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A Novel Cost-Effective MIMO Architecture with Ray Antenna Array for Enhanced Wireless Communication Performance

Zhenjun Dong, Zhiwen Zhou, Yong Zeng

TL;DR

The paper addresses the hardware and energy challenges of scalable MIMO for 6G-scale high-frequency systems by introducing the ray antenna array (RAA), a phase-shifter-free architecture built from many low-cost elements organized into orientation-driven sULAs and controlled by a ray selection network. It develops a complete modeling and design framework, including an explicit array response model, orientation and spacing rules, and a cost-aware comparison to conventional ULAs. For communications, it proposes efficient joint beamforming and ray selection algorithms for uplink and downlink, using greedy MMSE and alternating optimization with MMSE/MRT and SOCP, achieving near-optimal performance with reduced complexity. Simulation results show significant uplink/downlink gains and substantial hardware savings, highlighting RAA as a practical, scalable solution for mmWave/THz MIMO and sensing in future networks, with prospective extensions to blockage and 3D implementations.

Abstract

This paper proposes a novel multi-antenna architecture, termed ray antenna array (RAA), which practically enables flexible beamforming and also enhances wireless communication performance for high frequency systems in a cost-effective manner. RAA consists of a large number of inexpensive antenna elements and a few radio frequency (RF) chains. These antenna elements are arranged in a novel ray like structure, where each ray corresponds to one simple uniform linear array (sULA) with a carefully designed orientation. The antenna elements within each sULA are directly connected, so that each sULA is able to form a beam towards a direction matching the ray orientation without relying on any analog or digital beamforming. By further designing a ray selection network (RSN), appropriate sULAs are selected to connect to the RF chains for subsequent baseband processing. Compared to conventional multi-antenna architectures such as the uniform linear array (ULA) with hybrid analog/digital beamforming (HBF), the proposed RAA enjoys three appealing advantages: (i) finer and uniform angular resolution for all signal directions; (ii) enhanced beamforming gain by using antenna elements with higher directivity, as each sULA is only responsible for a small portion of the total angle coverage range; and (iii) dramatically reduced hardware cost since no phase shifters are required, which are expensive and difficult to design in high-frequency systems such as mmWave and THz systems. To validate such advantages, we first present the input-output mathematical model for RAA-based wireless communications. Efficient algorithms for joint RAA beamforming and ray selection are then proposed for single-user and multi-user RAA-based wireless communications. Simulation results demonstrate that RAA achieves superior performance compared to the conventional ULA with HBF, while significantly reducing hardware cost.

A Novel Cost-Effective MIMO Architecture with Ray Antenna Array for Enhanced Wireless Communication Performance

TL;DR

The paper addresses the hardware and energy challenges of scalable MIMO for 6G-scale high-frequency systems by introducing the ray antenna array (RAA), a phase-shifter-free architecture built from many low-cost elements organized into orientation-driven sULAs and controlled by a ray selection network. It develops a complete modeling and design framework, including an explicit array response model, orientation and spacing rules, and a cost-aware comparison to conventional ULAs. For communications, it proposes efficient joint beamforming and ray selection algorithms for uplink and downlink, using greedy MMSE and alternating optimization with MMSE/MRT and SOCP, achieving near-optimal performance with reduced complexity. Simulation results show significant uplink/downlink gains and substantial hardware savings, highlighting RAA as a practical, scalable solution for mmWave/THz MIMO and sensing in future networks, with prospective extensions to blockage and 3D implementations.

Abstract

This paper proposes a novel multi-antenna architecture, termed ray antenna array (RAA), which practically enables flexible beamforming and also enhances wireless communication performance for high frequency systems in a cost-effective manner. RAA consists of a large number of inexpensive antenna elements and a few radio frequency (RF) chains. These antenna elements are arranged in a novel ray like structure, where each ray corresponds to one simple uniform linear array (sULA) with a carefully designed orientation. The antenna elements within each sULA are directly connected, so that each sULA is able to form a beam towards a direction matching the ray orientation without relying on any analog or digital beamforming. By further designing a ray selection network (RSN), appropriate sULAs are selected to connect to the RF chains for subsequent baseband processing. Compared to conventional multi-antenna architectures such as the uniform linear array (ULA) with hybrid analog/digital beamforming (HBF), the proposed RAA enjoys three appealing advantages: (i) finer and uniform angular resolution for all signal directions; (ii) enhanced beamforming gain by using antenna elements with higher directivity, as each sULA is only responsible for a small portion of the total angle coverage range; and (iii) dramatically reduced hardware cost since no phase shifters are required, which are expensive and difficult to design in high-frequency systems such as mmWave and THz systems. To validate such advantages, we first present the input-output mathematical model for RAA-based wireless communications. Efficient algorithms for joint RAA beamforming and ray selection are then proposed for single-user and multi-user RAA-based wireless communications. Simulation results demonstrate that RAA achieves superior performance compared to the conventional ULA with HBF, while significantly reducing hardware cost.

Paper Structure

This paper contains 13 sections, 64 equations, 13 figures, 1 table, 2 algorithms.

Figures (13)

  • Figure 1: MIMO architectures with $N_{\text{RF}}$ chains. (a) The conventional fully-connected HBF architecture based on phase shifters. (b) The proposed RAA architecture without any phase shifters.
  • Figure 2: Uplink multi-user communications based on the proposed RAA architecture.
  • Figure 3: The proposed RAA architecture is composed of $MN$ antenna elements, which are arranged into $N$ rays. Each ray corresponds to one $M$-element sULA with all antenna elements directly connected.
  • Figure 4: Beam patterns $|f(\phi,\eta_n)|$ in (\ref{['steering_eff00']}) for $\eta_n=-0.3\pi$, $0$, and $0.3\pi$, where $M=8$ and $G(\zeta)=1$, $\forall \zeta$.
  • Figure 5: Orientation design principle for adjacent sULAs in RAA, where $M=8$ and $G(\zeta)=1$, $\forall \zeta$.
  • ...and 8 more figures