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Distance of Quadratic Algebraic Numbers from the Middle-Third Cantor Set

Frank Gilson

TL;DR

This work addresses Mahler's problem on whether the Cantor set $\mathcal{C}$ contains irrational algebraic numbers by establishing quantitative lower bounds for the distance from quadratic irrationals to $\mathcal{C}$. The authors encode each quadratic irrational's orbit under $\theta \mapsto \{3\theta\}$ via an exit time $\mathrm{exit}(\alpha)$ and a coarse boundary distance $\delta_{\mathcal{C}}(\alpha)$, proving unconditional bounds $\mathrm{exit}(\alpha)\le A(\log_3 H)^2+B$ and, consequently, $\mathrm{dist}(\alpha,\mathcal{C})\ge H^{-\kappa\log H}$ for some $\kappa>0$ when $\delta_{\mathcal{C}}(\alpha)\ge0.02$. In the generic case with $3\nmid a$ and $\delta_{\mathcal{C}}(\alpha)\ge0.02$, a stronger bound $\mathrm{exit}(\alpha)\le \log_3 H+1$ is obtained. The analysis blends dynamical methods (R/L-blocks and L-runs), Diophantine estimates (Liouville–Mahler), and Thue–Mahler theory, with computer-assisted interval checks used for finite-case verifications. The results yield the first broad unconditional lower bounds on $\mathrm{dist}(\alpha,\mathcal{C})$ for quadratic irrationals away from coarse boundary obstructions and open avenues toward higher-degree generalizations and Cantor-like sets.

Abstract

We study the distance from quadratic irrational numbers to the middle-third Cantor set $C$. Mahler asked whether $C$ contains any irrational algebraic numbers; this remains open even for quadratic irrationals. Rather than assuming an answer to this problem, we obtain uniform lower bounds for the distance from a quadratic irrational $α$ to $C$ in terms of the height $H$ of the minimal polynomial of $α$. We encode $α$ by its orbit under the map $x \mapsto 3x \bmod 1$ and define the exit time $\operatorname{exit}(α)$ as the first iterate that enters the middle interval $[1/3,2/3]$. Our main unconditional result is a quadratic exit bound $\operatorname{exit}(α) \le A (\log_3 H)^2 + B$ for absolute constants $A,B > 0$, valid for all quadratic irrationals whose orbit stays a fixed small distance away from the coarse Cantor boundaries. As a consequence we obtain a distance lower bound $\operatorname{dist}(α,C) \ge H^{-κ\log H}$ for some constant $κ> 0$. On the dynamical side we classify orbits by an $L/M/R$ coding and prove that the total number of visits to the right interval $[2/3,1)$ is $O(\log H)$. A finite case analysis on a bounded portion of the orbit is reduced to checking a finite list of explicit affine inequalities on subintervals of $[0,1]$, which we verify with short computer scripts; all Diophantine and dynamical estimates are proved by hand.

Distance of Quadratic Algebraic Numbers from the Middle-Third Cantor Set

TL;DR

This work addresses Mahler's problem on whether the Cantor set contains irrational algebraic numbers by establishing quantitative lower bounds for the distance from quadratic irrationals to . The authors encode each quadratic irrational's orbit under via an exit time and a coarse boundary distance , proving unconditional bounds and, consequently, for some when . In the generic case with and , a stronger bound is obtained. The analysis blends dynamical methods (R/L-blocks and L-runs), Diophantine estimates (Liouville–Mahler), and Thue–Mahler theory, with computer-assisted interval checks used for finite-case verifications. The results yield the first broad unconditional lower bounds on for quadratic irrationals away from coarse boundary obstructions and open avenues toward higher-degree generalizations and Cantor-like sets.

Abstract

We study the distance from quadratic irrational numbers to the middle-third Cantor set . Mahler asked whether contains any irrational algebraic numbers; this remains open even for quadratic irrationals. Rather than assuming an answer to this problem, we obtain uniform lower bounds for the distance from a quadratic irrational to in terms of the height of the minimal polynomial of . We encode by its orbit under the map and define the exit time as the first iterate that enters the middle interval . Our main unconditional result is a quadratic exit bound for absolute constants , valid for all quadratic irrationals whose orbit stays a fixed small distance away from the coarse Cantor boundaries. As a consequence we obtain a distance lower bound for some constant . On the dynamical side we classify orbits by an coding and prove that the total number of visits to the right interval is . A finite case analysis on a bounded portion of the orbit is reduced to checking a finite list of explicit affine inequalities on subintervals of , which we verify with short computer scripts; all Diophantine and dynamical estimates are proved by hand.
Paper Structure (23 sections, 13 theorems, 40 equations)

This paper contains 23 sections, 13 theorems, 40 equations.

Key Result

Theorem 1.4

Let $\alpha$ be a quadratic irrational with minimal polynomial $f_\alpha(x) = ax^2 + bx + c$ and height $H(\alpha) = H$. Suppose that $3 \nmid a$ and $\delta_{\mathcal{C}}(\alpha) \ge 0.02$. Then

Theorems & Definitions (32)

  • Definition 1.1
  • Definition 1.2
  • Definition 1.3
  • Theorem 1.4: Generic exit bound
  • Theorem 1.5: General quadratic exit bound
  • Corollary 1.6: General distance bound
  • Remark 2.1
  • Lemma 2.2
  • proof
  • Theorem 3.1: Far from boundary
  • ...and 22 more