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Multiplicity of normalized solutions to the upper critical fractional Choquard equation with $L^2$-supercritical perturbation

Yergen Aikyn, Yongpeng Chen, Michael Ruzhansky, Zhipeng Yang

TL;DR

This work analyzes normalized solutions with prescribed mass for the upper critical fractional Choquard equation in ℝ^N, featuring dual L^2-supercritical Hartree nonlinearities and a slowly varying potential. The authors develop a constrained variational approach on the L^2-sphere, using a truncation-penalization of the critical term to overcome lack of compactness, and establish a multiplicity result via Lusternik–Schnirelmann category. Under a small-mass condition and for small ε, they prove the existence of at least cat_{M_δ}(M) distinct normalized solutions whose mass concentrates near the global minima set M of V as ε→0; they also analyze the autonomous limit to extract ground-state profiles and demonstrate convergence/concentration behavior. The results extend multiplicity and concentration phenomena to fully L^2-supercritical regimes at the Hartree upper critical exponent for fractional Choquard equations, combining sharp functional-analytic tools with delicate concentration-compactness and category arguments.

Abstract

We investigate normalized solutions with prescribed $L^2$-norm for the upper critical fractional Choquard equation \[(-Δ)^s u+V(\varepsilon x)u=λu+\big(I_α*|u|^{p}\big)|u|^{p-2}u+\big(I_α*|u|^{q}\big)|u|^{q-2}u\quad\text{in }\mathbb{R}^N,\] where $N>2s$, $0<s<1$, $(N-4s)^+<α<N$, and the nonlocal exponents satisfy \[\frac{N+2s+α}{N}< q< p=\frac{N+α}{N-2s},\] so that both nonlinearities are $L^2$-supercritical and the $p$ term has upper critical growth of Hartree type. Under standard assumptions on the slowly varying potential $V$, we develop a constrained variational approach on the $L^2$-sphere, based on a truncation-penalization of the critical term in the energy functional, to overcome the lack of compactness. We prove that, for all sufficiently small $\varepsilon>0$, the problem admits at least $\mathrm{cat}_{M_δ}(M)$ distinct normalized solutions, where $M$ is the set of global minima of $V$ and these solutions concentrate near $M$ as $\varepsilon\to0$.

Multiplicity of normalized solutions to the upper critical fractional Choquard equation with $L^2$-supercritical perturbation

TL;DR

This work analyzes normalized solutions with prescribed mass for the upper critical fractional Choquard equation in ℝ^N, featuring dual L^2-supercritical Hartree nonlinearities and a slowly varying potential. The authors develop a constrained variational approach on the L^2-sphere, using a truncation-penalization of the critical term to overcome lack of compactness, and establish a multiplicity result via Lusternik–Schnirelmann category. Under a small-mass condition and for small ε, they prove the existence of at least cat_{M_δ}(M) distinct normalized solutions whose mass concentrates near the global minima set M of V as ε→0; they also analyze the autonomous limit to extract ground-state profiles and demonstrate convergence/concentration behavior. The results extend multiplicity and concentration phenomena to fully L^2-supercritical regimes at the Hartree upper critical exponent for fractional Choquard equations, combining sharp functional-analytic tools with delicate concentration-compactness and category arguments.

Abstract

We investigate normalized solutions with prescribed -norm for the upper critical fractional Choquard equation where , , , and the nonlocal exponents satisfy so that both nonlinearities are -supercritical and the term has upper critical growth of Hartree type. Under standard assumptions on the slowly varying potential , we develop a constrained variational approach on the -sphere, based on a truncation-penalization of the critical term in the energy functional, to overcome the lack of compactness. We prove that, for all sufficiently small , the problem admits at least distinct normalized solutions, where is the set of global minima of and these solutions concentrate near as .

Paper Structure

This paper contains 5 sections, 27 theorems, 333 equations.

Key Result

Proposition 1.1

Let $t,r>1$ and $0<\alpha<N$ be such that $1/t+1/r=1+\alpha/N$, and let $f\in L^t(\mathbb{R}^N)$, $h\in L^r(\mathbb{R}^N)$. Then there exists a sharp constant $C(t,r,\alpha,N)>0$, independent of $f$ and $h$, such that In particular, if $t=r=2N/(N+\alpha)$, then

Theorems & Definitions (55)

  • Proposition 1.1
  • Theorem 1.2
  • Lemma 2.1
  • Lemma 2.2
  • Remark 2.3
  • Lemma 2.4
  • Lemma 2.5
  • Definition 3.1
  • Lemma 3.2
  • proof
  • ...and 45 more