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Frostman random variables, entropy inequalities, and applications

Alex Iosevich, Thang Pham, Nguyen Dac Quan, Steven Senger, Boqing Xue

TL;DR

This work develops a unified entropy-based framework for Frostman-type bivariate distributions to bound discretized sum–product phenomena. By introducing a Frostman hierarchy (jointly, marginally, conditionally Frostman) and coupling discretized entropy with submodularity, a discretized Balog–Szemerédi–Gowers theorem, and Falconer-distance insights, the authors obtain lower bounds for max\n{H_n(X+Y), H_n(φ(X,Y))} across diagonal and general polynomial forms, including dependent variables via a Tao-style reduction. The results yield quantitative discretized sum–product type estimates for sets with fractal structure, and they extend to higher-degree diagonal polynomials and general non-degenerate forms, with applications to covering-number bounds and incidence-type questions. The paper thereby links fractal geometry, additive combinatorics, and entropy methods to produce new sum–product-type phenomena in Euclidean and finite-field-like settings. These findings illuminate how the depth of Frostman regularity governs entropy growth under algebraic operations and enable robust, scale-stable sum–product estimates in fractal contexts.

Abstract

We introduce Frostman conditions for bivariate random variables and study discretized entropy sum-product phenomena in both independent and dependent settings. Fix $0 < s < 1$, and let $(X,Y)$ be a bivariate real random variable with bounded support, whose distribution satisfies a Frostman condition of dimension $s$. Let $φ(x,y)$ be a polynomial obtained from a diagonal polynomial $ρ_1(x)+ρ_2(y)\in \mathbb{R}[x, y]$ of degree $d\ge 2$ by applying an invertible rational linear change of variables in $(x,y)$. We show that there exists $ε= ε(φ,s)>0$ such that $$ \max\{H_n(X+Y), H_n(φ(X,Y))\} \geq n(s+ε) $$ for all sufficiently large $n$, where the precise assumptions on $(X,Y)$ depend on the Frostman level. The proof introduces a novel multi-step entropy framework, combining the submodularity formula, the discretized entropy Balog-Szemerédi-Gowers theorem, and state-of-the-art results on the Falconer distance problem, to reduce general forms to a diagonal core case. As an application, we obtain discretized sum-product type estimates. In particular, for a $δ$-separated set $A\subseteq [0, 1]$ of cardinality $δ^{-s}$, satisfying certain non-concentration conditions, and a dense subset $G\subseteq A\times A$, there exists $ε=ε(s, φ)>0$ such that $$ E_δ(A+_GA) + E_δ(φ_G(A, A)) \ggδ^{-ε}(\#A) $$ for all $δ$ small enough. Here $E_δ(A)$ denotes the $δ$-covering number of $A$, $A+_GA:=\{x+y\colon (x, y)\in G\}$, and $φ_G(A,A):=\{φ(x, y)\colon (x, y)\in G\}$.

Frostman random variables, entropy inequalities, and applications

TL;DR

This work develops a unified entropy-based framework for Frostman-type bivariate distributions to bound discretized sum–product phenomena. By introducing a Frostman hierarchy (jointly, marginally, conditionally Frostman) and coupling discretized entropy with submodularity, a discretized Balog–Szemerédi–Gowers theorem, and Falconer-distance insights, the authors obtain lower bounds for max\n{H_n(X+Y), H_n(φ(X,Y))} across diagonal and general polynomial forms, including dependent variables via a Tao-style reduction. The results yield quantitative discretized sum–product type estimates for sets with fractal structure, and they extend to higher-degree diagonal polynomials and general non-degenerate forms, with applications to covering-number bounds and incidence-type questions. The paper thereby links fractal geometry, additive combinatorics, and entropy methods to produce new sum–product-type phenomena in Euclidean and finite-field-like settings. These findings illuminate how the depth of Frostman regularity governs entropy growth under algebraic operations and enable robust, scale-stable sum–product estimates in fractal contexts.

Abstract

We introduce Frostman conditions for bivariate random variables and study discretized entropy sum-product phenomena in both independent and dependent settings. Fix , and let be a bivariate real random variable with bounded support, whose distribution satisfies a Frostman condition of dimension . Let be a polynomial obtained from a diagonal polynomial of degree by applying an invertible rational linear change of variables in . We show that there exists such that for all sufficiently large , where the precise assumptions on depend on the Frostman level. The proof introduces a novel multi-step entropy framework, combining the submodularity formula, the discretized entropy Balog-Szemerédi-Gowers theorem, and state-of-the-art results on the Falconer distance problem, to reduce general forms to a diagonal core case. As an application, we obtain discretized sum-product type estimates. In particular, for a -separated set of cardinality , satisfying certain non-concentration conditions, and a dense subset , there exists such that for all small enough. Here denotes the -covering number of , , and .

Paper Structure

This paper contains 21 sections, 61 theorems, 438 equations, 2 figures.

Key Result

Theorem 1.2

Let $d\geq 2$ and $\rho_1$, $\rho_2$ be real polynomials of degree $d$. Let $0<s<1$ and $C,c>0$. There exist a positive constant $\epsilon = \epsilon(d,s)$ and an integer $N=N(\rho_1,\rho_2,s,C,c)$ such that the following statement holds. For any bivariate real random variable $(X,Y)$ that is jointl for all $n>N$.

Figures (2)

  • Figure 1: We can see that the tube containing $x$ and $B(z,R)$ has width $\leq C_\mu{\rm diam}(\mathop{\mathrm{spt}}\nolimits \mu_2)$.
  • Figure :

Theorems & Definitions (144)

  • Definition 1.1
  • Theorem 1.2: Jointly Frostman, diagonal polynomials
  • Theorem 1.3: Conditionally Frostman, general forms
  • Theorem 1.4: Marginally Frostman with independence
  • Theorem 1.5
  • Theorem 1.6
  • Theorem 1.7
  • Definition 2.1: Entropy of partitions
  • Lemma 2.2
  • Definition 2.3: Entropy of random variables
  • ...and 134 more