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Aspherical 4-manifolds with positive Euler characteristic and their geography

Pietro Capovilla

TL;DR

The paper constructs closed oriented aspherical 4-manifolds with prescribed Euler characteristic and signature, showing that for every $n$ there is an $X_n$ with $χ(X_n)=σ(X_n)=n$ and thereby proving sharpness of the inequality $χ(X)≥|σ(X)|$ in dimension four while disproving the real Bogomolov–Miyaoka–Yau bound in this setting. The strategy glue together four types of aspherical building blocks along π1-injective boundaries: a cusp-derived complex-hyperbolic core contributing $(χ,σ)=(1,1)$, torus-bundle and semi-bundle pieces with $χ=0$, and a torus-trick construction; additivity of Euler characteristic and signature under gluings drives the construction. A detailed analysis of torus bundles and semi-bundles via the Meyer function and Wall’s non-additivity yields explicit fillability results for monodromies in $SL_2(Z)$ and its derived subgroup, enabling the realization of all $(χ,σ)=(n,n)$. The paper also addresses questions about simplicial volume and filling properties for amenable 3-manifolds, proving a virtual small-filling theorem and showing that the overall manifolds $X_n$ have positive simplicial volume, while the building-block fillings can have vanishing volume, highlighting a nuanced interplay between topology and geometric invariants.

Abstract

We present an explicit construction of closed oriented aspherical smooth 4-manifolds with $χ= σ= n$ for every positive integer $n$. This proves a conjecture of Edmonds by providing a closed oriented aspherical 4-manifold with Euler characteristic 1, and it shows that the real analogue of the Bogomolov-Miyaoka-Yau inequality fails for aspherical 4-manifolds. By the Hitchin-Thorpe inequality, these manifolds do not admit Einstein metrics. As a further consequence of our construction, we show that every closed aspherical 3-manifold with amenable fundamental group is virtually the $π_1$-injective boundary of an aspherical 4-manifold with vanishing Euler characteristic and vanishing simplicial volume, thereby answering questions of Edmonds and of Löh-Moraschini-Raptis up to finite covers.

Aspherical 4-manifolds with positive Euler characteristic and their geography

TL;DR

The paper constructs closed oriented aspherical 4-manifolds with prescribed Euler characteristic and signature, showing that for every there is an with and thereby proving sharpness of the inequality in dimension four while disproving the real Bogomolov–Miyaoka–Yau bound in this setting. The strategy glue together four types of aspherical building blocks along π1-injective boundaries: a cusp-derived complex-hyperbolic core contributing , torus-bundle and semi-bundle pieces with , and a torus-trick construction; additivity of Euler characteristic and signature under gluings drives the construction. A detailed analysis of torus bundles and semi-bundles via the Meyer function and Wall’s non-additivity yields explicit fillability results for monodromies in and its derived subgroup, enabling the realization of all . The paper also addresses questions about simplicial volume and filling properties for amenable 3-manifolds, proving a virtual small-filling theorem and showing that the overall manifolds have positive simplicial volume, while the building-block fillings can have vanishing volume, highlighting a nuanced interplay between topology and geometric invariants.

Abstract

We present an explicit construction of closed oriented aspherical smooth 4-manifolds with for every positive integer . This proves a conjecture of Edmonds by providing a closed oriented aspherical 4-manifold with Euler characteristic 1, and it shows that the real analogue of the Bogomolov-Miyaoka-Yau inequality fails for aspherical 4-manifolds. By the Hitchin-Thorpe inequality, these manifolds do not admit Einstein metrics. As a further consequence of our construction, we show that every closed aspherical 3-manifold with amenable fundamental group is virtually the -injective boundary of an aspherical 4-manifold with vanishing Euler characteristic and vanishing simplicial volume, thereby answering questions of Edmonds and of Löh-Moraschini-Raptis up to finite covers.

Paper Structure

This paper contains 4 sections, 12 theorems, 46 equations, 3 figures.

Key Result

Theorem 1

For every natural number $n \in \mathbb{N}$, there is a closed oriented connected aspherical smooth 4-manifold $X_n$ such that $\chi(X_n)=\sigma(X_n)=n$.

Figures (3)

  • Figure 1: Gluing scheme illustrating Lemma \ref{['lem:double_covering_trick']}.
  • Figure 2: The boundary component $T(\varphi\tau\varphi^{-1}\tau)$ of $W$ can be described as follows. We glue $T_1$ to $T_-\times \{1\}$ via $\tau$, and to $T_+\times \{0\}$ via $\varphi$. Likewise, we glue $T_2$ to $T_-\times \{0\}$ via $\varphi^{-1}$, and to $T_+ \times \{0\}$ via $\tau$.
  • Figure 3: Gluing scheme illustrating Lemma \ref{['lem:torus_trick_semi_bundles']}

Theorems & Definitions (27)

  • Conjecture 1
  • Theorem 1
  • Corollary 2
  • proof
  • Theorem 3
  • Remark 2.1
  • Lemma 2.2: Edm20
  • Lemma 2.3
  • proof
  • Corollary 2.4
  • ...and 17 more