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Spectrum of normal operators that generate certain scalable iterative systems

Pu-Ting Yu

TL;DR

This work characterizes spectral restrictions on normal operators $A$ that generate finite-atom iterative systems which can be rescaled to form frames for an infinite-dimensional Hilbert space $H$. Under a syndetic-subsequence growth condition on the rescaling coefficients, the continuous spectrum $ ext{σ}_c(A)$ is shown to be confined to finitely many circular arcs centered at the origin, with at most $N\le |S|-1$ radii, and forces $A$ to be diagonal when $S$ is a singleton. These results yield partial progress on Aldroubi's conjecture by proving non-frame-ness of the normalized iterative system whenever $ ext{σ}_c(A)$ contains more than $|S|-1$ distinct moduli or when $S=\{x\}$ and $A$ is non-diagonal. The approach blends the spectral theorem for normal operators, frame theory, and measure-theoretic spectral analysis to derive concrete spectral obstructions to rescaled-iterative frames. The findings advance understanding of time-to-space sampling tradeoffs in infinite dimensions and provide explicit spectral conditions that preclude forming frames from normalized iterative systems.

Abstract

Let $A\colon H\rightarrow H$ be a normal operator on an infinite-dimensional separable Hilbert space $H$ and let $S\subseteq H$ be a finite subset such that $\{A^nx\}_{n\geq 0,\,x\in S}$ can be rescaled to form a frame for $H$. That is, there exist some subsets $J_x\subseteq \mathbb{N}\cup\{0\}$ and some set of nonzero scalars $(c_{n,x})_{n\in J_x,\,x\in S}$ such that $\{c_{n,x}A^nx\}_{n\in J_x,\,x\in S}$ forms a frame for $H.$ Assume that there exist some $η\in\mathbb{N}$ and $δ>0$ such that for each infinite $J_x$ there is an increasing syndetic subsequence $(n^x_{k})_{k\in \mathbb{N}}\subseteq J_x$ satisfying $|c_{n^x_{k},x}|\|A^{i^x_{k}}x\|\geq δ$ for some non-negative integers $i^x_{k}$ with $|i^x_{k}- n^x_{k}|\leq η$ for all $k\in \mathbb{N}$. We prove that there exist finitely many numbers $(r_i)_{i=1}^N$ such that the continuous spectrum of $A$ is concentrated on arcs of a circle centered at origin with radius $r_i$. In particular, $A$ must be a diagonal operator if $S$ is a singleton. As an application, we establish the conjecture proposed by Aldroubi et al.\ asserting that the iterative system $\{\frac{A^nx}{\|A^nx\|}\}_{n\geq 0,\,x\in S}$ is never a frame for $H$, provided one of the following two conditions holds: (i) The continuous spectrum of $A$ contains more than $|S|-1$ points with distinct moduli; (ii) $S$ is a singleton and $A$ is not a diagonal operator

Spectrum of normal operators that generate certain scalable iterative systems

TL;DR

This work characterizes spectral restrictions on normal operators that generate finite-atom iterative systems which can be rescaled to form frames for an infinite-dimensional Hilbert space . Under a syndetic-subsequence growth condition on the rescaling coefficients, the continuous spectrum is shown to be confined to finitely many circular arcs centered at the origin, with at most radii, and forces to be diagonal when is a singleton. These results yield partial progress on Aldroubi's conjecture by proving non-frame-ness of the normalized iterative system whenever contains more than distinct moduli or when and is non-diagonal. The approach blends the spectral theorem for normal operators, frame theory, and measure-theoretic spectral analysis to derive concrete spectral obstructions to rescaled-iterative frames. The findings advance understanding of time-to-space sampling tradeoffs in infinite dimensions and provide explicit spectral conditions that preclude forming frames from normalized iterative systems.

Abstract

Let be a normal operator on an infinite-dimensional separable Hilbert space and let be a finite subset such that can be rescaled to form a frame for . That is, there exist some subsets and some set of nonzero scalars such that forms a frame for Assume that there exist some and such that for each infinite there is an increasing syndetic subsequence satisfying for some non-negative integers with for all . We prove that there exist finitely many numbers such that the continuous spectrum of is concentrated on arcs of a circle centered at origin with radius . In particular, must be a diagonal operator if is a singleton. As an application, we establish the conjecture proposed by Aldroubi et al.\ asserting that the iterative system is never a frame for , provided one of the following two conditions holds: (i) The continuous spectrum of contains more than points with distinct moduli; (ii) is a singleton and is not a diagonal operator

Paper Structure

This paper contains 3 sections, 9 theorems, 48 equations.

Key Result

Theorem 2.1

Let $A\colon H\rightarrow H$ be a normal operator. Then there exist a sequence of mutually singular non-negative Borel measures $\{\mu_j\}_{j\in \mathbb{N}\cup \{\infty\}}$ that are supported in $\sigma(A)$ and an unitary operator such that Moreover, if $M$ is another normal operator with corresponding Borel measure $\{\nu_j\}_{j\in \mathbb{N}\cup\{\infty\}}$, then $M$ is unitarily equivalent to

Theorems & Definitions (20)

  • Theorem 2.1: Spectral theorem
  • Theorem 2.2
  • Lemma 3.1
  • proof
  • Lemma 3.2
  • proof
  • Lemma 3.3
  • proof
  • Remark 3.4
  • Lemma 3.5
  • ...and 10 more