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Convergence Analysis of an Adaptive Nonconforming FEM for Phase-Field Dependent Topology Optimization in Stokes Flow

Bangti Jin, Jing Li, Yifeng Xu, Shengfeng Zhu

TL;DR

This work develops an adaptive nonconforming finite element method for phase-field dependent topology optimization in Stokes flow, using a conforming linear space for the phase field φ, a nonconforming Crouzeix–Raviart space for velocity u, and piecewise-constant pressure p. It introduces two residual-based a posteriori estimators and an OPTIMIZE–ESTIMATE–MARK–REFINE loop to drive adaptivity, with a Pi_k operator ensuring φ remains within the admissible set. The authors prove convergence: a subsequence of discrete minimizers and associated velocities converges to a solution of the continuous first-order optimality system, and the discrete pressures converge in L^2. Numerical experiments in 2D and 3D show the adaptive method efficiently resolves interfaces, yielding smoother designs and reduced computational effort compared with uniform refinement, thereby highlighting practical benefits for phase-field topology optimization in fluid flows.

Abstract

In this work, we develop an adaptive nonconforming finite element algorithm for the numerical approximation of phase-field parameterized topology optimization governed by the Stokes system. We employ the conforming linear finite element space to approximate the phase field, and the nonconforming linear finite elements (Crouzeix-Raviart elements) and piecewise constants to approximate the velocity field and the pressure field, respectively. We establish the convergence of the adaptive method, i.e., the sequence of minimizers contains a subsequence that converges to a solution of the first-order optimality system, and the associated subsequence of discrete pressure fields also converges. The analysis relies crucially on a new discrete compactness result of nonconforming linear finite elements over a sequence of adaptively generated meshes. We present numerical results for several examples to illustrate the performance of the algorithm, including a comparison with the uniform refinement strategy.

Convergence Analysis of an Adaptive Nonconforming FEM for Phase-Field Dependent Topology Optimization in Stokes Flow

TL;DR

This work develops an adaptive nonconforming finite element method for phase-field dependent topology optimization in Stokes flow, using a conforming linear space for the phase field φ, a nonconforming Crouzeix–Raviart space for velocity u, and piecewise-constant pressure p. It introduces two residual-based a posteriori estimators and an OPTIMIZE–ESTIMATE–MARK–REFINE loop to drive adaptivity, with a Pi_k operator ensuring φ remains within the admissible set. The authors prove convergence: a subsequence of discrete minimizers and associated velocities converges to a solution of the continuous first-order optimality system, and the discrete pressures converge in L^2. Numerical experiments in 2D and 3D show the adaptive method efficiently resolves interfaces, yielding smoother designs and reduced computational effort compared with uniform refinement, thereby highlighting practical benefits for phase-field topology optimization in fluid flows.

Abstract

In this work, we develop an adaptive nonconforming finite element algorithm for the numerical approximation of phase-field parameterized topology optimization governed by the Stokes system. We employ the conforming linear finite element space to approximate the phase field, and the nonconforming linear finite elements (Crouzeix-Raviart elements) and piecewise constants to approximate the velocity field and the pressure field, respectively. We establish the convergence of the adaptive method, i.e., the sequence of minimizers contains a subsequence that converges to a solution of the first-order optimality system, and the associated subsequence of discrete pressure fields also converges. The analysis relies crucially on a new discrete compactness result of nonconforming linear finite elements over a sequence of adaptively generated meshes. We present numerical results for several examples to illustrate the performance of the algorithm, including a comparison with the uniform refinement strategy.

Paper Structure

This paper contains 9 sections, 13 theorems, 129 equations, 8 figures, 1 table, 1 algorithm.

Key Result

Lemma 3.1

There holds for $2\leq p < \infty$ when $d=2$ or $2 \leq p \leq 6$ when $d=3$ with the constant $c_{\mathrm{ds}}$ only depending on the shape regularity of $\mathcal{T}_k$.

Figures (8)

  • Figure 1: Initial phase-field functions for Examples \ref{['exp:leftinflow']}-\ref{['exp:pipe3d']}.
  • Figure 2: Numerical results for Example \ref{['exp:leftinflow']} from top to bottom: mesh, optimized design $\phi_k^*$, estimators $\eta_{k,1}$ and $\eta_{k,2}$. The number of vertices on each mesh is 1441, 2954, 6946 and 17354.
  • Figure 3: The convergence history of the total energy (top) and the volume constraint error (bottom) versus the total number ($K \times N$) of outer iterations performed.
  • Figure 4: Numerical results for Example \ref{['exp:threeinflows']} from top to bottom: mesh, optimized designs $\phi_k^\ast$, and the estimators $\eta_{k,1}$ and $\eta_{k,2}$. The number of vertices on each mesh is 1441, 3070, 7442 and 19364.
  • Figure 5: Numerical results for Example \ref{['exp:bypass']} from top to bottom: mesh, optimized designs $\phi_k^\ast$, and the estimators $\eta_{k,1}$ and $\eta_{k,2}$. The number of vertices on each mesh is 2174, 4973, 11669 and 28468.
  • ...and 3 more figures

Theorems & Definitions (28)

  • Lemma 3.1
  • proof
  • Lemma 3.2
  • proof
  • Lemma 3.3
  • proof
  • Theorem 3.1
  • proof
  • Lemma 3.4
  • proof
  • ...and 18 more