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The Dirac operator for the Ruelle-Koopman pair on L^p-spaces: an interplay between Connes distance and symbolic dynamics

William Braucks, Artur O. Lopes

TL;DR

The article develops a dynamical Dirac operator $D_p$ for the Ruelle–Koopman pair on $L^{p}$ spaces over a symbolic space, enabling a Connes distance framework in a dynamical setting. It establishes explicit commutator norms in terms of the discrete-time derivative $f\circ\sigma - f$ and the transfer operators, proving that $\lVert[D_p, \pi(M_f)]\rVert$ can be characterized by a maximum over $p$-norms of weighted Koopman–Ruelle actions. The work analyzes the Connes distance for both pure and general states, deriving finiteness criteria tied to homoclinic equivalence and linking the distance to Wasserstein-type transport costs, with $d_p$ interpolating between Wasserstein distances and the Connes metric as $p$ varies. It also demonstrates that $\lVert[D_p, \pi(K^nL^n)]\rVert = 1$ for all $n$ and provides concrete bounds for distances between state pairs, thereby bridging noncommutative geometry, symbolic dynamics, and noncommutative optimal transport.

Abstract

Denote by $\bmμ$ the maximal entropy measure for the shift \(σ\) acting on $Ω= \{0, 1\}^\mathbb{N}$, by $\ruelle$ the associated Ruelle operator and by $\koopman = \ruelle^{\dagger}$ the Koopman operator, both acting on $\lp{2}(\bmμ)$. Using a diagonal representation $π$, the Ruelle-Koopman pair can be used for defining a dynamical Dirac operator $\mathcal{D},$ as in \cite{BL}. $\mathcal{D}$ plays the role of a derivative. In \cite{lpspec}, the notion of a spectral triple was generalized to \(\lp{p}\)-operator algebras; in consonance, here, we generalize results for $\mathcal{D}$ to results for a Dirac operator $\mathcal{D}_p$ , and the associated Connes distance $d_p$, to this new \(\lp{p}\) context, \(p \geq 1\). Given the states $η, ξ$: $d_{p}(η, ξ) \defn \sup \{ \,|η(a) - ξ(a) | where a \in \mathcal{A} and \norm{\left[\mathcal{D}_p,π(a)\right]} \leq 1\}$. The operator $M_f$ acts on $L^p (μ).$ We explore the relationship of $\mathcal{D}_p$ with dynamics, in particular with $f \circ σ- f$, the discrete-time derivative of a continuous $f:Ω\to \mathbb{R}$. Take $p,p^{\prime}>0$ satisfying $\frac{1}{p} + \frac{1}{ p^{\prime}}=1$. We show for any continuous function $f$: $\norm{\left[ \dirac_p, π(\mult_f) \right]} = | \sqrt[λ]{\ruelle \abs{f \circ σ- f}^λ} |_{\infty}$, where $λ= \max\{p, p^\prime\}$. Furthermore, we show $\norm{\left[ \mathcal{D}_p, π(\koopman^{n} \mathcal{L}^{n})]\right]}=1$ for all \(n \geq 1\). We also prove a formula analogous to the Kantorovich duality formula for minimizing the cost of tensor products.

The Dirac operator for the Ruelle-Koopman pair on L^p-spaces: an interplay between Connes distance and symbolic dynamics

TL;DR

The article develops a dynamical Dirac operator for the Ruelle–Koopman pair on spaces over a symbolic space, enabling a Connes distance framework in a dynamical setting. It establishes explicit commutator norms in terms of the discrete-time derivative and the transfer operators, proving that can be characterized by a maximum over -norms of weighted Koopman–Ruelle actions. The work analyzes the Connes distance for both pure and general states, deriving finiteness criteria tied to homoclinic equivalence and linking the distance to Wasserstein-type transport costs, with interpolating between Wasserstein distances and the Connes metric as varies. It also demonstrates that for all and provides concrete bounds for distances between state pairs, thereby bridging noncommutative geometry, symbolic dynamics, and noncommutative optimal transport.

Abstract

Denote by the maximal entropy measure for the shift acting on , by the associated Ruelle operator and by the Koopman operator, both acting on . Using a diagonal representation , the Ruelle-Koopman pair can be used for defining a dynamical Dirac operator as in \cite{BL}. plays the role of a derivative. In \cite{lpspec}, the notion of a spectral triple was generalized to -operator algebras; in consonance, here, we generalize results for to results for a Dirac operator , and the associated Connes distance , to this new context, . Given the states : . The operator acts on We explore the relationship of with dynamics, in particular with , the discrete-time derivative of a continuous . Take satisfying . We show for any continuous function : , where . Furthermore, we show for all . We also prove a formula analogous to the Kantorovich duality formula for minimizing the cost of tensor products.

Paper Structure

This paper contains 7 sections, 19 theorems, 79 equations.

Key Result

Proposition 4

For any continuous function $f:\Omega \to \mathbb{R}$

Theorems & Definitions (48)

  • Definition 1
  • Remark 2
  • Remark 3
  • Proposition 4
  • proof
  • Remark 5
  • Remark 6
  • Lemma 7
  • proof
  • Lemma 8
  • ...and 38 more