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Two-Stage Distributionally Robust Optimization Framework for Secure Communications in Aerial-RIS Systems

Zhongming Feng, Qiling Gao, Zeping Sui, Yun Lin, Michail Matthaiou

TL;DR

The paper tackles secure mmWave communication with an aerial RIS by addressing multi-timescale uncertainties from user mobility, CSI errors, and hardware imperfections. It introduces a two-stage DRO-CVaR framework that decouples UAV deployment from per-slot beamforming, using a surrogate-assisted CVaR approach for deployment and a Wasserstein-ball SAA-based AO algorithm for robust real-time beamforming. The method yields significant improvements in tail secrecy spectral efficiency and lower outage probabilities compared with benchmark schemes, especially under severe uncertainty. This approach offers a practical, distribution-free robustness mechanism for secure A-RIS systems in dynamic urban environments.

Abstract

This letter proposes a two-stage distributionally robust optimization (DRO) framework for secure deployment and beamforming in an aerial reconfigurable intelligent surface (A-RIS) assisted millimeter-wave system. To account for multi-timescale uncertainties arising from user mobility, imperfect channel state information (CSI), and hardware impairments, our approach decouples the long-term unmanned aerial vehicle (UAV) placement from the per-slot beamforming design. By employing the conditional value-at-risk (CVaR) as a distribution-free risk metric, a low-complexity algorithm is developed, which combines a surrogate model for efficient deployment with an alternating optimization (AO) scheme for robust real-time beamforming. Simulation results validate that the proposed DRO-CVaR framework significantly enhances the tail-end secrecy spectral efficiency and maintains a lower outage probability compared to benchmark schemes, especially under severe uncertainty conditions.

Two-Stage Distributionally Robust Optimization Framework for Secure Communications in Aerial-RIS Systems

TL;DR

The paper tackles secure mmWave communication with an aerial RIS by addressing multi-timescale uncertainties from user mobility, CSI errors, and hardware imperfections. It introduces a two-stage DRO-CVaR framework that decouples UAV deployment from per-slot beamforming, using a surrogate-assisted CVaR approach for deployment and a Wasserstein-ball SAA-based AO algorithm for robust real-time beamforming. The method yields significant improvements in tail secrecy spectral efficiency and lower outage probabilities compared with benchmark schemes, especially under severe uncertainty. This approach offers a practical, distribution-free robustness mechanism for secure A-RIS systems in dynamic urban environments.

Abstract

This letter proposes a two-stage distributionally robust optimization (DRO) framework for secure deployment and beamforming in an aerial reconfigurable intelligent surface (A-RIS) assisted millimeter-wave system. To account for multi-timescale uncertainties arising from user mobility, imperfect channel state information (CSI), and hardware impairments, our approach decouples the long-term unmanned aerial vehicle (UAV) placement from the per-slot beamforming design. By employing the conditional value-at-risk (CVaR) as a distribution-free risk metric, a low-complexity algorithm is developed, which combines a surrogate model for efficient deployment with an alternating optimization (AO) scheme for robust real-time beamforming. Simulation results validate that the proposed DRO-CVaR framework significantly enhances the tail-end secrecy spectral efficiency and maintains a lower outage probability compared to benchmark schemes, especially under severe uncertainty conditions.

Paper Structure

This paper contains 10 sections, 19 equations, 4 figures, 1 table.

Figures (4)

  • Figure 1: Secure communication scenario with an A-RIS.
  • Figure 2: CDF of long-term SSE for different A-RIS deployment strategies.
  • Figure 3: Robustness and outage probability comparison of different schemes.
  • Figure 4: Comparison of secure robustness for different methods under uncertainty.