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Quantitative unique continuation property for fourth-order Baouendi-Grushin type subelliptic operators with a potential

Yusheng Qiu, Jinggang Tan, Aliang Xia

TL;DR

This work addresses quantitative unique continuation for the fourth-order Baouendi-Grushin equation $Δ^2_{X} u = V u$ with the degenerate operator $Δ_{X} = Δ_{x} + |x|^{2β} Δ_{y}$, where $0<β≤1$ and the potential $V$ is bounded with $|ZV|$ controlled by the angle function $ψ$. It adapts Almgren's frequency function to a coupled second-order system by writing $Δ_{X}u = w$ and $Δ_{X}w = V u$, and introduces a weighted height $H(r)$ and energy $I(r)$ to define a generalized frequency $N(r) = I(r)/H(r)$. The authors prove an almost monotonicity of a frequency-like quantity, derive a Hadamard-type three-ball inequality for the height, and obtain explicit bounds on the maximal vanishing order of nontrivial solutions in terms of the potential bounds $K_1$, $K_2$ and the Grushin geometry parameters $(m,n,β)$. These results provide quantitative control over vanishing near the degeneracy set and extend unique continuation theory to fourth-order subelliptic operators in sub-Riemannian settings, with potential implications for control theory and related PDEs. Key formulas include $Δ_{X} = Δ_{x} + |x|^{2β} Δ_{y}$, $ρ(x,y) = (|x|^{2(β+1)} + (β+1)^2 |y|^2)^{1/[2(β+1)]}$, $ψ = |x|^{2β}/ρ^{2β}$, and the decay/vanishing bounds expressed via $K_1$, $K_2$ and the constants arising from the frequency analysis.

Abstract

We investigate the quantitative unique continuation property for solutions to $$Δ^2_{X} u = V u,$$ where $Δ_{X} = Δ_{x} + |x|^{2β} Δ_{y}$ ($0 < β\leq 1$), with $x \in \mathbb{R}^{m}$ and $y \in \mathbb{R}^{n}$, denotes a class of subelliptic operators of Baouendi-Grushin type. The potential $V$ is assumed to be bounded and satisfy $|Z V| \leq K ψ$ for some constant $K>0$, where $Z= \sum_{i=1}^m x_i \partial_{x_i} + (β+1)\sum_{j=1}^n y_j \partial_{y_j}$, $ψ$ is the angle function given by $ψ= \frac{|x|^{2β}}{ρ^{2β}}$, and $$ρ(x,y) = \left(|x|^{2(β+1)} + (β+1)^2 |y|^2\right)^{\frac{1}{2(β+1)}}$$ defines the associated pseudo-gauge. By adapting Almgren's approach, we establish an almost monotonicity formula for the frequency function. As a consequence, we derive a quantitative unique continuation result for solutions to the fourth-order subelliptic equation.

Quantitative unique continuation property for fourth-order Baouendi-Grushin type subelliptic operators with a potential

TL;DR

This work addresses quantitative unique continuation for the fourth-order Baouendi-Grushin equation with the degenerate operator , where and the potential is bounded with controlled by the angle function . It adapts Almgren's frequency function to a coupled second-order system by writing and , and introduces a weighted height and energy to define a generalized frequency . The authors prove an almost monotonicity of a frequency-like quantity, derive a Hadamard-type three-ball inequality for the height, and obtain explicit bounds on the maximal vanishing order of nontrivial solutions in terms of the potential bounds , and the Grushin geometry parameters . These results provide quantitative control over vanishing near the degeneracy set and extend unique continuation theory to fourth-order subelliptic operators in sub-Riemannian settings, with potential implications for control theory and related PDEs. Key formulas include , , , and the decay/vanishing bounds expressed via , and the constants arising from the frequency analysis.

Abstract

We investigate the quantitative unique continuation property for solutions to where (), with and , denotes a class of subelliptic operators of Baouendi-Grushin type. The potential is assumed to be bounded and satisfy for some constant , where , is the angle function given by , and defines the associated pseudo-gauge. By adapting Almgren's approach, we establish an almost monotonicity formula for the frequency function. As a consequence, we derive a quantitative unique continuation result for solutions to the fourth-order subelliptic equation.

Paper Structure

This paper contains 5 sections, 10 theorems, 164 equations.

Key Result

Theorem 1.1

Let $m>2$, $0<\beta\leq1$, and $B_r$ is the gauge pseudo-ball centered at $0$ with radius $r$ (see ball below). If $u$ is a solution of where $V$ satisfies for some $K_1, K_2\ge0$, and $|u|\leq C_0$, where $Z$ is a vector field defined by Z. Furthermore, assume $X_iX_ju \in L_{loc}^2(B_1)$ for $i,j=1,2,\cdots,m+n$. Then there exist positive numbers $c=c(m, n, \beta, K_1, C_0, u)$, $C=C(m, n, \be

Theorems & Definitions (23)

  • Theorem 1.1
  • Remark 1.2
  • Remark 1.3
  • Lemma 3.1
  • proof
  • Theorem 3.2
  • Lemma 3.3
  • proof
  • Lemma 3.4
  • proof
  • ...and 13 more