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Normalized solutions of $L^2$ supercritical NLS equations in exterior domains with inhomogeneous nonlinearities

Xiaojun Chang, Cong-Mei Li

TL;DR

This work demonstrates the existence of normalized mountain-pass solutions for an L^2–supercritical NLS with an inhomogeneous, spatially decaying nonlinearity in exterior domains. By breaking the scaling symmetry through the term |x|^{−α} with α>0, energy leakage to infinity is suppressed, allowing a separation of exterior-domain and whole-space energy levels. A novel combination of a monotonicity trick, constrained Morse-index controls, and careful blow-up analysis yields a positive, small-mass normalized solution with λ>0. The results hinge on a uniform mountain-pass structure for a family of constrained functionals and a detailed asymptotic/compactness analysis showing convergence to localized ground-state profiles. This provides a rigorous mechanism for trap-like behavior in non-autonomous nonlinearities on non-compact domains, with potential relevance to nonlinear optics and Bose-Einstein condensates.

Abstract

This paper establishes the existence of normalized mountain pass solutions to the $L^2$-supercritical nonlinear Schrödinger equation with inhomogeneous nonlinearity $|x|^{-α}|u|^{p-2}u$ in exterior domains. In contrast, for the autonomous case ($α=0$), Appolloni \& Molle (2025) and Zhang \& Zhang (2022) showed that potential mountain pass solutions share the same energy levels as in $\mathbb{R}^N$, causing non-existence due to energy leakage to infinity. This work demonstrates that the physically motivated decaying term $|x|^{-α}$ breaks the scaling symmetry inherent in the autonomous case. Such breaking energetically separates the exterior domain problem from the whole space one and thereby prevents energy leakage. Using a novel min-max argument that combines monotonicity trick, Morse index estimates, and blow-up analysis, we prove the existence of a positive mountain pass solution for sufficiently small mass, revealing a new phenomenon of non-autonomous nonlinearities in non-compact domains.

Normalized solutions of $L^2$ supercritical NLS equations in exterior domains with inhomogeneous nonlinearities

TL;DR

This work demonstrates the existence of normalized mountain-pass solutions for an L^2–supercritical NLS with an inhomogeneous, spatially decaying nonlinearity in exterior domains. By breaking the scaling symmetry through the term |x|^{−α} with α>0, energy leakage to infinity is suppressed, allowing a separation of exterior-domain and whole-space energy levels. A novel combination of a monotonicity trick, constrained Morse-index controls, and careful blow-up analysis yields a positive, small-mass normalized solution with λ>0. The results hinge on a uniform mountain-pass structure for a family of constrained functionals and a detailed asymptotic/compactness analysis showing convergence to localized ground-state profiles. This provides a rigorous mechanism for trap-like behavior in non-autonomous nonlinearities on non-compact domains, with potential relevance to nonlinear optics and Bose-Einstein condensates.

Abstract

This paper establishes the existence of normalized mountain pass solutions to the -supercritical nonlinear Schrödinger equation with inhomogeneous nonlinearity in exterior domains. In contrast, for the autonomous case (), Appolloni \& Molle (2025) and Zhang \& Zhang (2022) showed that potential mountain pass solutions share the same energy levels as in , causing non-existence due to energy leakage to infinity. This work demonstrates that the physically motivated decaying term breaks the scaling symmetry inherent in the autonomous case. Such breaking energetically separates the exterior domain problem from the whole space one and thereby prevents energy leakage. Using a novel min-max argument that combines monotonicity trick, Morse index estimates, and blow-up analysis, we prove the existence of a positive mountain pass solution for sufficiently small mass, revealing a new phenomenon of non-autonomous nonlinearities in non-compact domains.

Paper Structure

This paper contains 5 sections, 22 theorems, 209 equations.

Key Result

Theorem 1.2

Let $\alpha,\mu>0,$$N\geq3,$$2+4/N<p<2^*,$$\rho\in[\frac{1}{2},1],$ and $\Omega\subset\mathbb{R}^N$ be an exterior domain with $0\notin\overline\Omega$. Then for any $\mu>0,$$\rho\in[\frac{1}{2},1],$ equation $($1.1rho$)$ has a positive $(\mu,\rho)$ sub-mass solution $u(\mu,\rho)$ for some $\lambda(

Theorems & Definitions (47)

  • Definition 1.1
  • Theorem 1.2
  • Theorem 1.3
  • Theorem 1.4
  • Definition 2.1
  • Definition 2.2
  • Definition 2.3
  • Definition 2.4
  • Theorem 2.5
  • Lemma 2.6
  • ...and 37 more