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Limit Computation Over Posets via Minimal Initial Functors

Tamal K. Dey, Michael Lesnick

TL;DR

This work studies how restricting diagrams along initial functors can drastically simplify limit computations when the index category is a finite poset or an interval in N^d. It introduces and analyzes minimal initial functors and initial scaffolds, proving that, in many cases, minimal initial functors are inclusions of initial scaffolds and providing concrete algorithms to compute them. The authors derive tight size bounds for initial scaffolds in N^d intervals, connect these bounds to Betti numbers of monomial ideals, and deliver practical algorithms with provable complexity for computing limits and generalized ranks. The results yield new, near-optimal bounds on the cost of limit computations and generalized rank calculations, with direct relevance to topological data analysis and multiparameter persistence. Overall, the paper provides a cohesive framework linking category-theoretic initiality to efficient linear-algebraic limit computation and invariant extraction in TDA.

Abstract

It is well known that limits can be computed by restricting along an initial functor, and that this often simplifies limit computation. We systematically study the algorithmic implications of this idea for diagrams indexed by a finite poset. We say an initial functor $F\colon C\to D$ with $C$ small is \emph{minimal} if the sets of objects and morphisms of $C$ each have minimum cardinality, among the sources of all initial functors with target $D$. For $Q$ a finite poset or $Q\subseteq \mathbb N^d$ an interval (i.e., a convex, connected subposet), we describe all minimal initial functors $F\colon P\to Q$ and in particular, show that $F$ is always a subposet inclusion. We give efficient algorithms to compute a choice of minimal initial functor. In the case that $Q\subseteq \mathbb N^d$ is an interval, we give asymptotically optimal bounds on $|P|$, the number of relations in $P$ (including identities), in terms of the number $n$ of minima of $Q$: We show that $|P|=Θ(n)$ for $d\leq 3$, and $|P|=Θ(n^2)$ for $d>3$. We apply these results to give new bounds on the cost of computing $\lim G$ for a functor $G \colon Q\to \mathbf{Vec}$ valued in vector spaces. For $Q$ connected, we also give new bounds on the cost of computing the \emph{generalized rank} of $G$ (i.e., the rank of the induced map $\lim G\to \mathop{\mathrm{colim}} G$), which is of interest in topological data analysis.

Limit Computation Over Posets via Minimal Initial Functors

TL;DR

This work studies how restricting diagrams along initial functors can drastically simplify limit computations when the index category is a finite poset or an interval in N^d. It introduces and analyzes minimal initial functors and initial scaffolds, proving that, in many cases, minimal initial functors are inclusions of initial scaffolds and providing concrete algorithms to compute them. The authors derive tight size bounds for initial scaffolds in N^d intervals, connect these bounds to Betti numbers of monomial ideals, and deliver practical algorithms with provable complexity for computing limits and generalized ranks. The results yield new, near-optimal bounds on the cost of limit computations and generalized rank calculations, with direct relevance to topological data analysis and multiparameter persistence. Overall, the paper provides a cohesive framework linking category-theoretic initiality to efficient linear-algebraic limit computation and invariant extraction in TDA.

Abstract

It is well known that limits can be computed by restricting along an initial functor, and that this often simplifies limit computation. We systematically study the algorithmic implications of this idea for diagrams indexed by a finite poset. We say an initial functor with small is \emph{minimal} if the sets of objects and morphisms of each have minimum cardinality, among the sources of all initial functors with target . For a finite poset or an interval (i.e., a convex, connected subposet), we describe all minimal initial functors and in particular, show that is always a subposet inclusion. We give efficient algorithms to compute a choice of minimal initial functor. In the case that is an interval, we give asymptotically optimal bounds on , the number of relations in (including identities), in terms of the number of minima of : We show that for , and for . We apply these results to give new bounds on the cost of computing for a functor valued in vector spaces. For connected, we also give new bounds on the cost of computing the \emph{generalized rank} of (i.e., the rank of the induced map ), which is of interest in topological data analysis.
Paper Structure (28 sections, 42 theorems, 86 equations, 3 figures)

This paper contains 28 sections, 42 theorems, 86 equations, 3 figures.

Key Result

Proposition 2.10

For a poset $Q$ with finite downsets and $G\colon Q\to \mathbf{Vec}$, we have with each cone map $\lim G\to G_q$ given as the composition for any choice of $l\in M$ with $l\leq q$.

Figures (3)

  • Figure 1:
  • Figure 2: The initial functor $F\colon R\to Q$ of \ref{['Ex:Image_Not_a_Cat']} maps each element of $R$ to the element of $Q$ directly below it. For example, $F(b)=F(c)=x$.
  • Figure 3: For the upset $U\subseteq \mathbb{N}^3$ of \ref{['Ex:WzXz']}, an illustration of $M_{U_0}$ (blue) and $M_{U_1}\setminus M_{U_0}$ (red), as well as the $(x,y)$-projections of $W^0$ (squares), $W^1$ (circles), and $X^1$ (diamonds).

Theorems & Definitions (118)

  • Definition 2.1
  • Definition 2.2
  • Definition 2.3
  • Definition 2.4
  • Definition 2.5
  • Example 2.6
  • Definition 2.7
  • Example 2.8
  • Definition 2.9
  • Proposition 2.10
  • ...and 108 more