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Perfect set dichotomy theorem in generalized Solovay model

Hiroshi Sakai, Toshimasa Tanno

TL;DR

This work proves that the perfect set dichotomy holds for all equivalence relations on the reals in the Solovay model and extends the result to the generalized Solovay model for μ^μ, using a niceness-based forcing framework to overcome quotient-forcing obstacles. It develops a comprehensive approach combining Coll-based forcing, definability arguments, and case-splitting to derive either well-orderability of quotient spaces or existence of E-inequivalent perfect sets, with analogous results at higher cardinals. The paper further establishes a three-element basis theorem for uncountable linear orders in Solovay-type models, deducing the absence of Aronszajn and Suslin lines under certain large-cardinal assumptions and AD-related settings. Overall, it provides a robust, general methodology for transfer of regularity properties and dichotomies from the classical Solovay model to its higher-cardinal generalizations and derives strong structural consequences for uncountable linear orders.

Abstract

We prove that the perfect set dichotomy theorem holds in the Solovay model $V ((ω^ω)^{V[G]})$. Namely, for every equivalence relation $E$ on $\mathbb{R}$, either $\mathbb{R}/E$ is well-orderable or there exists a perfect set consisting of $E$-inequivalent reals. Furthermore we consider a generalization of the Solovay model for an uncountable regular cardinal $μ$ and show the perfect set dichotomy theorem for $μ^μ$ also holds in that model. We establish the three element basis theorem for uncountable linear orders in the Solovay model for a weakly compact cardinal, in a general form covering the uncountable case.

Perfect set dichotomy theorem in generalized Solovay model

TL;DR

This work proves that the perfect set dichotomy holds for all equivalence relations on the reals in the Solovay model and extends the result to the generalized Solovay model for μ^μ, using a niceness-based forcing framework to overcome quotient-forcing obstacles. It develops a comprehensive approach combining Coll-based forcing, definability arguments, and case-splitting to derive either well-orderability of quotient spaces or existence of E-inequivalent perfect sets, with analogous results at higher cardinals. The paper further establishes a three-element basis theorem for uncountable linear orders in Solovay-type models, deducing the absence of Aronszajn and Suslin lines under certain large-cardinal assumptions and AD-related settings. Overall, it provides a robust, general methodology for transfer of regularity properties and dichotomies from the classical Solovay model to its higher-cardinal generalizations and derives strong structural consequences for uncountable linear orders.

Abstract

We prove that the perfect set dichotomy theorem holds in the Solovay model . Namely, for every equivalence relation on , either is well-orderable or there exists a perfect set consisting of -inequivalent reals. Furthermore we consider a generalization of the Solovay model for an uncountable regular cardinal and show the perfect set dichotomy theorem for also holds in that model. We establish the three element basis theorem for uncountable linear orders in the Solovay model for a weakly compact cardinal, in a general form covering the uncountable case.

Paper Structure

This paper contains 8 sections, 15 theorems, 18 equations.

Key Result

Lemma 2.1

Let $\mathbb{P}$ be a complete Boolean algebra and $\mathbb{Q}$ be a poset. Suppose $H$ is a $\mathbb{Q}$-generic filter over $V$, and in $V[H]$ there is a $\mathbb{P}$-generic filter $G$ over $V$.

Theorems & Definitions (34)

  • Lemma 2.1
  • proof
  • Claim 2.1.1
  • Definition 2.3
  • Theorem 3.1
  • proof
  • Claim 3.1.1
  • Claim 3.1.2
  • Definition 4.1
  • Proposition 4.2
  • ...and 24 more