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Stack-sorting preimages and 0-1-trees

Miklos Bona

TL;DR

This work connects stack-sorting preimages of pattern-avoiding permutation classes to a Boolean-Catalan combinatorial family via $(0,1)$-trees. By analyzing permutations through a decomposition $p=LnR$ and using two constructive assembly modes, the authors show that the counts for $|s^{-1}(\operatorname{Av}_n(132,312))|$ and $|s^{-1}(\operatorname{Av}_n(231,312))|$ satisfy the same recurrence $a_n=2a_{n-1}+2\sum_{i=2}^{n-1}a_{i-1}a_{n-i}$ with $a_1=1$, and share the generating function $A(z)=\frac{1-2z-\sqrt{1-4z-4z^2}}{4z}$. These results illuminate a unified combinatorial mechanism behind seemingly disparate preimage counts and motivate further exploration of the remaining third equality $a_n=|s^{-1}(\operatorname{Av}_n(132,231))|$ via kernel methods. The work highlights a robust link between stack-sorting, pattern-avoiding permutations, and Catalan-like structures.

Abstract

We define a class of partially labeled trees and use them to find simple proofs for two recent enumeration results of Colin Defant concerning stack-sorting preimages of permutation classes.

Stack-sorting preimages and 0-1-trees

TL;DR

This work connects stack-sorting preimages of pattern-avoiding permutation classes to a Boolean-Catalan combinatorial family via -trees. By analyzing permutations through a decomposition and using two constructive assembly modes, the authors show that the counts for and satisfy the same recurrence with , and share the generating function . These results illuminate a unified combinatorial mechanism behind seemingly disparate preimage counts and motivate further exploration of the remaining third equality via kernel methods. The work highlights a robust link between stack-sorting, pattern-avoiding permutations, and Catalan-like structures.

Abstract

We define a class of partially labeled trees and use them to find simple proofs for two recent enumeration results of Colin Defant concerning stack-sorting preimages of permutation classes.

Paper Structure

This paper contains 5 sections, 3 theorems, 4 equations, 5 figures.

Key Result

Proposition 2.2

Let $A(z)=\sum_{n\geq 0}a_nz^n$ be the ordinary generating function of the sequence $\{a_n\}_{n\geq 0}$. Then

Figures (5)

  • Figure 1: The six 0-1 trees on three vertices.
  • Figure 2: A generic permutation avoiding 132 and 312.
  • Figure 3: The two possible values of the leftmost entry of $s(R)$ in $p$.
  • Figure 4: A generic permutation avoiding 231 and 312, called a layered permutation.
  • Figure 5: The two ways of combining $s(L)$ and $s(R)$.

Theorems & Definitions (9)

  • Definition 2.1
  • Proposition 2.2
  • proof
  • Theorem 3.1
  • proof
  • Example 3.2
  • Theorem 4.1
  • proof
  • Example 4.2