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Interplay of Null Energy Condition Violations and Thermodynamics in Kiselev Black Hole Evaporation

Vitalii Vertogradov, Maksim Grigorev

TL;DR

The paper studies a two-horizon Kiselev black hole to understand how null energy condition (NEC) violations influence thermodynamics during evaporation. By deriving the Hawking temperature $T_H$, entropy $S$, and heat capacity $C$ and identifying a phase-transition condition $N_{\mathrm{PT}}=\frac{r_+^{3\omega+1}}{9\omega^2+6\omega}$, it shows that $T_H$ can peak at a phase transition and then decay to zero, or decay monotonically depending on the heat-capacity sign; in the RN-like limit $\omega=1/3$ these results reduce to familiar RN behavior. The analysis of parameter variations $M$ and $N$ (independently and jointly) reveals rich dynamics where phase transitions can occur even when only one parameter changes, and a dynamical NEC picture with horizons and a critical $r_{\mathrm{nec}}$ explains when evaporation resembles Schwarzschild-like behavior or leads to horizon mergers. Overall, the work links thermodynamic stability, horizon dynamics, and energy-condition structure in anisotropic black holes and suggests potential observational signatures via shadow dynamics during evaporation.

Abstract

The evaporation of black holes with two horizons presents a rich thermodynamic landscape that departs fundamentally from the Schwarzschild paradigm. In this work, we analyze the Hawking temperature dynamics of the Kiselev black hole under varying mass $M$ and anisotropic fluid parameter $N$, explicitly connecting temperature behavior to phase transitions and violations of the null energy condition (NEC). We find that the temperature does not necessarily diverge during evaporation; instead, it typically falls to zero as the black hole evaporates. This cooling behavior is preceded, in certain parameter regimes, by a phase transition marked by a peak in temperature and a divergence in heat capacity. Crucially, the presence and nature of these phase transitions are dictated by the spacetime regions where the NEC is violated: global NEC violation leads to horizon merger and temperature suppression, while partial or absent violation can restore the standard evaporation picture. Our results establish a direct correspondence between thermodynamic stability, horizon dynamics, and energy condition structure in anisotropic black hole spacetimes.

Interplay of Null Energy Condition Violations and Thermodynamics in Kiselev Black Hole Evaporation

TL;DR

The paper studies a two-horizon Kiselev black hole to understand how null energy condition (NEC) violations influence thermodynamics during evaporation. By deriving the Hawking temperature , entropy , and heat capacity and identifying a phase-transition condition , it shows that can peak at a phase transition and then decay to zero, or decay monotonically depending on the heat-capacity sign; in the RN-like limit these results reduce to familiar RN behavior. The analysis of parameter variations and (independently and jointly) reveals rich dynamics where phase transitions can occur even when only one parameter changes, and a dynamical NEC picture with horizons and a critical explains when evaporation resembles Schwarzschild-like behavior or leads to horizon mergers. Overall, the work links thermodynamic stability, horizon dynamics, and energy-condition structure in anisotropic black holes and suggests potential observational signatures via shadow dynamics during evaporation.

Abstract

The evaporation of black holes with two horizons presents a rich thermodynamic landscape that departs fundamentally from the Schwarzschild paradigm. In this work, we analyze the Hawking temperature dynamics of the Kiselev black hole under varying mass and anisotropic fluid parameter , explicitly connecting temperature behavior to phase transitions and violations of the null energy condition (NEC). We find that the temperature does not necessarily diverge during evaporation; instead, it typically falls to zero as the black hole evaporates. This cooling behavior is preceded, in certain parameter regimes, by a phase transition marked by a peak in temperature and a divergence in heat capacity. Crucially, the presence and nature of these phase transitions are dictated by the spacetime regions where the NEC is violated: global NEC violation leads to horizon merger and temperature suppression, while partial or absent violation can restore the standard evaporation picture. Our results establish a direct correspondence between thermodynamic stability, horizon dynamics, and energy condition structure in anisotropic black hole spacetimes.

Paper Structure

This paper contains 9 sections, 53 equations, 6 figures.

Figures (6)

  • Figure 1: With $N = 0.6,\, 0.65,\,0.75,\, 0.85,\, 0.95$, phase transitions are observed for alpha values between 0.7 and 1, marking a shift from black hole instability to local stability. A further phase transition occurs as alpha approaches 2, corresponding to a switch back from local stability to instability.
  • Figure 2: (a) Temperature of phase transitions as a function of $\omega$. The temperature increases as $\omega$ decreases. (b) Comparison between $N_{\mathrm{PT}}$ and $N_{c}$. For $\omega= 0$, the ratio $N_{c}/N_{\mathrm{PT}}$ is approximately 2.
  • Figure 3: (a) Temperature as a function of mass for increasing $M$ at fixed $N = 1$. The temperature starts from zero (extremal limit, $M = N$), rises to a maximum (phase transition), and then decreases monotonically. (b) Temperature for decreasing $M$-the mirror image of (a)-showing a monotonic rise to a critical maximum followed by a sharp drop to zero.
  • Figure 4: (a) Temperature as $N$ increases at fixed $M = 1$. The curve starts at the Schwarzschild maximum ($N=0$), where the derivative vanishes-indicating a phase transition-and then decreases parabolically to zero (extremal limit, $M = N$). (b) Temperature as $N$ decreases-mirror image of (a)-showing a rise toward the Schwarzschild limit.
  • Figure 5: (a) Temperature evolution when mass increases faster than the charge-like parameter $N$ (here denoted $Q$). Starting from $Q = 0.01$, both $Q$ and $M$ grow, but $M$ increases at twice the relative rate. A clear phase transition appears at a critical mass, beyond which the temperature asymptotically approaches zero. (b) Temperature behaviour when $N$ (denoted $Q$) grows faster than mass. The temperature decreases monotonically with increasing $M$, driven predominantly by the rapid growth of $N$, which suppresses the Hawking temperature.
  • ...and 1 more figures