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Planar Site Percolation, End Structure, and the Benjamini-Schramm Conjecture

Zhongyang Li

TL;DR

This work advances the understanding of phase transitions in Bernoulli site percolation on infinite planar graphs by introducing a Freudenthal-embedding–based end-equivalence framework and an FCA methodology that couples cutset analysis with end-directed multi-arm explorations. It establishes that when end-equivalence classes are countable, the critical threshold equals the infimum of end-directed thresholds and nonuniqueness persists across the upper half of the coexistence interval, yielding $p_u^{\mathrm{site}}(G)\ge 1-p_c^{\mathrm{site}}(G)$. In the uncountable regime, the authors give conditions guaranteeing infinitely many infinite clusters and construct a planar graph with $p_u^{\mathrm{site}}(G)<1-p_c^{\mathrm{site}}(G)$, disproving a general Benjamini–Schramm conjecture under minimal degree 7. The paper also develops a robust analytic toolset via the $\phi$-functional and boundary-armed events to control end-directed connectivity, with potential extensions to other planar models. Overall, the results delineate sharp boundaries between countable and uncountable end-structures and confirm that local finiteness is essential for global coexistence statements in planar percolation.

Abstract

Let $G$ be an infinite, connected, locally finite planar graph and consider i.i.d.\ Bernoulli$(p)$ site percolation. Write $p_c^{\mathrm{site}}(G)$ and $p_u^{\mathrm{site}}(G)$ for the critical and uniqueness thresholds. Using a well--separated Freudenthal embedding $G\hookrightarrow\mathbb S^2$, we introduce a cycle--separation equivalence on ends and associated ``directional'' thresholds $p^{\mathrm{site}}_{c,F}(G)$. When the set of end--equivalence classes is countable, we show that $p_c^{\mathrm{site}}(G)=\inf_F p^{\mathrm{site}}_{c,F}(G)$ and that for every $p\in\bigl(\tfrac12,\,1-p_c^{\mathrm{site}}(G)\bigr)$ there are almost surely infinitely many infinite open clusters. Combined with the $0/\infty$ theorem of Glazman--Harel--Zelesko for $p\le \tfrac12$, this yields non--uniqueness throughout the full coexistence interval $\bigl(p_c^{\mathrm{site}}(G),\,1-p_c^{\mathrm{site}}(G)\bigr)$, and hence $p_u^{\mathrm{site}}(G)\ge 1-p_c^{\mathrm{site}}(G)$ in this setting. This resolves the extension problem posed by Glazman--Harel--Zelesko for the upper half of the coexistence regime under a natural countability hypothesis. In contrast, for graphs with uncountably many end--equivalence classes we give criteria guaranteeing infinitely many infinite clusters above criticality, and we construct an explicit locally finite planar graph of minimum degree at least $7$ for which $p_u^{\mathrm{site}}(G)<1-p_c^{\mathrm{site}}(G)$. Consequently, the Benjamini--Schramm conjecture (Conjecture 7 in \cite{bs96}) that planarity together with minimal vertex degree at least 7 forces infinitely many infinite clusters for all $p\in(p_c,1-p_c)$ does not hold in full generality. Our proofs combine a cutset characterization of $p_c^{\mathrm{site}}$ with a planar alternating--arm exploration organized by an end--adapted boundary decomposition.

Planar Site Percolation, End Structure, and the Benjamini-Schramm Conjecture

TL;DR

This work advances the understanding of phase transitions in Bernoulli site percolation on infinite planar graphs by introducing a Freudenthal-embedding–based end-equivalence framework and an FCA methodology that couples cutset analysis with end-directed multi-arm explorations. It establishes that when end-equivalence classes are countable, the critical threshold equals the infimum of end-directed thresholds and nonuniqueness persists across the upper half of the coexistence interval, yielding . In the uncountable regime, the authors give conditions guaranteeing infinitely many infinite clusters and construct a planar graph with , disproving a general Benjamini–Schramm conjecture under minimal degree 7. The paper also develops a robust analytic toolset via the -functional and boundary-armed events to control end-directed connectivity, with potential extensions to other planar models. Overall, the results delineate sharp boundaries between countable and uncountable end-structures and confirm that local finiteness is essential for global coexistence statements in planar percolation.

Abstract

Let be an infinite, connected, locally finite planar graph and consider i.i.d.\ Bernoulli site percolation. Write and for the critical and uniqueness thresholds. Using a well--separated Freudenthal embedding , we introduce a cycle--separation equivalence on ends and associated ``directional'' thresholds . When the set of end--equivalence classes is countable, we show that and that for every there are almost surely infinitely many infinite open clusters. Combined with the theorem of Glazman--Harel--Zelesko for , this yields non--uniqueness throughout the full coexistence interval , and hence in this setting. This resolves the extension problem posed by Glazman--Harel--Zelesko for the upper half of the coexistence regime under a natural countability hypothesis. In contrast, for graphs with uncountably many end--equivalence classes we give criteria guaranteeing infinitely many infinite clusters above criticality, and we construct an explicit locally finite planar graph of minimum degree at least for which . Consequently, the Benjamini--Schramm conjecture (Conjecture 7 in \cite{bs96}) that planarity together with minimal vertex degree at least 7 forces infinitely many infinite clusters for all does not hold in full generality. Our proofs combine a cutset characterization of with a planar alternating--arm exploration organized by an end--adapted boundary decomposition.
Paper Structure (11 sections, 34 theorems, 209 equations)

This paper contains 11 sections, 34 theorems, 209 equations.

Key Result

Theorem 1.7

Let $G=(V,E)$ be an infinite, connected, locally finite planar graph and consider i.i.d. Bernoulli$(p)$site percolation on $G$. Write $p_c^{\mathrm{site}}(G)$ and $p_u^{\mathrm{site}}(G)$ for the critical and uniqueness thresholds. Fix a well--separated Freudenthal embedding $G\hookrightarrow \mathb

Theorems & Definitions (78)

  • Definition 1.1: Critical and uniqueness thresholds
  • Conjecture 1.3
  • Conjecture 1.4
  • Definition 1.5: Planar graph
  • Remark 1.6
  • Theorem 1.7
  • Definition 2.1
  • Proposition 2.2
  • Lemma 2.3
  • proof
  • ...and 68 more