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Smooth hyperbolicity cones are second-order cone representable

Claus Scheiderer

TL;DR

The paper shows that every Nash-smooth hyperbolicity cone is second-order cone representable (socr) and that every compact convex semialgebraic set with Nash-smooth boundary and strict positive curvature is socr. It achieves this by employing tensor evaluation to obtain lifted linear matrix inequalities with only $2\times2$ blocks, thereby giving SOC program representations and improving the understanding of geometric complexity via the sxdeg hierarchy. The results generalize and sharpen prior work on smooth hyperbolicity cones, and connect real-zero polynomials, the Lax conjecture, and deterministic curvature conditions to concrete semidefinite and second-order cone representations. Practically, these findings imply faster, SOC-based optimization for the considered convex sets and deepen the link between boundary regularity, curvature, and semidefinite representability.

Abstract

Netzer and Sanyal proved that every smooth hyperbolicity cone is a spectrahedral shadow. We generalize and sharpen this result at the same time, by showing that every Nash-smooth hyperbolicity cone is even second-order cone representable (socr). The result is proved as a consequence of our second theorem, according to which every compact convex semialgebraic set with Nash-smooth boundary of strict positive curvature is socr. The proof uses the technique of tensor evaluation.

Smooth hyperbolicity cones are second-order cone representable

TL;DR

The paper shows that every Nash-smooth hyperbolicity cone is second-order cone representable (socr) and that every compact convex semialgebraic set with Nash-smooth boundary and strict positive curvature is socr. It achieves this by employing tensor evaluation to obtain lifted linear matrix inequalities with only blocks, thereby giving SOC program representations and improving the understanding of geometric complexity via the sxdeg hierarchy. The results generalize and sharpen prior work on smooth hyperbolicity cones, and connect real-zero polynomials, the Lax conjecture, and deterministic curvature conditions to concrete semidefinite and second-order cone representations. Practically, these findings imply faster, SOC-based optimization for the considered convex sets and deepen the link between boundary regularity, curvature, and semidefinite representability.

Abstract

Netzer and Sanyal proved that every smooth hyperbolicity cone is a spectrahedral shadow. We generalize and sharpen this result at the same time, by showing that every Nash-smooth hyperbolicity cone is even second-order cone representable (socr). The result is proved as a consequence of our second theorem, according to which every compact convex semialgebraic set with Nash-smooth boundary of strict positive curvature is socr. The proof uses the technique of tensor evaluation.

Paper Structure

This paper contains 4 sections, 10 theorems, 24 equations, 4 figures.

Key Result

Theorem 1.1

Let the form $f\in{\mathbb{R}}[x]$ be hyperbolic with respect to $e\in{\mathbb{R}}^n$. If the hyperbolicity cone $C_e(f)$ has Nash-smooth boundary, there exists a lifted LMI representation cefshadow of $C_e(f)$ in which the matrices $A_i$ and $B_j$ are of common block-diagonal shape, with each diago

Figures (4)

  • Figure 1: Fig. 1
  • Figure 2: Fig. 2
  • Figure 3: Fig. 3
  • Figure : Fig. 1

Theorems & Definitions (16)

  • Theorem 1.1
  • Theorem 1.2
  • Definition 2.4
  • Theorem 3.3
  • Lemma 3.5
  • proof
  • Lemma 3.7
  • proof
  • Proposition 3.11
  • Lemma 3.12
  • ...and 6 more