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Rational concordance of double twist knots

Jaewon Lee

TL;DR

This work classifies the rational sliceness and rational concordance of the double twist knots $K_{m,n}$, proving that such knots are rationally slice precisely when $mn=0$ or $|m+n|c1$, and that no new torsion arises in the rational concordance group for this family. The authors combine a smooth-category obstruction from lattices on infinitely many prime-power branched covers with Donaldson's diagonalization theorem, together with topological-category obstructions via von Neumann $\rho$-invariants with complexity, to obtain a complete picture. They also determine the algebraic rational concordance of twist knots and provide topological obstructions showing non-sliceness in those cases, linking Alexander polynomial data to higher-order $\rho$-invariants. Collectively, the results pinpoint the precise rational concordance class of $K_{m,n}$ and illuminate the interplay between smooth and topological sliceness in this family as well as the behavior under cabling and branched covers.

Abstract

Double twist knots $K_{m, n}$ are known to be rationally slice if $mn = 0$, $n = -m\pm 1$, or $n = -m$. In this paper, we prove the converse. It is done by showing that infinitely many prime power-fold cyclic branched covers of the other cases do not bound a rational ball. Our rational ball obstruction is based on Donaldson's diagonalization theorem.

Rational concordance of double twist knots

TL;DR

This work classifies the rational sliceness and rational concordance of the double twist knots , proving that such knots are rationally slice precisely when or , and that no new torsion arises in the rational concordance group for this family. The authors combine a smooth-category obstruction from lattices on infinitely many prime-power branched covers with Donaldson's diagonalization theorem, together with topological-category obstructions via von Neumann -invariants with complexity, to obtain a complete picture. They also determine the algebraic rational concordance of twist knots and provide topological obstructions showing non-sliceness in those cases, linking Alexander polynomial data to higher-order -invariants. Collectively, the results pinpoint the precise rational concordance class of and illuminate the interplay between smooth and topological sliceness in this family as well as the behavior under cabling and branched covers.

Abstract

Double twist knots are known to be rationally slice if , , or . In this paper, we prove the converse. It is done by showing that infinitely many prime power-fold cyclic branched covers of the other cases do not bound a rational ball. Our rational ball obstruction is based on Donaldson's diagonalization theorem.

Paper Structure

This paper contains 6 sections, 21 theorems, 48 equations, 4 figures.

Key Result

Theorem 1.1

The following are equivalent:

Figures (4)

  • Figure 1: The twist knot $K_n$.
  • Figure 2: The double twist knot $K_{m,n}$.
  • Figure 3: $K_{m,n}$ for $n > 0$ bounds a smooth nullhomologous disk in $n\overline{\mathbb{CP}}^2$.
  • Figure 4: A negative definite filling $W_p(m,n)$ of $\Sigma_p(K_{m,n})$ for $m < 0$, $n > 0$, and $p > 2$.

Theorems & Definitions (43)

  • Theorem 1.1
  • Theorem 1.2
  • Corollary 1.3
  • Theorem 1.4
  • Theorem 1.5
  • Corollary 1.6
  • Theorem 2.1
  • proof : Proof of Theorem \ref{['thm-B']}
  • Theorem 3.1
  • Lemma 3.2
  • ...and 33 more