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Threshold solutions for the $3d$ cubic INLS: the energy-subcritical case

Luccas Campos, Luiz Gustavo Farah, Jason Murphy

TL;DR

This work extends the threshold-dynamics classification for the 3D cubic INLS equation $i\partial_t u + \Delta u + |x|^{-b}|u|^2 u = 0$ from the previously treated range $b\in(0,\tfrac{1}{2})$ to the full energy-subcritical interval $b\in(0,1)$. The authors replace pointwise decay estimates with Strichartz-type control of the modulation remainder $g$ and derive a modulation-parameter stability analysis that avoids the need for $\nabla\Delta Q\in L^2$, enabling sharper control of the parameter $\alpha$ and the deviation $\delta(t)$. Their main contributions are (i) establishing $L_t^pL_x^q$ bounds for $g$ and (ii) proving uniform decay $|\alpha(s)-\alpha(t)|\lesssim e^{-ct}$, which in turn yields $\delta(t)\lesssim e^{-ct}$ and convergence of $u(t)$ to the ground-state orbit $e^{i(\zeta_0+t)}Q$ as $t\to\infty$, thereby completing the threshold classification for all $b\in(0,1)$. The approach leverages Strichartz estimates and a refined modulation-virial framework, with potential applicability to other dispersive equations featuring singular potentials.

Abstract

We revisit the work [L. Campos and J. Murphy, SIAM J. Math. Anal., 55 (2023), pp. 3807--3843], which classified the dynamics of $H^1$ solutions at the ground state threshold for cubic inhomogeneous nonlinear Schrödinger equations of the form $i\partial_t u + Δu + |x|^{-b}|u|^2 u = 0$ in the range $b\in(0,\tfrac12)$. By modifying the modulation analysis and using Strichartz estimates in place of pointwise bounds, we extend the result to the full energy-subcritical range $b\in(0,1)$. This strategy is expected to carry over to other dispersive equations with singular potentials.

Threshold solutions for the $3d$ cubic INLS: the energy-subcritical case

TL;DR

This work extends the threshold-dynamics classification for the 3D cubic INLS equation from the previously treated range to the full energy-subcritical interval . The authors replace pointwise decay estimates with Strichartz-type control of the modulation remainder and derive a modulation-parameter stability analysis that avoids the need for , enabling sharper control of the parameter and the deviation . Their main contributions are (i) establishing bounds for and (ii) proving uniform decay , which in turn yields and convergence of to the ground-state orbit as , thereby completing the threshold classification for all . The approach leverages Strichartz estimates and a refined modulation-virial framework, with potential applicability to other dispersive equations featuring singular potentials.

Abstract

We revisit the work [L. Campos and J. Murphy, SIAM J. Math. Anal., 55 (2023), pp. 3807--3843], which classified the dynamics of solutions at the ground state threshold for cubic inhomogeneous nonlinear Schrödinger equations of the form in the range . By modifying the modulation analysis and using Strichartz estimates in place of pointwise bounds, we extend the result to the full energy-subcritical range . This strategy is expected to carry over to other dispersive equations with singular potentials.
Paper Structure (4 sections, 8 theorems, 70 equations)

This paper contains 4 sections, 8 theorems, 70 equations.

Key Result

Theorem 1.1

There exist forward-global radial solutions $Q^{\pm}$ to the equation INLS with satisfying for some $c>0$ and all $t>0$. The solution $Q^{+}$ satisfies blows up in finite negative time, and satisfies $xQ^{+}\in L_x^{2}(\mathbb{R}^{3})$. The solution $Q^{-}$ is global, satisfies and scatters in $H_x^{1}(\mathbb{R}^{3})$ as $t\to -\infty$.

Theorems & Definitions (14)

  • Theorem 1.1: Existence of particular solutions, CM23
  • Theorem 1.2: Classification of threshold dynamics, CM23
  • Proposition 2.1: Modulation theory
  • Proposition 2.2: Virial control
  • proof
  • Lemma 3.1: Strichartz bounds on $g$
  • proof
  • Corollary 3.2
  • proof
  • Lemma 4.1
  • ...and 4 more