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Precoder Design in Multi-User FDD Systems with VQ-VAE and GNN

Srikar Allaparapu, Michael Baur, Benedikt Böck, Michael Joham, Wolfgang Utschick

TL;DR

This paper tackles the challenge of CSI feedback overhead in multi-user FDD systems by proposing an end-to-end framework that jointly learns the pilot matrix, VQ-VAE-based CSI feedback, and a GNN-based precoder. The VQ-VAE replaces Gaussian mixture priors to provide a compact, discrete latent representation, enabling end-to-end training that optimizes both feedback and precoding with pilot optimization. A two-stage training scheme (pre-training and fine-tuning) leverages structural insights like block-Toeplitz channel covariance to reduce model complexity while maintaining performance, demonstrated on real-world measurement data. Results show the proposed VQ-VAE+GNN with learned pilots outperforms conventional DFT pilots and iterative precoding schemes, particularly in low-pilot, low-feedback regimes, highlighting the practical impact for 6G-like systems with stringent overhead constraints.

Abstract

Robust precoding is efficiently feasible in frequency division duplex (FDD) systems by incorporating the learnt statistics of the propagation environment through a generative model. We build on previous work that successfully designed site-specific precoders based on a combination of Gaussian mixture models (GMMs) and graph neural networks (GNNs). In this paper, by utilizing a vector quantized-variational autoencoder (VQ-VAE), we circumvent one of the key drawbacks of GMMs, i.e., the number of GMM components scales exponentially to the feedback bits. In addition, the deep learning architecture of the VQ-VAE allows us to jointly train the GNN together with VQ-VAE along with pilot optimization forming an end-to-end (E2E) model, resulting in considerable performance gains in sum rate for multi-user wireless systems. Simulations demonstrate the superiority of the proposed frameworks over the conventional methods involving the sub-discrete Fourier transform (DFT) pilot matrix and iterative precoder algorithms enabling the deployment of systems characterized by fewer pilots or feedback bits.

Precoder Design in Multi-User FDD Systems with VQ-VAE and GNN

TL;DR

This paper tackles the challenge of CSI feedback overhead in multi-user FDD systems by proposing an end-to-end framework that jointly learns the pilot matrix, VQ-VAE-based CSI feedback, and a GNN-based precoder. The VQ-VAE replaces Gaussian mixture priors to provide a compact, discrete latent representation, enabling end-to-end training that optimizes both feedback and precoding with pilot optimization. A two-stage training scheme (pre-training and fine-tuning) leverages structural insights like block-Toeplitz channel covariance to reduce model complexity while maintaining performance, demonstrated on real-world measurement data. Results show the proposed VQ-VAE+GNN with learned pilots outperforms conventional DFT pilots and iterative precoding schemes, particularly in low-pilot, low-feedback regimes, highlighting the practical impact for 6G-like systems with stringent overhead constraints.

Abstract

Robust precoding is efficiently feasible in frequency division duplex (FDD) systems by incorporating the learnt statistics of the propagation environment through a generative model. We build on previous work that successfully designed site-specific precoders based on a combination of Gaussian mixture models (GMMs) and graph neural networks (GNNs). In this paper, by utilizing a vector quantized-variational autoencoder (VQ-VAE), we circumvent one of the key drawbacks of GMMs, i.e., the number of GMM components scales exponentially to the feedback bits. In addition, the deep learning architecture of the VQ-VAE allows us to jointly train the GNN together with VQ-VAE along with pilot optimization forming an end-to-end (E2E) model, resulting in considerable performance gains in sum rate for multi-user wireless systems. Simulations demonstrate the superiority of the proposed frameworks over the conventional methods involving the sub-discrete Fourier transform (DFT) pilot matrix and iterative precoder algorithms enabling the deployment of systems characterized by fewer pilots or feedback bits.

Paper Structure

This paper contains 11 sections, 6 equations, 4 figures.

Figures (4)

  • Figure 1: Structure of the proposed E2E model with learnable pilot matrix layer $\boldsymbol{P}$, VQ-VAE feedback and GNN precoding.
  • Figure 2: Sum rate over the number of MTs $J$ for a system with $\text{SNR}=15$dB, $B=40$ bits and $n_p=8$ pilots
  • Figure 3: Sum rate over the number of feedback bits $B$ for a system with $\text{SNR}=15$dB, $J=8$ MTs and $n_p=8$ pilots
  • Figure 4: Sum rate over the number of pilots $n_p$ for a system with $\text{SNR}=15$dB, $J=8$ MTs and $B=40$ bits