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Quantitative surgery and total mean curvature

Georg Frenck, Bernhard Hanke, Sven Hirsch

TL;DR

The paper develops a quantitative surgery framework that extends classical Gromov–Lawson and Lawson–Michelsohn techniques to control mean curvature during cobordisms. It proves a Gromov-type bound on the total mean curvature of fill-ins with a fixed scalar curvature lower bound, under a spin assumption on the boundary manifold, by reducing the problem to the sphere via high-codimension surgeries and applying Shi–Wang–Wei’s total mean curvature bound. The authors establish stronger results, including a weak fixed-H bound, a uniform bound for metric families, and a construction of a new quasi-local mass m_σ(M) that is nonnegative for spin M and recovers Brown–York mass in special low-dimensional cases. These results unify surgery-based control of scalar and mean curvatures with quasi-local mass concepts, offering robust tools for understanding geometric invariants of fill-ins and potential applications in general relativity.

Abstract

We develop quantitative surgery, which extends the classical constructions of Gromov--Lawson and Lawson--Michelsohn. As an application, we prove a conjecture of Gromov on the total mean curvature of fill-ins.

Quantitative surgery and total mean curvature

TL;DR

The paper develops a quantitative surgery framework that extends classical Gromov–Lawson and Lawson–Michelsohn techniques to control mean curvature during cobordisms. It proves a Gromov-type bound on the total mean curvature of fill-ins with a fixed scalar curvature lower bound, under a spin assumption on the boundary manifold, by reducing the problem to the sphere via high-codimension surgeries and applying Shi–Wang–Wei’s total mean curvature bound. The authors establish stronger results, including a weak fixed-H bound, a uniform bound for metric families, and a construction of a new quasi-local mass m_σ(M) that is nonnegative for spin M and recovers Brown–York mass in special low-dimensional cases. These results unify surgery-based control of scalar and mean curvatures with quasi-local mass concepts, offering robust tools for understanding geometric invariants of fill-ins and potential applications in general relativity.

Abstract

We develop quantitative surgery, which extends the classical constructions of Gromov--Lawson and Lawson--Michelsohn. As an application, we prove a conjecture of Gromov on the total mean curvature of fill-ins.
Paper Structure (10 sections, 15 theorems, 149 equations, 9 figures)

This paper contains 10 sections, 15 theorems, 149 equations, 9 figures.

Key Result

Theorem 1.2

Let $(M,g_M)$ be a closed Riemannian manifold admitting a spin structure. Then, for every $\sigma \in \mathbb{R}$, there exists a constant $\Lambda = \Lambda(M, g_M, \sigma) \in \mathbb{R}_+$ such that for every fill-in $(\Omega, g_\Omega)$ of $(M, g_M)$ satisfying: one has:

Figures (9)

  • Figure 1: A cross-section of a family of Gromov--Lawson handles $\Sigma_\varrho$ attached to $\Omega$ along $M=\partial \Omega$. The origin corresponds to the intersection of the cross-section with $S$.
  • Figure 2: The disjoint embeddings $\psi_1$ and $\psi_2$ which are isotopic to $\psi$ as small displacements.
  • Figure 3: The cobordism $W$ consisting of one handle and the embedded handle
  • Figure 4: Deformation of $g_\Omega$ near $\partial \Omega$ (grey region)
  • Figure 5: The local deformation $\psi$ for $t=1$.
  • ...and 4 more figures

Theorems & Definitions (29)

  • Conjecture 1.1: Gromov2023FourLectures
  • Theorem 1.2
  • Remark 1.3
  • Theorem 2.1
  • Definition 3.1
  • Proposition 3.2
  • proof
  • Remark 4.2
  • Proposition 4.3
  • proof
  • ...and 19 more