. The authors advance a tower-based method, constructing reduced towers and employing tower amalgamation to realize a matrix where the images of two extensions intersect exactly in the base, while preserving non-forking of singleton elements. This yields a disjoint non-forking amalgamation result, implying every base in is a disjoint amalgamation base in , and extends prior work (notably vas19) by reducing categoricity assumptions and broadening applicability to strictly stable AECs. The paper also explores weaker independence notions, showing a similar disjoint amalgamation outcome for high cofinality limit models, though with the caveat that non-forking for singleton elements may not hold, leaving an open question about weak disjoint non-forking amalgamation. Overall, the results connect disjoint amalgamation to independence theory in stable AECs, contributing to Grossberg’s and Shelah’s program by clarifying when disjointness can be achieved via non-forking amalgamation in a non-first-order context.

Abstract

The \emph{disjoint amalgamation property} (DAP), which asserts that all spans of a class of models can be amalgamated with minimal intersection, is an important property in the context of abstract elementary classes, with connections to both Grossberg's question and Shelah's categoricity conjecture. We prove that, in a nice AEC stable in with a strong enough independence relation, all high cofinality -limit models are disjoint (non-forking) amalgamation bases. Let be an AEC stable in , where has AP, JEP, and NMM, and let be some AC where . Suppose there is an independence relation on satisfying uniqueness, existence, non-forking amalgamation, -universal continuity* in , and -local character. Assume , and that and for . Then there exist and fixing for such that does not fork over and . That is, our independence relation has disjoint non-forking amalgamation. In particular, every is a disjoint amalgamation base in . The hypotheses on the independence relation can be weakened (closer to -non-splitting in -stable AECs) if we are willing to give up the `non-forking' conditions of the amalgamation.
Paper Structure (11 sections, 19 theorems, 5 figures)

This paper contains 11 sections, 19 theorems, 5 figures.

Key Result

Lemma 2.2

Let $\mathbf{K}$ be an AC, and $M \in \mathbf{K}$. Then $M$ is a disjoint amalgamation base if and only if for every $M_1, M_2 \in \mathbf{K}_{\|M\|}$ such that $M \leq_{\mathbf{K}} M_l$ for $l = 1, 2$, there exist $N$ and $f_l:M_l \rightarrow N$ for $l = 1, 2$ such that $f_1[M_1] \cap f_2[M_2] = f[

Figures (5)

  • Figure 1:
  • Figure 2: The main construction
  • Figure 3: The construction from Lemma \ref{['type-ap-lim-isomorphism-lemma']}.
  • Figure 4: The tower amalgamation construction in Proposition \ref{['tower-ap']}.
  • Figure 5: $(\lambda, \theta)$-weak non-forking amalgamation says that, given the solid black diagram, the dotted blue diagram exists.

Theorems & Definitions (75)

  • Definition 2.1
  • Lemma 2.2
  • proof
  • Lemma 2.3
  • proof
  • Example 2.4
  • Definition 2.5
  • Definition 2.8
  • Definition 2.9
  • Definition 2.10
  • ...and 65 more