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Arithmetic sensitivity of cumulant growth in lacunary sums: transcendental versus algebraic ratio limits

Christoph Aistleitner, Zakhar Kabluchko, Joscha Prochno

TL;DR

This work reveals that the higher-order shape of lacunary trigonometric sums is exquisitely sensitive to the arithmetic structure of the lacunary sequence a_k. By comparing κ_m(S_n) to the independent-model cumulants κ_m(Ŝ_n) and developing a detailed combinatorial framework, the authors show that transcendental limits of a_{k+1}/a_k force κ_m(S_n) to grow linearly with n, mirroring independent behavior, while algebraic limits can yield nonuniversal, even nonextensive growth (e.g., κ_6 growing as n^2 for a_k=2^k+1). They provide explicit calculations, including an exact quadratic growth for the Erdős–Fortet-type example, and establish that for sequences generated by Perron-dominant recurrences (e.g., Fibonacci), κ_m(S_n) is eventually linear with computable slopes. A general combinatorial formula for cumulants via zero-sum multiplicities and partition Möbius functions underpins these results and offers a practical tool for further arithmetic-probabilistic investigations. Overall, the paper highlights a delicate interplay between number theory and probabilistic limit behavior, contrasting the universality of classical CLT/LIL with arithmetic-sensitive cumulants in lacunary contexts.

Abstract

We study the asymptotic behavior of cumulants of lacunary trigonometric sums $S_n(ω) := \sum_{k=1}^n \cos (2 πa_k ω)$, $ω\in[0,1]$, and show that cumulant growth is highly sensitive to the arithmetic structure of the sequence $(a_k)_{k \geq 1}$ of positive integers. In particular, if $\lim_{k \to \infty} a_{k+1}/a_k = η> 1$ for some transcendental number $η$, we prove that for every $m\in \mathbb N$ the $m$-th cumulant of $S_n$ is asymptotically equivalent to the $m$-th cumulant of the ``independent model'' $\widetilde{S}_n := \sum_{k=1}^n \cos (2 πa_k U_k)$, where $U_1, U_2, \dots$ are independent random variables having uniform distribution on $[0,1]$. In particular, the order of growth of the cumulants as $n \to \infty$ is linear in this case. We also show that the transcendence condition for $\lim_{k \to \infty} a_{k+1}/a_k$ is in general necessary: when the ratio limit $η$ is algebraic, the cumulants of $S_n$ may have a different asymptotic order from those of $\widetilde{S}_n$. For instance, for $a_k = 2^k+1$ (with $η= 2$), the sixth cumulant of $S_n$ grows quadratically in $n$. In contrast, for $a_k = 2^k$ (again $η= 2$) or when $(a_k)_{k \geq 1}$ is the Fibonacci sequence (with $η= (1+\sqrt 5)/2$), the $m$-th cumulant of $S_n$ grows linearly as $n\to\infty$, but with a growth rate that differs from the one of the independent model $\widetilde{S}_n$. Overall, our results show that the asymptotic behavior of the cumulants of lacunary trigonometric sums depends on arithmetic effects in a very delicate way. This is particularly remarkable since many other probabilistic limit theorems, such as the Central Limit Theorem, hold for lacunary trigonometric sums in a universal way without any such sensitivity towards arithmetic effects.

Arithmetic sensitivity of cumulant growth in lacunary sums: transcendental versus algebraic ratio limits

TL;DR

This work reveals that the higher-order shape of lacunary trigonometric sums is exquisitely sensitive to the arithmetic structure of the lacunary sequence a_k. By comparing κ_m(S_n) to the independent-model cumulants κ_m(Ŝ_n) and developing a detailed combinatorial framework, the authors show that transcendental limits of a_{k+1}/a_k force κ_m(S_n) to grow linearly with n, mirroring independent behavior, while algebraic limits can yield nonuniversal, even nonextensive growth (e.g., κ_6 growing as n^2 for a_k=2^k+1). They provide explicit calculations, including an exact quadratic growth for the Erdős–Fortet-type example, and establish that for sequences generated by Perron-dominant recurrences (e.g., Fibonacci), κ_m(S_n) is eventually linear with computable slopes. A general combinatorial formula for cumulants via zero-sum multiplicities and partition Möbius functions underpins these results and offers a practical tool for further arithmetic-probabilistic investigations. Overall, the paper highlights a delicate interplay between number theory and probabilistic limit behavior, contrasting the universality of classical CLT/LIL with arithmetic-sensitive cumulants in lacunary contexts.

Abstract

We study the asymptotic behavior of cumulants of lacunary trigonometric sums , , and show that cumulant growth is highly sensitive to the arithmetic structure of the sequence of positive integers. In particular, if for some transcendental number , we prove that for every the -th cumulant of is asymptotically equivalent to the -th cumulant of the ``independent model'' , where are independent random variables having uniform distribution on . In particular, the order of growth of the cumulants as is linear in this case. We also show that the transcendence condition for is in general necessary: when the ratio limit is algebraic, the cumulants of may have a different asymptotic order from those of . For instance, for (with ), the sixth cumulant of grows quadratically in . In contrast, for (again ) or when is the Fibonacci sequence (with ), the -th cumulant of grows linearly as , but with a growth rate that differs from the one of the independent model . Overall, our results show that the asymptotic behavior of the cumulants of lacunary trigonometric sums depends on arithmetic effects in a very delicate way. This is particularly remarkable since many other probabilistic limit theorems, such as the Central Limit Theorem, hold for lacunary trigonometric sums in a universal way without any such sensitivity towards arithmetic effects.

Paper Structure

This paper contains 13 sections, 14 theorems, 130 equations.

Key Result

Theorem A

Let $(a_k)_{k \geq 1}$ be an increasing sequence of integers such that for some transcendental number $\eta$. Then, for all integers $m \geq 1$, we have In particular, $\kappa_{m}(S_n)/n \to \widetilde{\kappa}_m$, as $n\to\infty$.

Theorems & Definitions (34)

  • Theorem A: Sequences with transcendental ratio limit
  • Theorem B: Non-linear growth of cumulants
  • Example 1.1
  • Example 1.2
  • Theorem C: Recursive sequences with dominant root condition
  • Example 1.3
  • Lemma 2.1
  • proof
  • Lemma 2.2
  • proof
  • ...and 24 more