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On Equivalent Characterizations of NP in Abstract Models of Computation

Jeremy C. Kirn, Lucas Meijer, Tillmann Miltzow, Hans L. Bodlaender

TL;DR

This work generalizes the classical NP paradigm to computations over first-order structures $ abla$, introducing NP$( abla)$ and $ ext{Exists} abla$ and establishing three equivalent characterizations via $ abla$-machines, $ abla$-complete problems, and existential second-order metafinite logic. It extends these ideas to the polynomial and Boolean hierarchies and to metafinite contexts, and it derives oracle-based characterizations of the hierarchies, including higher-level Fagin-type theorems. A key contribution is showing that descriptive complexity remains a robust tool even when the domain has infinite vocabulary (e.g., real vector spaces), thereby unifying finite- and infinite-vocabulary complexity within register-machine and metafinite frameworks. The results provide a coherent, coherent framework for analyzing complexity of algorithms framed by a given structure, with potential implications for geometry, algebra, and analysis where infinite domains arise.

Abstract

We investigate machine models similar to Turing machines that are augmented by the operations of a first-order structure $\mathcal{R}$, and we show that under weak conditions on $\mathcal{R}$, the complexity class $\text{NP}(\mathcal{R})$ may be characterized in three equivalent ways: (1) by polynomial-time verification algorithms implemented on $\mathcal{R}$-machines, (2) by the $\text{NP}(\mathcal{R})$-complete problem $\text{SAT}(\mathcal{R})$, and (3) by existential second-order metafinite logic over $\mathcal{R}$ via descriptive complexity. By characterizing $\text{NP}(\mathcal{R})$ in these three ways, we extend previous work and embed it in one coherent framework. Some conditions on $\mathcal{R}$ must be assumed in order to achieve the above trinity because there are infinite-vocabulary structures for which $\text{NP}(\mathcal{R})$ does not have a complete problem. Surprisingly, even in these cases, we show that $\text{NP}(\mathcal{R})$ does have a characterization in terms of existential second-order metafinite logic, suggesting that descriptive complexity theory is well suited to working with infinite-vocabulary structures, such as real vector spaces. In addition, we derive similar results for $\exists\mathcal{R}$, the constant-free Boolean part of $\text{NP}(\mathcal{R})$, by showing that $\exists\mathcal{R}$ may be characterized in three analogous ways. We then extend our results to the entire polynomial hierarchy over $\mathcal{R}$ and to its constant-free Boolean counterpart, the Boolean hierarchy over $\mathcal{R}$. Finally, we give a characterization of the polynomial and Boolean hierarchies over $\mathcal{R}$ in terms of oracle $\mathcal{R}$-machines.

On Equivalent Characterizations of NP in Abstract Models of Computation

TL;DR

This work generalizes the classical NP paradigm to computations over first-order structures , introducing NP and and establishing three equivalent characterizations via -machines, -complete problems, and existential second-order metafinite logic. It extends these ideas to the polynomial and Boolean hierarchies and to metafinite contexts, and it derives oracle-based characterizations of the hierarchies, including higher-level Fagin-type theorems. A key contribution is showing that descriptive complexity remains a robust tool even when the domain has infinite vocabulary (e.g., real vector spaces), thereby unifying finite- and infinite-vocabulary complexity within register-machine and metafinite frameworks. The results provide a coherent, coherent framework for analyzing complexity of algorithms framed by a given structure, with potential implications for geometry, algebra, and analysis where infinite domains arise.

Abstract

We investigate machine models similar to Turing machines that are augmented by the operations of a first-order structure , and we show that under weak conditions on , the complexity class may be characterized in three equivalent ways: (1) by polynomial-time verification algorithms implemented on -machines, (2) by the -complete problem , and (3) by existential second-order metafinite logic over via descriptive complexity. By characterizing in these three ways, we extend previous work and embed it in one coherent framework. Some conditions on must be assumed in order to achieve the above trinity because there are infinite-vocabulary structures for which does not have a complete problem. Surprisingly, even in these cases, we show that does have a characterization in terms of existential second-order metafinite logic, suggesting that descriptive complexity theory is well suited to working with infinite-vocabulary structures, such as real vector spaces. In addition, we derive similar results for , the constant-free Boolean part of , by showing that may be characterized in three analogous ways. We then extend our results to the entire polynomial hierarchy over and to its constant-free Boolean counterpart, the Boolean hierarchy over . Finally, we give a characterization of the polynomial and Boolean hierarchies over in terms of oracle -machines.

Paper Structure

This paper contains 52 sections, 45 theorems, 77 equations, 2 figures, 4 tables.

Key Result

Lemma 12

Let $\mathcal{R}\xspace$ be a bipointed structure with all constants, $M\xspace$ be a polynomial-time $\mathcal{R}\xspace$-machine, $q$ be a polynomial, and $v \in R^*$ be a string. Then for all $k \in \mathbb{N}\xspace$, there is a first-order formula $\exists\overline{y}\varphi_{v,k}(\overline{x}_

Figures (2)

  • Figure 1: The polynomial hierarchy and the Boolean hierarchy over a structure $\mathcal{R}\xspace$.
  • Figure 2: Visualization of an $\mathcal{R}\xspace$-machine adapted from gassner2019introduction.

Theorems & Definitions (151)

  • Definition 1: Structures
  • Example 2: Ordered Rings
  • Example 3: Real Vector Spaces
  • Definition 4: $\mathcal{R}\xspace$-Machines
  • Definition 5: Decision Problems of Satisfied Sentences
  • Definition 6: Polynomial Hierarchy Over $\mathcal{R}\xspace$
  • Definition 7: Constant-Free Boolean Part
  • Definition 8: Boolean Hierarchy Over $\mathcal{R}\xspace$
  • Definition 9: Oracle Complexity Classes
  • Definition 10
  • ...and 141 more