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A counterexample for local smoothing for averages over curves

David Beltran, Jonathan Hickman

TL;DR

The paper addresses local smoothing for averages over curves and shows a new necessary condition when integrating over the dilation parameter $t$. By combining a decoupling-inspired, frequency-localized construction with stationary-phase analysis of the Fourier multiplier, the authors prove a time-averaged lower bound that forces the smoothing exponent to satisfy $\sigma(p,n) = \min\{ \tfrac{1}{n}, \tfrac{1}{n}(\tfrac{1}{2}+\tfrac{2}{p}), \tfrac{2}{p} \}$, with a piecewise dependence on $p$ and $n$. This yields a local-smoothing obstruction that rules out certain conjectured bounds for the associated geometric maximal operator in dimensions $n\ge5$, highlighting a fundamental limitation of the time-averaged local smoothing approach. The results refine the understanding of local smoothing conjectures for curve averages, connect to decoupling-type phenomena, and inform maximal operator theory for nondegenerate curves. The work thus narrows the path toward universal maximal-function bounds via local smoothing and clarifies the ranges where time-averaging cannot compensate for fixed-time smoothing losses.

Abstract

We provide a new necessary condition for local smoothing estimates for the averaging operator defined by convolution with a measure supported on a smooth non-degenerate curve in $\mathbb{R}^n$ for $n \geq 3$. This demonstrates a limitation in the strength of local smoothing estimates towards establishing bounds for the corresponding maximal functions when $n \geq 5$.

A counterexample for local smoothing for averages over curves

TL;DR

The paper addresses local smoothing for averages over curves and shows a new necessary condition when integrating over the dilation parameter . By combining a decoupling-inspired, frequency-localized construction with stationary-phase analysis of the Fourier multiplier, the authors prove a time-averaged lower bound that forces the smoothing exponent to satisfy , with a piecewise dependence on and . This yields a local-smoothing obstruction that rules out certain conjectured bounds for the associated geometric maximal operator in dimensions , highlighting a fundamental limitation of the time-averaged local smoothing approach. The results refine the understanding of local smoothing conjectures for curve averages, connect to decoupling-type phenomena, and inform maximal operator theory for nondegenerate curves. The work thus narrows the path toward universal maximal-function bounds via local smoothing and clarifies the ranges where time-averaging cannot compensate for fixed-time smoothing losses.

Abstract

We provide a new necessary condition for local smoothing estimates for the averaging operator defined by convolution with a measure supported on a smooth non-degenerate curve in for . This demonstrates a limitation in the strength of local smoothing estimates towards establishing bounds for the corresponding maximal functions when .
Paper Structure (7 sections, 4 theorems, 53 equations)

This paper contains 7 sections, 4 theorems, 53 equations.

Key Result

Theorem 1.1

Let $2 \leq p \leq \infty$. If $\gamma \colon I \to \mathbb{R}^n$ is non-degenerate and the inequality holds, then we must have $\sigma \leq \sigma(p,n):= \min \{ \frac{1}{n}, \frac{1}{n}(\frac{1}{2} + \frac{2}{p} ), \frac{2}{p} \}$.

Theorems & Definitions (8)

  • Theorem 1.1
  • Conjecture 1.2: Local smoothing conjecture for curve averages
  • Conjecture 1.3
  • Definition 2.1
  • Proposition 2.2
  • Proposition 3.1
  • Lemma 3.2
  • proof : Proof (of Proposition \ref{['necessity proposition']})