Variational Principle for Optical Phase
A. Yu. Okulov
TL;DR
This work develops a variational framework to maximize laser beam concentration in the far field by optimizing the near-field phase $\psi$ under a fixed amplitude. It formulates a beam propagation functional $T[\psi]$ with explicit Cartesian and cylindrical forms derived from paraxial scalar diffraction, demonstrating that $T[\psi]$ is real and positively defined. The first variation $\delta T[\psi]/\delta \psi=0$ admits uniform phases $\psi(\vec r)=\text{const}$ as extremals, and the second variation satisfies $\delta^2 T[\psi]/\delta \psi^2<0$, indicating a local maximum for the transmitted flux through the aperture. The results yield necessary and sufficient conditions for the maximum, apply to phase-locked laser arrays and Shack–Hartmann type wavefront control, and provide exact solutions for optimal wavefront shapes under fixed near-field amplitudes.
Abstract
{The problem of laser beam concentration in a focal spot via wavefront variations is formulated as a maximization of the $beam$ $propagation$ $functional$ defined as the light power passing through aperture of an arbitrary shape located in the far field. Variational principle provides the necessary and sufficient conditions for at least the $local$ $maximum$ of the $beam$ $propagation$ $functional$. The wavefront shape is obtained as an exact solution of nonlinear integral equation. }
