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Locally uniform ellipticity of the fractional Hessian operators

Ziyu Gan, Heming Jiao

TL;DR

This work extends Hessian-type operators to a nonlocal fractional framework by introducing the fractional Hessian operator $F_s$ as a Bellman-type infimum of matrix-weighted fractional Laplacians. It establishes a precise nonlocal-to-local stability as $s\to1$, showing $\lim_{s\to1}(1-s)F_s[u](x)=\tfrac{\omega_n}{4}F(D^2u(x))$ for admissible, asymptotically linear functions, thereby linking the fractional and local Hessian operators. The authors prove strict ellipticity for fractional $k$-Hessian operators with $2\le k\le n$ under convexity and a positive lower bound on $(1-s)F_s[u]$, enabling nonlocal Evans–Krylov regularity $C^{2s+\alpha}$ for convex solutions and providing a convexity-free alternative for the case $k=2$. These results advance the theory of fully nonlinear nonlocal PDEs, offering a pathway to higher regularity for Hessian-type equations in a fractional setting and suggesting directions to remove convexity assumptions for larger $k$.

Abstract

In [1], Caffarelli-Charro introduced a fractional Monge-Ampère operator. Later, Wu [17] generalized it to a fractional analogue of $k$-Hessian operators and proved the strict ellipticity for $k=2$. In this paper, we introduce a fractional analogue of general Hessian operators and prove the stability. We also show that the fractional analogue $k$-Hessian operators defined in [17] are strictly elliptic with respect to convex solutions for all $2 \leq k \leq n$. Furthermore, we provide a new proof for the case $k=2$ without the convexity condition.

Locally uniform ellipticity of the fractional Hessian operators

TL;DR

This work extends Hessian-type operators to a nonlocal fractional framework by introducing the fractional Hessian operator as a Bellman-type infimum of matrix-weighted fractional Laplacians. It establishes a precise nonlocal-to-local stability as , showing for admissible, asymptotically linear functions, thereby linking the fractional and local Hessian operators. The authors prove strict ellipticity for fractional -Hessian operators with under convexity and a positive lower bound on , enabling nonlocal Evans–Krylov regularity for convex solutions and providing a convexity-free alternative for the case . These results advance the theory of fully nonlinear nonlocal PDEs, offering a pathway to higher regularity for Hessian-type equations in a fractional setting and suggesting directions to remove convexity assumptions for larger .

Abstract

In [1], Caffarelli-Charro introduced a fractional Monge-Ampère operator. Later, Wu [17] generalized it to a fractional analogue of -Hessian operators and proved the strict ellipticity for . In this paper, we introduce a fractional analogue of general Hessian operators and prove the stability. We also show that the fractional analogue -Hessian operators defined in [17] are strictly elliptic with respect to convex solutions for all . Furthermore, we provide a new proof for the case without the convexity condition.

Paper Structure

This paper contains 4 sections, 8 theorems, 121 equations.

Key Result

Theorem 1.1

Assume that $f$ satisfies f1-f4. If $u$ is admissible (See Definition admissible in Section 2), asymptotically linear and $\frac{1}{2} < s < 1$, then holds in the viscosity sense.

Theorems & Definitions (18)

  • Theorem 1.1
  • Theorem 1.2
  • Theorem 1.3
  • Theorem 1.4
  • Definition 2.1
  • Definition 2.2
  • Remark 2.3
  • Proposition 2.4
  • proof
  • Definition 2.5
  • ...and 8 more