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Superconductivity Near a Quantum Critical Point: Bounds on the Transition Temperature in the $γ$-Model

Ahmed Elezaby, Artem Abanov

TL;DR

The paper addresses the problem of bounding the superconducting transition temperature $T_c$ in the quantum-critical gamma-model with $V(\Omega) \propto 1/|\Omega|^{\gamma}$ by mapping the strong-coupling problem to a classical spin chain and performing a linear stability analysis of the associated Hessian. It establishes a rigorous truncation method to replace the infinite Hessian with finite matrices, justified by a congruence transform to a bounded operator and Weyl's theorem. It then derives closed-form lower bounds on $T_c$ via eigenvalue interlacing (giving $\tau_{c,1}=1$ and a second bound with a explicit expression, plus higher-order bounds from $\det(H^{(N)})=0$) and an improved upper bound using Gershgorin disks and a similarity transform, yielding $\tau_{u}^{\gamma} = \sum_{n=0}^{\infty} (\tfrac{1}{2})^{2n} \zeta(\gamma+2n+1)$. The results yield bounds that converge rapidly to numerical data and tighten previous estimates, providing analytic control over $T_c$ across all $\gamma>0$.

Abstract

Near a quantum critical point (QCP) in a metal, strong Fermion-Fermion interactions mediated by soft collective bosons give rise to two competing phenomena: non-Fermi liquid behavior and superconductivity that deviates from conventional BCS and Migdal-Eliashberg theories. We consider the problem of obtaining closed-form analytical lower and upper bounds on transition temperatures for such systems. We focus mainly on a class of models known as the gamma-model, which generalizes the Eliashberg theory of Superconductivity where the effective interaction potential scales as V(Omega) ~ 1/|Omega|^gamma. Building on a recent reformulation of Migdal-Eliashberg theory, expressed as a classical infinite spin chain with nonlocal interactions, and employing a simple linear algebra framework, we derive rigorous closed-form expressions for upper and lower bounds on the superconducting transition temperature for any gamma > 0. While our lower bounds coincide precisely with those previously in the literature, our derivation offers a more streamlined and accessible method. Moreover, our upper bounds are substantially tighter than any existing estimates and converge rapidly enough to the numerical results from various prior studies.

Superconductivity Near a Quantum Critical Point: Bounds on the Transition Temperature in the $γ$-Model

TL;DR

The paper addresses the problem of bounding the superconducting transition temperature in the quantum-critical gamma-model with by mapping the strong-coupling problem to a classical spin chain and performing a linear stability analysis of the associated Hessian. It establishes a rigorous truncation method to replace the infinite Hessian with finite matrices, justified by a congruence transform to a bounded operator and Weyl's theorem. It then derives closed-form lower bounds on via eigenvalue interlacing (giving and a second bound with a explicit expression, plus higher-order bounds from ) and an improved upper bound using Gershgorin disks and a similarity transform, yielding . The results yield bounds that converge rapidly to numerical data and tighten previous estimates, providing analytic control over across all .

Abstract

Near a quantum critical point (QCP) in a metal, strong Fermion-Fermion interactions mediated by soft collective bosons give rise to two competing phenomena: non-Fermi liquid behavior and superconductivity that deviates from conventional BCS and Migdal-Eliashberg theories. We consider the problem of obtaining closed-form analytical lower and upper bounds on transition temperatures for such systems. We focus mainly on a class of models known as the gamma-model, which generalizes the Eliashberg theory of Superconductivity where the effective interaction potential scales as V(Omega) ~ 1/|Omega|^gamma. Building on a recent reformulation of Migdal-Eliashberg theory, expressed as a classical infinite spin chain with nonlocal interactions, and employing a simple linear algebra framework, we derive rigorous closed-form expressions for upper and lower bounds on the superconducting transition temperature for any gamma > 0. While our lower bounds coincide precisely with those previously in the literature, our derivation offers a more streamlined and accessible method. Moreover, our upper bounds are substantially tighter than any existing estimates and converge rapidly enough to the numerical results from various prior studies.
Paper Structure (19 sections, 59 equations, 5 figures)

This paper contains 19 sections, 59 equations, 5 figures.

Figures (5)

  • Figure 1: Our results for the first four lower bounds $\tau_{c,1}^{\gamma},\tau_{c,2}^{\gamma},\tau_{c,3}^{\gamma},\tau_{c,4}^{\gamma}$ as obtained from Eq.s (\ref{['tau0']}),(\ref{['tau1']}),and(\ref{['eq:lower']}), and our upper bound calculated from Eq (\ref{['eq:ourbound']}) in comparison with the numerical data from PhysRevB.99.144512 and the upper bound obtained by Kiessling et al Kiessling2025. Note that we are plotting $\tau^\gamma$ instead of $\tau$ vs $\gamma$.
  • Figure 2: Comparison of the first four lowest bounds $\tau_{c,1},\tau_{c,2},\tau_{c,3},\tau_{c,4}$ versus $\gamma$, plotted alongside previous numerical solutions of the generalized Eliashberg equations from PhysRevB.99.144512 (black crosses). The plot illustrates the convergence behavior of the bounds as $\gamma$ increases, with each successive bound providing a tighter estimate of $\tau_c$.
  • Figure 3: The transition temperature $\tau_c$ is plotted vs $\gamma$ for different truncation values $N=100,400,1000$. for $\gamma \geq 0.5$, all truncation levels agree well with the previous numerical solutions of generalized Eliashberg equations PhysRevB.99.144512. As $\gamma \to 0$, $\tau_c \to \infty$ as expected, which shows that the optimal truncation $N \to \infty$. All lower truncation levels serve as a "lower bound".
  • Figure 4: Comparison of our results (blue line) for the upper bound of the critical temperature obtained from Eq. \ref{['eq:ourbound']} as a function of $\gamma$ in the range $0.1 \leq \gamma \leq 5$ compared to the numerical data (black crosses) from PhysRevB.99.144512 in comparison to the Upper bound obtained by Kiessling et. al Kiessling2025 (red line). Our results show a significant improvement in the upper bound. Note that we are plotting $\tau_c^\gamma$ to be able to fit both bounds in the same plot.
  • Figure 5: The upper bound $\tau_0^ \gamma$ vs $\gamma$ for different values of $p$ shown as legends. Dots are the numerical data. It's clear that for $p=1/6$, the upper bound is below the data. It indicates that somewhere $1/2 < p < 1/3$, the assumption that the zeroth Gershgorin disc is the lowest is no longer valid.