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Tree of Preferences for Diversified Recommendation

Hanyang Yuan, Ning Tang, Tongya Zheng, Jiarong Xu, Xintong Hu, Renhong Huang, Shunyu Liu, Jiacong Hu, Jiawei Chen, Mingli Song

TL;DR

ToP-Rec tackles diversity gaps caused by data bias in user feedback by leveraging LLMs to infer underexplored user preferences through a Tree of Preferences (ToP) that guides fine-grained reasoning. It couples a data-centric augmentation pipeline with synthetic interactions that balance relevance and diversity, and introduces a cost-efficient, gradient-informed mechanism to focus augmentation on influential users. The framework demonstrates improved diversity-relevance trade-offs across three real-world datasets, with competitive latency and robustness to prompts and LLM choices. This work offers a practical, generalizable approach to diversified recommendation that complements traditional observed-data methods with world-knowledge reasoning.

Abstract

Diversified recommendation has attracted increasing attention from both researchers and practitioners, which can effectively address the homogeneity of recommended items. Existing approaches predominantly aim to infer the diversity of user preferences from observed user feedback. Nonetheless, due to inherent data biases, the observed data may not fully reflect user interests, where underexplored preferences can be overwhelmed or remain unmanifested. Failing to capture these preferences can lead to suboptimal diversity in recommendations. To fill this gap, this work aims to study diversified recommendation from a data-bias perspective. Inspired by the outstanding performance of large language models (LLMs) in zero-shot inference leveraging world knowledge, we propose a novel approach that utilizes LLMs' expertise to uncover underexplored user preferences from observed behavior, ultimately providing diverse and relevant recommendations. To achieve this, we first introduce Tree of Preferences (ToP), an innovative structure constructed to model user preferences from coarse to fine. ToP enables LLMs to systematically reason over the user's rationale behind their behavior, thereby uncovering their underexplored preferences. To guide diversified recommendations using uncovered preferences, we adopt a data-centric approach, identifying candidate items that match user preferences and generating synthetic interactions that reflect underexplored preferences. These interactions are integrated to train a general recommender for diversification. Moreover, we scale up overall efficiency by dynamically selecting influential users during optimization. Extensive evaluations of both diversity and relevance show that our approach outperforms existing methods in most cases and achieves near-optimal performance in others, with reasonable inference latency.

Tree of Preferences for Diversified Recommendation

TL;DR

ToP-Rec tackles diversity gaps caused by data bias in user feedback by leveraging LLMs to infer underexplored user preferences through a Tree of Preferences (ToP) that guides fine-grained reasoning. It couples a data-centric augmentation pipeline with synthetic interactions that balance relevance and diversity, and introduces a cost-efficient, gradient-informed mechanism to focus augmentation on influential users. The framework demonstrates improved diversity-relevance trade-offs across three real-world datasets, with competitive latency and robustness to prompts and LLM choices. This work offers a practical, generalizable approach to diversified recommendation that complements traditional observed-data methods with world-knowledge reasoning.

Abstract

Diversified recommendation has attracted increasing attention from both researchers and practitioners, which can effectively address the homogeneity of recommended items. Existing approaches predominantly aim to infer the diversity of user preferences from observed user feedback. Nonetheless, due to inherent data biases, the observed data may not fully reflect user interests, where underexplored preferences can be overwhelmed or remain unmanifested. Failing to capture these preferences can lead to suboptimal diversity in recommendations. To fill this gap, this work aims to study diversified recommendation from a data-bias perspective. Inspired by the outstanding performance of large language models (LLMs) in zero-shot inference leveraging world knowledge, we propose a novel approach that utilizes LLMs' expertise to uncover underexplored user preferences from observed behavior, ultimately providing diverse and relevant recommendations. To achieve this, we first introduce Tree of Preferences (ToP), an innovative structure constructed to model user preferences from coarse to fine. ToP enables LLMs to systematically reason over the user's rationale behind their behavior, thereby uncovering their underexplored preferences. To guide diversified recommendations using uncovered preferences, we adopt a data-centric approach, identifying candidate items that match user preferences and generating synthetic interactions that reflect underexplored preferences. These interactions are integrated to train a general recommender for diversification. Moreover, we scale up overall efficiency by dynamically selecting influential users during optimization. Extensive evaluations of both diversity and relevance show that our approach outperforms existing methods in most cases and achieves near-optimal performance in others, with reasonable inference latency.
Paper Structure (50 sections, 1 theorem, 8 equations, 8 figures, 10 tables)

This paper contains 50 sections, 1 theorem, 8 equations, 8 figures, 10 tables.

Key Result

Theorem A.1

Let $\mathcal{L}(\theta)$ be a convex loss function with learnable parameter $\theta$, and let $\theta^* \in \operatorname{arg\,min}_\theta \mathcal{L}(\theta)$ denote the optimal parameter. Define the initial error $e_0 := \mathcal{L}(\theta^0) - \mathcal{L}(\theta^*)$, and let $\nabla \mathcal{L}( where $\mathcal{B} = \mathcal{O}(\frac{1}{\varepsilon})$.

Figures (8)

  • Figure 1: Illustration of our approach: Tree of Preferences for diversified Recommendation (ToP-Rec). Given "Alice" with her attributes and interacted items, ToP-Rec infers her rationale along the constructed ToP by prompting LLMs to comprehensively uncover her preferences until reaching the leaf nodes. Items aligned with her preferences are then matched, and synthesized user-item interactions concerning diversity and relevance are generated and integrated with the observed interactions. The combined data enables the recommender to offer diversified suggestions.
  • Figure 2: Diversity-relevance trade-off comparison. The upper-right represents the ideal.
  • Figure 3: (a) Comparison of average time to generate recommendations; (b) Evaluation of each component in ToP-Rec; (c) and (d) Impact of generated interactions per user and selection weight $\lambda$. We use dashed lines to represent the performance of the backbone recommender.
  • Figure 4: Illustration of the prompts used in this work.
  • Figure 5: A partial visualization of the constructed ToP.
  • ...and 3 more figures

Theorems & Definitions (3)

  • Definition 1: $k$-step influence
  • Theorem A.1
  • proof