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Markovian families for pseudo-Anosov flows

Ioannis Iakovoglou

TL;DR

The paper develops a finite, combinatorial framework to classify pseudo-Anosov flows on 3-manifolds up to orbital equivalence by translating flow dynamics into actions on a bifoliated plane $\mathcal{P}$ endowed with stable/unstable foliations. Central to the approach are Markovian families of rectangles and the associated geometric types, which encode the first return dynamics; cycles then track sequences of surgeries on a finite set of periodic orbits. The authors prove that geometric types (and their augmented variants with cycles) determine the original flow up to a finite Dehn-Goodman-Fried surgery on a prescribed finite set of orbits, and they extend the framework to strong Markovian actions on the plane. They also introduce the bifoliated plane up to surgeries $\overline{\mathcal{P}}$ as a robust invariant to compare flows and to realize surgeries in a controlled, finite combinatorial manner. Overall, the work provides a structured, plane-based classification paradigm that parallels Markov partitions for group actions and connects local surgery data to global orbital equivalence, with broad implications for understanding 3-manifold dynamics and associated fundamental-group actions.

Abstract

Generalizing the classification approach described for transitive Anosov flows in dimension 3 in a previous preprint of the author, in this paper we describe a method for classifying (not necessarily transitive) pseudo-Anosov flows on 3-manifolds up to orbital equivalence. To every pseudo-Anosov flow $Φ$ (with no 1-prongs) on $M^3$ is associated a bifoliated plane $\mathcal{P}$ endowed with an action of $π_1(M)$. It is known that the previous action characterizes $Φ$ up to orbital equivalence and admits infinitely many Markovian families (i.e. collections of rectangles in $\mathcal{P}$ generalizing the notion of Markov partition for group actions on the plane). Our goal in this paper consists in showing that : 1) if $\mathcal{R}$ is a Markovian family of $Φ$, the number of orbits of rectangles of $\mathcal{R}$ and their pattern of intersection can be encoded by a finite combinatorial object, called a geometric type, which describes completely $Φ$ up to Dehn-Goodman-Fried surgeries on a specific finite set $Γ$ of periodic orbits of $Φ$ 2) our previous choices of surgeries on $Γ$ can be read as sequences of rectangles in $\mathcal{R}$ and can be encoded by finite combinatorial objects, called cycles 3) a geometric type with cycles of $\mathcal{R}$ describes the original flow $Φ$ up to orbital equivalence Several of the above results will be stated and proven in a slightly more general setting involving strong Markovian actions on the plane. Finally, due to the lack of bibliographic references on pseudo-Anosov flows in dimension 3, in the first part of the paper we provide an introduction to pseudo-Anosov flow theory containing several useful results for our classification approach together with their proofs.

Markovian families for pseudo-Anosov flows

TL;DR

The paper develops a finite, combinatorial framework to classify pseudo-Anosov flows on 3-manifolds up to orbital equivalence by translating flow dynamics into actions on a bifoliated plane endowed with stable/unstable foliations. Central to the approach are Markovian families of rectangles and the associated geometric types, which encode the first return dynamics; cycles then track sequences of surgeries on a finite set of periodic orbits. The authors prove that geometric types (and their augmented variants with cycles) determine the original flow up to a finite Dehn-Goodman-Fried surgery on a prescribed finite set of orbits, and they extend the framework to strong Markovian actions on the plane. They also introduce the bifoliated plane up to surgeries as a robust invariant to compare flows and to realize surgeries in a controlled, finite combinatorial manner. Overall, the work provides a structured, plane-based classification paradigm that parallels Markov partitions for group actions and connects local surgery data to global orbital equivalence, with broad implications for understanding 3-manifold dynamics and associated fundamental-group actions.

Abstract

Generalizing the classification approach described for transitive Anosov flows in dimension 3 in a previous preprint of the author, in this paper we describe a method for classifying (not necessarily transitive) pseudo-Anosov flows on 3-manifolds up to orbital equivalence. To every pseudo-Anosov flow (with no 1-prongs) on is associated a bifoliated plane endowed with an action of . It is known that the previous action characterizes up to orbital equivalence and admits infinitely many Markovian families (i.e. collections of rectangles in generalizing the notion of Markov partition for group actions on the plane). Our goal in this paper consists in showing that : 1) if is a Markovian family of , the number of orbits of rectangles of and their pattern of intersection can be encoded by a finite combinatorial object, called a geometric type, which describes completely up to Dehn-Goodman-Fried surgeries on a specific finite set of periodic orbits of 2) our previous choices of surgeries on can be read as sequences of rectangles in and can be encoded by finite combinatorial objects, called cycles 3) a geometric type with cycles of describes the original flow up to orbital equivalence Several of the above results will be stated and proven in a slightly more general setting involving strong Markovian actions on the plane. Finally, due to the lack of bibliographic references on pseudo-Anosov flows in dimension 3, in the first part of the paper we provide an introduction to pseudo-Anosov flow theory containing several useful results for our classification approach together with their proofs.

Paper Structure

This paper contains 51 sections, 110 theorems, 198 equations, 43 figures.

Key Result

Proposition 2.5

Up to conjugation, any pseudo-Anosov homeomorphism $f$ in the sense of Definition d.pseudohomeo has the above properties.

Figures (43)

  • Figure 2.1: On the right, the foliations $\mathcal{F}^1_h,\mathcal{F}^1_v$. On the left, $\mathcal{F}^3_h,\mathcal{F}^3_v$
  • Figure 2.3:
  • Figure 2.4:
  • Figure 2.5: The two points above stay close in both the future and the past
  • Figure 2.6:
  • ...and 38 more figures

Theorems & Definitions (301)

  • Definition
  • Definition : Informal
  • Definition : Informal
  • Definition : Informal
  • Definition 2.1
  • Definition 2.3
  • Definition 2.4
  • Proposition 2.5
  • Definition 2.6
  • Definition 2.7
  • ...and 291 more