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Large deviations of spectral determinants of matrix-valued random Schrödinger operators and Dyson Brownian motion in cubic potentials

Yan Fyodorov, Pierre Le Doussal, Alexander Ossipov

TL;DR

The paper analyzes large deviations of spectral determinants for matrix-valued random Schrödinger operators by computing growth rates $\Sigma_q$ of the reduced moments $\tilde{Y}_q = \overline{|\det({\cal H}-E)|^q}$ and, via a Legendre transform, the rate function $\Phi({\sf e})$ for the intensive energy variable. It develops two complementary methods: a continuum matrix Riccati reduction that links the determinant to Dyson Brownian motion in a cubic potential and a saddle-point scheme valid in any dimension $d$, yielding explicit barrier tails for the density of states below the spectral edge and connecting to the $q=1$ complexity in disordered elastic manifolds. The results include a detailed analysis in 1D, with a phase transition between confined and flowing DBM, a barrier $U$ giving Lifshitz-type tails $\rho_K(\alpha) \sim \exp(-N U/\tilde{J}^2)$ and explicit formulas for $d=0$ and $d=1$; the formalism unifies spectral-det determinant fluctuations with large-deviation theory and DOS tails, and clarifies the role of a zero-mode $\bar{\xi}$ in shaping the tails. The work provides new insights into the spectral statistics of Hessians of disordered elastic manifolds and relates the full distribution of $\log|\det({\cal H}-E)|$ to barrier-crossing dynamics in a cubic potential.

Abstract

We study the moments of $\overline{|\det(H-E)|^q}$ and the associated large deviations of $\log |\det(H-E)|$ where $H$ are random matrix operators involving Laplace operators and random potentials. This includes as a special case Hessians of random elastic manifolds at a generic energy configuration. In one dimension $d=1$ these are $N \times N$ matrix valued random Schrödinger operators and $\log | \det(H-E) | $ is the sum of the $N$ associated Lyapunov exponents. Using a mapping to a stochastic matrix Ricatti equation we make a connection between the spectral properties of these operators and the total $N$ particle current of a Dyson Brownian motion (DBM) in a cubic potential. The latter model was studied by Allez and Dumaz [1] who showed that for $N=+\infty$ it exhibits a sharp transition between a phase with non-zero current and a confined (zero current) phase. We compute the barrier-crossing probability of the DBM at large but finite $N$, which gives an estimate of the exponential tail of the average density of states of a matrix Schrodinger operator below the edge of its spectrum. The barrier behaves as $\sim N (-E)^{3/2}$ at large negative energy and vanishes as $\sim N(E^*-E)^{5/4}$ near the edge. For $q=1$ the present work provides an independent derivation of the total complexity of stationary points for an elastic string embedded in $N$ dimension in presence of disorder.

Large deviations of spectral determinants of matrix-valued random Schrödinger operators and Dyson Brownian motion in cubic potentials

TL;DR

The paper analyzes large deviations of spectral determinants for matrix-valued random Schrödinger operators by computing growth rates of the reduced moments and, via a Legendre transform, the rate function for the intensive energy variable. It develops two complementary methods: a continuum matrix Riccati reduction that links the determinant to Dyson Brownian motion in a cubic potential and a saddle-point scheme valid in any dimension , yielding explicit barrier tails for the density of states below the spectral edge and connecting to the complexity in disordered elastic manifolds. The results include a detailed analysis in 1D, with a phase transition between confined and flowing DBM, a barrier giving Lifshitz-type tails and explicit formulas for and ; the formalism unifies spectral-det determinant fluctuations with large-deviation theory and DOS tails, and clarifies the role of a zero-mode in shaping the tails. The work provides new insights into the spectral statistics of Hessians of disordered elastic manifolds and relates the full distribution of to barrier-crossing dynamics in a cubic potential.

Abstract

We study the moments of and the associated large deviations of where are random matrix operators involving Laplace operators and random potentials. This includes as a special case Hessians of random elastic manifolds at a generic energy configuration. In one dimension these are matrix valued random Schrödinger operators and is the sum of the associated Lyapunov exponents. Using a mapping to a stochastic matrix Ricatti equation we make a connection between the spectral properties of these operators and the total particle current of a Dyson Brownian motion (DBM) in a cubic potential. The latter model was studied by Allez and Dumaz [1] who showed that for it exhibits a sharp transition between a phase with non-zero current and a confined (zero current) phase. We compute the barrier-crossing probability of the DBM at large but finite , which gives an estimate of the exponential tail of the average density of states of a matrix Schrodinger operator below the edge of its spectrum. The barrier behaves as at large negative energy and vanishes as near the edge. For the present work provides an independent derivation of the total complexity of stationary points for an elastic string embedded in dimension in presence of disorder.

Paper Structure

This paper contains 17 sections, 150 equations.