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Tractable Infinite-Horizon Stochastic Model Predictive Control for Quantum Filtering via Eigenstate Reduction

Yunyan Lee, Ian R. Petersen, Daoyi Dong

TL;DR

The paper addresses robust control of quantum filtering dynamics under continuous measurement by formulating an infinite-horizon SMPC that becomes tractable through almost-sure eigenstate reduction. By reducing the stochastic objective to a deterministic fidelity-based cost evaluated on a one-step averaged state, it avoids Monte Carlo scenario trees and enables scalable control for multi-level quantum systems. A stability analysis and PMP-based synthesis are developed, with numerical demonstrations on angular-momentum systems and an Ising-type model showing improved convergence and scalability. The approach offers practical impact for real-time quantum feedback control under uncertainty and noise, balancing long-term objectives with computational feasibility.

Abstract

Model predictive control has shown potential to enhance the robustness of quantum control systems. In this work, we propose a tractable Stochastic Model Predictive Control (SMPC) framework for finite-dimensional quantum systems under continuous-time measurement and quantum filtering. Using the almost-sure eigenstate reduction of quantum trajectories, we prove that the infinite-horizon stochastic objective collapses to a fidelity term that is computable in closed form from the one-step averaged state. Consequently, the online SMPC step requires only deterministic propagation of the filter and a terminal fidelity evaluation. An advantage of this method is that it eliminates per-horizon Monte Carlo scenario sampling and significantly reduces computational load while retaining the essential stochastic dynamics. We establish equivalence and mean-square stability guarantees, and validate the approach on multi-level and Ising-type systems, demonstrating favorable scalability compared to sampling-based SMPC.

Tractable Infinite-Horizon Stochastic Model Predictive Control for Quantum Filtering via Eigenstate Reduction

TL;DR

The paper addresses robust control of quantum filtering dynamics under continuous measurement by formulating an infinite-horizon SMPC that becomes tractable through almost-sure eigenstate reduction. By reducing the stochastic objective to a deterministic fidelity-based cost evaluated on a one-step averaged state, it avoids Monte Carlo scenario trees and enables scalable control for multi-level quantum systems. A stability analysis and PMP-based synthesis are developed, with numerical demonstrations on angular-momentum systems and an Ising-type model showing improved convergence and scalability. The approach offers practical impact for real-time quantum feedback control under uncertainty and noise, balancing long-term objectives with computational feasibility.

Abstract

Model predictive control has shown potential to enhance the robustness of quantum control systems. In this work, we propose a tractable Stochastic Model Predictive Control (SMPC) framework for finite-dimensional quantum systems under continuous-time measurement and quantum filtering. Using the almost-sure eigenstate reduction of quantum trajectories, we prove that the infinite-horizon stochastic objective collapses to a fidelity term that is computable in closed form from the one-step averaged state. Consequently, the online SMPC step requires only deterministic propagation of the filter and a terminal fidelity evaluation. An advantage of this method is that it eliminates per-horizon Monte Carlo scenario sampling and significantly reduces computational load while retaining the essential stochastic dynamics. We establish equivalence and mean-square stability guarantees, and validate the approach on multi-level and Ising-type systems, demonstrating favorable scalability compared to sampling-based SMPC.

Paper Structure

This paper contains 16 sections, 5 theorems, 99 equations, 5 figures, 1 table.

Key Result

Lemma 1

Consider the stochastic master equation eqn:SME with $u(s) = 0$. Then, the set of eigenstates $\{ \tilde{\rho}_j \}_{j=1}^N$ of the measurement operator $L$ is exponentially stable both in expectation and almost surely. That is, the quantum state $\rho(t)$ converges to one of the eigenstates $\tilde

Figures (5)

  • Figure 1: Block diagram for measurement-based feedback. The homodyne output $y(t)$ is filtered to obtain $\rho_t$, which the controller uses to compute the drive $u(t)$ applied to the plant; see \ref{['eqn:SME']}, \ref{['eqn:dy']}, \ref{['eqn:innovations']}. This corresponds to the measurement–feedback setting in sayrin2011realamini2014stabilityBouten2007An.
  • Figure 2: Expected fidelity $\mathbb{E}[\Tr(\rho(t)\bar{\rho}_f)]$ over time. The SMPC strategy (blue) shows significantly improved convergence toward the target state compared to the uncontrolled case (red).
  • Figure 3: Three-level system, average fidelity under Lyapunov feedback liang2019exponential, standard SMPC, and the proposed controller based on Theorem \ref{['thm:SMPC_equivalence']}. The proposed method matches the standard SMPC and avoids scenario sampling.
  • Figure 4: Illustrative numerical example for $j=5$ (11 levels), corresponding to the permutation-symmetric subspace of a 10-qubit system. The process starts at $\rho_0=\mathbb{I}_d/d$; the averaged fidelity $\mathbb{E}[\Tr(\rho(t)\bar{\rho}_f)]$ over $1000$ trajectories shows sustained improvement under the proposed controller.
  • Figure 5: Averaged fidelity $\mathbb{E}[\Tr(\rho_t\rho_f)]$ versus time under control with $H_u=\bigotimes_i Y_i$ and $L=\bigotimes_i Z_i$. The convergence to the target eigenstate verifies Theorem \ref{['thm:SMPC_equivalence']} under the condition of Lemma \ref{['lem:inv-subspace']}.

Theorems & Definitions (14)

  • Lemma 1: Quantum State Reduction liang2019exponential
  • Theorem 1: Equivalence of Infinite-Horizon SMPC
  • proof
  • Lemma 2
  • proof
  • Remark 1
  • Proposition 1
  • proof
  • Remark 2: Control of Angular Momentum Systems
  • Remark 3: Control of General Systems
  • ...and 4 more