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Forcing Diamond and Applications to Iterability

Heike Mildenberger, Saharon Shelah

TL;DR

This work investigates diamond-adding phenomena for higher tree forcings at uncountable cardinals. By analyzing higher Sacks, Silver, Miller, and Laver forcings and their $W$-variants, it proves that diamonds can be forced and that $\leq\kappa$-supported iterations preserve $\kappa^+$ and are $\kappa$-proper under the hypothesis $\kappa^{<\kappa}=\kappa\geq\aleph_1$, with different methods for weakly Mahlo and regular limit $\kappa$. It provides explicit diamond-name constructions, including simple forms for Miller/Laver, and develops a strategic-closure framework to derive diamonds under strong closure hypotheses. The paper also explains how approachability and Bernstein techniques yield diamonds and collapses in broader contexts, including $W$-variants and successor cardinals, thereby extending iterability and preservation results for a wide class of higher tree forcings. Overall, it advances our understanding of diamond principles in forcing at $\kappa$ and supplies robust methods for proving $\kappa$-properness and non-collapse in high-cardinal iterations.

Abstract

We show that higher Sacks forcing at a regular limit cardinal and club Miller forcing at an uncountable regular cardinal both add a diamond sequence. We answer the longstanding question, whether $κ= κ^{<κ} \geq\aleph_1$ implies that $κ$-supported iterations of $κ$-Sacks forcing do not collapse $κ^+$ and are $κ$-proper in the affirmative. The results pertain to other higher tree forcings.

Forcing Diamond and Applications to Iterability

TL;DR

This work investigates diamond-adding phenomena for higher tree forcings at uncountable cardinals. By analyzing higher Sacks, Silver, Miller, and Laver forcings and their -variants, it proves that diamonds can be forced and that -supported iterations preserve and are -proper under the hypothesis , with different methods for weakly Mahlo and regular limit . It provides explicit diamond-name constructions, including simple forms for Miller/Laver, and develops a strategic-closure framework to derive diamonds under strong closure hypotheses. The paper also explains how approachability and Bernstein techniques yield diamonds and collapses in broader contexts, including -variants and successor cardinals, thereby extending iterability and preservation results for a wide class of higher tree forcings. Overall, it advances our understanding of diamond principles in forcing at and supplies robust methods for proving -properness and non-collapse in high-cardinal iterations.

Abstract

We show that higher Sacks forcing at a regular limit cardinal and club Miller forcing at an uncountable regular cardinal both add a diamond sequence. We answer the longstanding question, whether implies that -supported iterations of -Sacks forcing do not collapse and are -proper in the affirmative. The results pertain to other higher tree forcings.

Paper Structure

This paper contains 11 sections, 20 theorems, 58 equations.

Key Result

theorem 1.1

If $\kappa$ is weakly Mahlo and $S \subseteq \{\delta < \kappa: \delta \hbox{regular limit}\}$ is stationary in $\kappa$, then ${\mathbb Q}^{\rm Sacks}_\kappa \Vdash \diamondsuit_\kappa(S)$. The same holds for ${\mathbb Q}^{\rm Silver}_\kappa$.

Theorems & Definitions (66)

  • theorem 1.1
  • theorem 1.2
  • theorem 1.3
  • theorem 1.4: Kanamori, Kanamori-higher-sacks
  • corollary 1.5
  • theorem 1.6
  • definition 2.1
  • definition 2.2
  • definition 2.3: See Sh:107Sh:589Sh:829
  • definition 2.4
  • ...and 56 more