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Quantification of Errors of the Performance Estimators in the Linear-Quantized Precoding Models for Massive MIMO Systems

Jie Zhang, Huifu Xu

TL;DR

The paper addresses quantized linear-precoding in massive MIMO with low-resolution DACs and quantifies how finite-dimensional SINR and SEP deviate from asymptotic predictions. It introduces three models—original, statistically equivalent, and asymptotic—and derives stability bounds linking finite-system performance to asymptotic limits using Ky Fan distance and random matrix theory. The work yields explicit convergence guarantees for received signals and for the SINR/SEP metrics, and provides a framework for relating finite-dimensional optimization to its asymptotic counterpart. These results offer practical design guidance for robust precoding under hardware constraints in large-scale MIMO deployments.

Abstract

Massive MIMO (Multiple-Input Multiple-Output) is a key enabler for 5G and future wireless systems, boosting channel capacity, energy efficiency, and spectral efficiency. However, high power consumption and hardware costs of Digital-to-Analog Converters (DACs) in massive MIMO create practical challenges. To mitigate these, recent work proposes low-resolution DACs-restricting transmitted signals to finite voltage levels-to cut power and costs. This requires studying quantized precoding: signals are processed via a linear precoding matrix, then quantized by DACs. In this paper, we explore the linear-quantized precoding model and its statistically or asymptotically equivalent variants. We derive error bounds for two key metrics:Signal-to-Interference-plus-Noise Ratio (SINR) and Symbol Error Probability (SEP), based on the linear-quantized model and its equivalent counterparts. We also formulate and analyze the SINR maximization problem in both asymptotic and finite-dimensional scenarios. Our analysis shows that as system dimensions scale, finite-dimensional problem solutions/values converge to their asymptotic equivalents-underscoring the practical value of asymptotic insights with stability guarantees. These findings theoretically support robust precoding design under hardware constraints, enabling efficient massive MIMO implementation with low-resolution DACs. Beyond validating asymptotic predictions in finite regimes, our framework offers practical optimization guidelines for real-world systems, linking theory and applications.

Quantification of Errors of the Performance Estimators in the Linear-Quantized Precoding Models for Massive MIMO Systems

TL;DR

The paper addresses quantized linear-precoding in massive MIMO with low-resolution DACs and quantifies how finite-dimensional SINR and SEP deviate from asymptotic predictions. It introduces three models—original, statistically equivalent, and asymptotic—and derives stability bounds linking finite-system performance to asymptotic limits using Ky Fan distance and random matrix theory. The work yields explicit convergence guarantees for received signals and for the SINR/SEP metrics, and provides a framework for relating finite-dimensional optimization to its asymptotic counterpart. These results offer practical design guidance for robust precoding under hardware constraints in large-scale MIMO deployments.

Abstract

Massive MIMO (Multiple-Input Multiple-Output) is a key enabler for 5G and future wireless systems, boosting channel capacity, energy efficiency, and spectral efficiency. However, high power consumption and hardware costs of Digital-to-Analog Converters (DACs) in massive MIMO create practical challenges. To mitigate these, recent work proposes low-resolution DACs-restricting transmitted signals to finite voltage levels-to cut power and costs. This requires studying quantized precoding: signals are processed via a linear precoding matrix, then quantized by DACs. In this paper, we explore the linear-quantized precoding model and its statistically or asymptotically equivalent variants. We derive error bounds for two key metrics:Signal-to-Interference-plus-Noise Ratio (SINR) and Symbol Error Probability (SEP), based on the linear-quantized model and its equivalent counterparts. We also formulate and analyze the SINR maximization problem in both asymptotic and finite-dimensional scenarios. Our analysis shows that as system dimensions scale, finite-dimensional problem solutions/values converge to their asymptotic equivalents-underscoring the practical value of asymptotic insights with stability guarantees. These findings theoretically support robust precoding design under hardware constraints, enabling efficient massive MIMO implementation with low-resolution DACs. Beyond validating asymptotic predictions in finite regimes, our framework offers practical optimization guidelines for real-world systems, linking theory and applications.

Paper Structure

This paper contains 22 sections, 45 theorems, 477 equations.

Key Result

Proposition 2.1

When $N \geq 3$ and $K \geq 3$, the distribution of $(\mathbf{y}, \mathbf{s})$ in the original model (eq:y-precoding-eta-q) is the same as that of $(\hat{\mathbf{y}}, \mathbf{s})$ specified by eq:haty-stat-equiv-model.

Theorems & Definitions (92)

  • Proposition 2.1
  • Proposition 2.2
  • Definition 2.1
  • Proposition 2.3
  • Lemma 3.1
  • proof
  • Remark 3.1
  • Theorem 3.1: Discrepancy between $\widehat{\text{SEP}}_k(\beta)$ and $\overline{\text{SEP}}(\beta)$
  • proof
  • Theorem 3.2: Discrepancy between $\widehat{\text{SINR}}_k$ and $\overline{\text{SINR}}$
  • ...and 82 more