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Resolving the spurious-state problem in Dirac equation by using the staggered-grid method

Lingfeng Li, Hong Shen, Jinniu Hu, Ying Zhang

TL;DR

This work tackles the spurious-state problem that arises when discretizing the Dirac equation on a uniform grid with central differences. It introduces a staggered-grid finite-difference method (SGM) that places the large and small Dirac components on interlaced nodes and computes derivatives between staggered points, thereby breaking the symmetry between $H_\kappa$ and $H_{-\kappa}$ and eliminating spurious states without Wilson terms. Benchmarking against Woods–Saxon potentials for $^{132}$Sn shows that the 3PSGM and 5PSGM schemes yield energies in close agreement with shooting methods, with 3PNHSGM providing real spectra under a non-Hermitian formulation; the method also preserves correct asymptotic behavior for weakly bound states. The approach offers a simple, Hermitian-compatible framework that can be extended to higher-order and multi-dimensional problems, providing a compact tool for relativistic bound-state and scattering calculations.

Abstract

Discretizing the Dirac equation on a uniform grid with the central difference formula often generates spurious states. We propose a staggered-grid scheme in the framework of the finite-difference method that suppresses these spurious states without introducing Wilson terms or ad-hoc filtering. In this approach, the large and small components of the Dirac equation are placed on interlaced nodes, and the first-order derivatives are evaluated between staggered points, yielding a Hamiltonian that breaks the unitary transformation between $H_κ$ and $H_{-κ}$. Benchmarks with the nuclear Woods-Saxon potentials demonstrate one-to-one agreement with the eigenvalues obtained from shooting method and asymmetric finite-difference method, rapid convergence for weakly bound states, and reduced box-size sensitivity. The method retains the simplicity of central differences and standard matrix diagonalization, while naturally extending to higher-order and multi-dimension systems. It provides a compact and efficient tool for relativistic bound-state and scattering calculations.

Resolving the spurious-state problem in Dirac equation by using the staggered-grid method

TL;DR

This work tackles the spurious-state problem that arises when discretizing the Dirac equation on a uniform grid with central differences. It introduces a staggered-grid finite-difference method (SGM) that places the large and small Dirac components on interlaced nodes and computes derivatives between staggered points, thereby breaking the symmetry between and and eliminating spurious states without Wilson terms. Benchmarking against Woods–Saxon potentials for Sn shows that the 3PSGM and 5PSGM schemes yield energies in close agreement with shooting methods, with 3PNHSGM providing real spectra under a non-Hermitian formulation; the method also preserves correct asymptotic behavior for weakly bound states. The approach offers a simple, Hermitian-compatible framework that can be extended to higher-order and multi-dimensional problems, providing a compact tool for relativistic bound-state and scattering calculations.

Abstract

Discretizing the Dirac equation on a uniform grid with the central difference formula often generates spurious states. We propose a staggered-grid scheme in the framework of the finite-difference method that suppresses these spurious states without introducing Wilson terms or ad-hoc filtering. In this approach, the large and small components of the Dirac equation are placed on interlaced nodes, and the first-order derivatives are evaluated between staggered points, yielding a Hamiltonian that breaks the unitary transformation between and . Benchmarks with the nuclear Woods-Saxon potentials demonstrate one-to-one agreement with the eigenvalues obtained from shooting method and asymmetric finite-difference method, rapid convergence for weakly bound states, and reduced box-size sensitivity. The method retains the simplicity of central differences and standard matrix diagonalization, while naturally extending to higher-order and multi-dimension systems. It provides a compact and efficient tool for relativistic bound-state and scattering calculations.
Paper Structure (6 sections, 18 equations, 2 figures, 2 tables)

This paper contains 6 sections, 18 equations, 2 figures, 2 tables.

Figures (2)

  • Figure 1: In the Schematic of SGM, large and small components, $G(r)$ and $F(r)$ are shifted by $h/2$.
  • Figure 2: The wave functions $G(r)$ and $F(r)$ of $3p_{1/2}$ in $^{132}$Sn from the 3PSGM, 3PFDM, and shooting method.