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On the convoy of the ASEP speed process

Yuan Tian

TL;DR

This work analyzes the convoy size in the ASEP speed process, connecting probabilistic convoy structure to an exact formula via $q$-Genocchi numbers and to a universal $\sqrt{n}$-scaling for fixed $q\in[0,1)$. It leverages Martin's convoy construction and an orthogonal-polynomial framework built from continuous big $q$-Hermite and Askey–Wilson polynomials, together with a birth-death–Karlin–McGregor representation, to obtain both explicit formulas and limiting results. A notable result is the universality of the normalized convoy size, with $\lim_{n\to\infty}\frac{1}{\sqrt{n}}\mathbb{E}_x[\#\mathcal C_0^n]=\sqrt{\frac{4x(1-x)}{\pi}}$, and a distributional limit in the special case $q=0$; a critical weakly asymmetric scaling $q_n=e^{-\gamma/\sqrt{n}}$ yields a nontrivial limiting regime described by a joint density $f^{\gamma}_{X,Y}$.

Abstract

We investigate the size of the convoy in the speed process in the multi-species asymmetric simple exclusion process (ASEP). Through a coupling argument, we obtain an exact formula for the expected convoy size by relating it to a combinatorial structure. We prove that the asymptotic expected convoy size is universal for all fixed jump rates $q \in [0,1)$. In the special case $q=0$, we upgrade this to full convergence in distribution. We further establish a critical scaling $q = 1 - γ/\sqrt{n}$ that yields a nontrivial limiting regime. Our analysis builds on Martin's construction of the convoy and makes use of an orthogonal-polynomial representation of random-walk transition probabilities.

On the convoy of the ASEP speed process

TL;DR

This work analyzes the convoy size in the ASEP speed process, connecting probabilistic convoy structure to an exact formula via -Genocchi numbers and to a universal -scaling for fixed . It leverages Martin's convoy construction and an orthogonal-polynomial framework built from continuous big -Hermite and Askey–Wilson polynomials, together with a birth-death–Karlin–McGregor representation, to obtain both explicit formulas and limiting results. A notable result is the universality of the normalized convoy size, with , and a distributional limit in the special case ; a critical weakly asymmetric scaling yields a nontrivial limiting regime described by a joint density .

Abstract

We investigate the size of the convoy in the speed process in the multi-species asymmetric simple exclusion process (ASEP). Through a coupling argument, we obtain an exact formula for the expected convoy size by relating it to a combinatorial structure. We prove that the asymptotic expected convoy size is universal for all fixed jump rates . In the special case , we upgrade this to full convergence in distribution. We further establish a critical scaling that yields a nontrivial limiting regime. Our analysis builds on Martin's construction of the convoy and makes use of an orthogonal-polynomial representation of random-walk transition probabilities.
Paper Structure (15 sections, 49 theorems, 281 equations, 2 figures)

This paper contains 15 sections, 49 theorems, 281 equations, 2 figures.

Key Result

Theorem 1.4

Let $Y_0\left(t\right)$ denote the position of the second class particle at time $t$ in the ASEP with step initial condition and a single second-class particle. Then where $U$ is a uniform random variable on $\left[-1,1\right]$. We define $U$ to be the speed of the second-class particle.

Figures (2)

  • Figure 1: Size of ASEP convoy $q = 0$
  • Figure 2: $q = 0.5$

Theorems & Definitions (112)

  • Definition 1.1
  • Remark 1.2
  • Remark 1.3
  • Theorem 1.4: mountford2005motion, Theorem 1, aggarwal2023asep, Theorem 1.1
  • Definition 1.5: amir2011tasep, Definition 1.3
  • Definition 1.6: amir2011tasep, Theorem 1.8
  • Remark 1.7
  • Theorem 1.8: Theorem \ref{['thm.main']}
  • Theorem 1.9: Theorem \ref{['thm.uni']}
  • Theorem 1.9: Theorem \ref{['thm.uni']}
  • ...and 102 more